Reduced Sales Charges. In accordance with the terms of each applicable Prospectus, Dealer acknowledges that a reduced sales charge or no sales charge (collectively, “discounts”) may be available to certain purchasers of Units under certain circumstances. Dealer represents that it has, and will maintain during the term of this Agreement, adequate written supervisory procedures and internal controls to ensure that Dealer’s customers receive all available discounts, and Dealer agrees: (i) to inform its customers of applicable discount opportunities and to inquire about other qualifying holdings that might entitle customers to receive discounts; (ii) to advise Strategas, contemporaneously with each purchase order it forwards to Strategas as agent for its customers, of the availability of any discounts and (iii) that in the event that Dealer fails to provide Strategas with information concerning the availability of discounts as provided in (ii) above, Dealer, and not Strategas, the Trust or any Series thereof, shall be responsible for reimbursing its customer any applicable discount amount.
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Samples: Dealer Agreement (Strategas Trust)
Reduced Sales Charges. In accordance with the terms of each applicable Prospectus, Dealer acknowledges that a reduced sales charge or no sales charge (collectively, “discounts”) may be available to certain purchasers of Units under certain circumstances. Dealer represents that it has, and will maintain during the term of this Agreement, adequate written supervisory procedures and internal controls to ensure that Dealer’s customers receive all available discounts, and Dealer agrees: (i) to inform its customers of applicable discount opportunities and to inquire about other qualifying holdings that might entitle customers to receive discounts; (ii) to advise StrategasAxio, contemporaneously with each purchase order it forwards to Strategas Axio as agent for its customers, of the availability of any discounts and (iii) that in the event that Dealer fails to provide Strategas Axio with information concerning the availability of discounts as provided in (ii) above, Dealer, and not StrategasAxio, the Trust or any Series thereof, shall be responsible for reimbursing its customer any applicable discount amount.
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Samples: Dealer Agreement (M Funds Trust)
Reduced Sales Charges. In accordance with the terms of each applicable Prospectus, Dealer acknowledges that a reduced sales charge or no sales charge (collectively, “discounts”) may be available to certain purchasers of Units under certain circumstances. Dealer represents that it has, and will maintain during the term of this Agreement, adequate written supervisory procedures and internal controls to ensure that Dealer’s customers receive all available discounts, and Dealer agrees: (i) to inform its customers of applicable discount opportunities and to inquire about other qualifying holdings that might entitle customers to receive discounts; (ii) to advise StrategasCowen, contemporaneously with each purchase order it forwards to Strategas Cowen as agent for its customers, of the availability of any discounts and (iii) that in the event that Dealer fails to provide Strategas Cowen with information concerning the availability of discounts as provided in (ii) above, Dealer, and not StrategasCowen, the Trust or any Series thereof, shall be responsible for reimbursing its customer any applicable discount amount.
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Samples: Dealer Agreement (M Funds Trust)
Reduced Sales Charges. In accordance with the terms of each applicable Prospectus, Dealer acknowledges that a reduced sales charge or no sales charge (collectively, “discounts”) may be available to certain purchasers of Units under certain circumstances. Dealer represents that it has, and will maintain during the term of this Agreement, adequate written supervisory procedures and internal controls to ensure that Dealer’s customers receive all available discounts, and Dealer agrees: (i) to inform its customers of applicable discount opportunities and to inquire about other qualifying holdings that might entitle customers to receive discounts; (ii) to advise StrategasBHSI, contemporaneously with each purchase order it forwards to Strategas BHSI as agent for its customers, of the availability of any discounts and (iii) that in the event that Dealer fails to provide Strategas BHSI with information concerning the availability of discounts as provided in (ii) above, Dealer, and not StrategasBHSI, the Trust or any Series thereof, shall be responsible for reimbursing its customer any applicable discount amount.
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