Reference to the Sub-Advisor Clause Samples
The 'Reference to the Sub-Advisor' clause establishes the manner in which the sub-advisor is identified and referred to throughout the agreement. Typically, this clause clarifies that any mention of the sub-advisor in the contract pertains to the specific entity or individual appointed to provide advisory services, and may also address how changes to the sub-advisor are to be handled. Its core function is to ensure consistency and clarity in the contract by explicitly defining who the sub-advisor is, thereby preventing confusion or disputes regarding the parties involved in the advisory relationship.
Reference to the Sub-Advisor. Neither the Advisor nor any affiliate or agent of it shall make reference to this Agreement or use the name of the Sub-Advisor or any of its affiliates except with respect to references in regulatory filings and communications with shareholders concerning the identity of and services provided by the Sub-Advisor to the Fund, which references shall not differ in substance from those typically included in a proxy statement or annual report of the Fund, or the Fund’s registration statement and any advertising or promotional materials, provided such materials are FINRA compliant, without the prior approval of the Sub-Advisor.
Reference to the Sub-Advisor. Neither the Advisor nor any affiliate or agent of it shall make reference to this Agreement or use the name of the Sub-Advisor or any of its affiliates except with respect to references in regulatory filings and communications with shareholders concerning the identity of and services provided by the Sub-Advisor to the Fund, which references shall not differ in substance from those typically included in a proxy statement or annual report of the Fund, or the Fund’s registration statement and any advertising or promotional materials, provided such materials are FINRA compliant, without the prior approval of the Sub-Advisor. In no event, however, shall the Sub-Advisor be liable for any misstatement or misrepresentation in, or omission from, such reference unless the Sub-Advisor had the opportunity to review the reference and provide information necessary to correct or supplement any information contained therein.
Reference to the Sub-Advisor. Neither the Fund, the Advisor or any affiliate or agent thereof shall make reference to or use the name of the Sub-Advisor or any of its affiliates in any advertising or promotional materials without the prior approval of the Sub-Advisor, which approval shall not be unreasonably withheld.
Reference to the Sub-Advisor. Neither the Advisor nor any affiliate or agent of it shall make reference to this Agreement or use the name of the Sub-Advisor or any of its affiliates except with respect to references in regulatory filings and communications with shareholders concerning the identity of and services provided by the Sub-Advisor to the Fund, which references shall not differ in substance from those typically included in a proxy statement or annual report of the Fund, or the Fund’s registration statement and any advertising or promotional materials, provided such materials are FINRA compliant, without the prior approval of the Sub-Advisor. In the event that this Agreement shall be terminated for any reason, and in the event a new or successor agreement with the Sub-Advisor is not concluded, the Advisor understands that it must promptly take all steps necessary to delete the Sub-Advisor’s name from all Fund materials and cease any and all use of the Sub-Advisor’s name.