Registered Offerings. In the case of any Offering of Securities which are registered under the Securities Act ("Registered Offering"), we will make available to you as soon as practicable after sufficient copies are made available to us by the issuer of the Securities such number of copies of each preliminary prospectus and of the final prospectus relating thereto as you may reasonably request for the purposes contemplated by the Securities Act and the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the applicable rules and regulations of the Securities and Exchange Commission thereunder. You represent and warrant that you are familiar with Rule 15c2-8 under the Exchange Act relating to the distribution of preliminary and final prospectuses and agree that you will comply therewith. You agree to make a record of your distribution of each preliminary prospectus and when furnished with copies of any revised preliminary prospectus, you will promptly forward copies thereof to each person to whom you have theretofore distributed a preliminary prospectus. You agree that in purchasing Securities in a Registered Offering you will rely upon no statement whatsoever, written or oral, other than the statements in the final prospectus delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to a prospectus or by any Underwriters to give any information or to make any representation not contained in the prospectus in connection with the sale of such Securities.
Appears in 43 contracts
Samples: Distribution Agreement (Bear Stearns Companies Inc), Master Selected Dealer Agreement (Nuveen Tax-Advantaged Dividend Growth Fund), Master Selected Dealer Agreement (Lazard Global Total Return & Income Fund Inc)
Registered Offerings. In the case of any Offering of Securities which are registered under the Securities Act ("“Registered Offering"”), we will make available to you as soon as practicable after sufficient copies are made available to us by the issuer of the Securities such number of copies of each preliminary prospectus and of the final prospectus relating thereto as you may reasonably request for the purposes contemplated by the Securities Act and the Securities Exchange Act of 1934, as amended (the "“Exchange Act"”) and the applicable rules and regulations of the Securities and Exchange Commission thereunder. You represent and warrant that you are familiar with Rule 15c2-8 under the Exchange Act relating to the distribution of preliminary and final prospectuses and agree that you will comply therewith. You agree to make a record of your distribution of each preliminary prospectus and when furnished with copies of any revised preliminary prospectus, you will promptly forward copies thereof to each person to whom you have theretofore distributed a preliminary prospectus. You agree that in purchasing Securities in a Registered Offering you will rely upon no statement whatsoever, written or oral, other than the statements in the final prospectus delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to a prospectus or by any Underwriters to give any information or to make any representation not contained in the prospectus in connection with the sale of such Securities.
Appears in 14 contracts
Samples: Distribution Agreement (Bear Stearns Companies Inc), Master Selected Dealer Agreement (Nuveen Build America Bond Opportunity Fund), Master Selected Dealer Agreement (ClearBridge Energy MLP Fund Inc.)
Registered Offerings. In the case of any Offering of Securities which that are registered under the Securities Act ("Registered Offering"), we will make available to shall provide you as soon as practicable after sufficient copies are made available to us by the issuer of the Securities with such number of copies of each preliminary prospectus and of the final prospectus relating thereto as you may reasonably request for the purposes contemplated by the Securities Act and the Securities Exchange Act of 1934, as amended 1934 (the "Exchange Act") and the applicable rules and regulations of the Securities and Exchange Commission thereunder. You represent and warrant that you are familiar with Rule 15c2-8 under the Exchange Act relating to the distribution of preliminary and final prospectuses and agree that you will comply therewith. You agree to make a record of your distribution of each preliminary prospectus and and, when furnished with copies of any revised preliminary prospectus, you will will, upon our request, promptly forward copies thereof to each person to whom you have theretofore distributed a preliminary prospectus. You agree that in purchasing Securities in a Registered Offering you will rely upon no statement whatsoever, written or oral, other than the statements in the final prospectus delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to a prospectus or by any Underwriters Underwriter to give any information or to make any representation not contained in the prospectus in connection with the sale of such Securities.
Appears in 12 contracts
Samples: Selling Agent Agreement (Caterpillar Financial Services Corp), Selling Agent Agreement (PHH Corp), Selling Agent Agreement (Bank of America Corp /De/)
Registered Offerings. In the case of any Offering of Securities which that are registered under the Securities Act ("“Registered Offering"”), we will make available to you as soon as practicable after sufficient copies are made available to shall provide us by the issuer of the Securities with such number of copies of each preliminary prospectus prospectus, the Prospectus and of the final prospectus any supplement thereto relating thereto to each Registered Offering as you we may reasonably request for the purposes contemplated by the Securities Act and the Securities Exchange Act of 1934, as amended 1934 (the "“Exchange Act"”) and the applicable rules Rules and regulations of the Securities and Exchange Commission thereunder. You We represent and warrant that you we are familiar with Rule 15c2-8 under the Exchange Act relating to the distribution of preliminary and final prospectuses and agree that you we will comply therewith. You We agree to make a keep an accurate record of your our distribution (including dates, number of each copies, and persons to whom sent) of copies of the Prospectus or any preliminary prospectus (or any amendment or supplement to any thereof), and when furnished with copies promptly upon request by you, to bring all subsequent changes to the attention of any revised preliminary prospectus, you will promptly forward copies thereof to each person anyone to whom you such material shall have theretofore distributed been furnished. We agree to furnish to persons who receive a preliminary prospectusconfirmation of sale a copy of the Prospectus filed pursuant to Rule 424(b) or Rule 424(c) under the Securities Act. You We agree that in purchasing Securities in a Registered Offering you we will rely upon no statement statements whatsoever, written or oral, other than the statements in the final prospectus Prospectus delivered to you us by usyou. You We will not be authorized by the issuer or other seller of Securities offered pursuant to a prospectus Prospectus or by any Underwriters Underwriter to give any information or to make any representation not contained in the prospectus Prospectus in connection with the sale of such Securities. We will not use any free writing prospectus, unless consented to by you or authorized expressly in writing to you by the issuer in the Registered Offering.
Appears in 8 contracts
Samples: Agency Agreement (Quaint Oak Bancorp Inc), Agency Agreement (Lake Shore Bancorp, Inc.), Agency Agreement (CMS Bancorp, Inc.)
Registered Offerings. In the case of any Offering of Securities which that are registered under the Securities Act ("“Registered Offering"”), we will make available to you as soon as practicable after sufficient copies are made available to shall provide us by the issuer of the Securities with such number of copies of each preliminary prospectus prospectus, the Prospectus and of the final prospectus any supplement thereto relating thereto to each Registered Offering as you we may reasonably request for the purposes contemplated by the Securities Act and the Securities Exchange Act of 1934, as amended 1934 (the "“Exchange Act"”) and the applicable rules Rules and regulations of the Securities and Exchange Commission thereunder. You We represent and warrant that you we are familiar with Rule 15c2-8 under the Exchange Act relating to the distribution of preliminary and final prospectuses and agree that you we will comply therewith. You We agree to make a keep an accurate record of your our distribution (including dates, number of each copies, and persons to whom sent) of copies of the Prospectus or any preliminary prospectus (or any amendment or supplement to any thereof), and when furnished with copies promptly upon request by you, to bring all subsequent changes to the attention of any revised preliminary prospectus, you will promptly forward copies thereof to each person anyone to whom you such material shall have theretofore distributed been furnished. We agree to furnish to persons who receive a preliminary prospectusconfirmation of sale a copy of the Prospectus filed pursuant to Rule 424(b) or Rule 424(c) under the Securities Act. You We agree that in purchasing Securities in a Registered Offering you we will rely upon no statement statements whatsoever, written or oral, other than the statements in the final prospectus Prospectus delivered to you us by usyou. You We will not be authorized by the issuer or other seller of Securities offered pursuant to a prospectus Prospectus or by any Underwriters Underwriter to give any information or to make any representation not contained in the prospectus Prospectus in connection with the sale of such Securities.
Appears in 3 contracts
Samples: Agency Agreement (Legacy Bancorp, Inc.), Master Selected Dealer Agreement (Crescent Financial Corp), Agency Agreement (North Penn Bancorp, Inc.)
Registered Offerings. In the case of any Offering of Securities which that are registered under the Securities 1933 Act ("Registered Offering"), we will make available to shall provide you as soon as practicable after sufficient copies are made available to us by the issuer of the Securities with such number of copies of each preliminary prospectus and of the final prospectus relating thereto as you may reasonably request for the purposes contemplated by the Securities 1933 Act and the Securities Exchange Act of 1934, as amended 1934 (the "Exchange 1934 Act") and the applicable rules and regulations of the Securities and Exchange Commission thereunder. You represent and warrant that you are familiar with Rule 15c2-8 under the Exchange 1934 Act relating to the distribution of preliminary and final prospectuses and agree that you will comply therewith. You agree to make a record of your distribution of each preliminary prospectus and and, when furnished with copies of any revised preliminary prospectus, you will will, upon our request, promptly forward copies thereof to each person to whom you have theretofore distributed a preliminary prospectus. You agree that in purchasing Securities in a Registered Offering you will rely upon no statement whatsoever, written or oral, other than the statements in the final prospectus delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to a prospectus or by any Underwriters Underwriter to give any information or to make any representation not contained in the prospectus in connection with the sale of such Securities.
Appears in 3 contracts
Samples: Selling Agent Agreement (Marshall & Ilsley Corp/Wi/), Selling Agent Agreement (Cit Group Inc), Selling Agent Agreement (Cit Group Inc)
Registered Offerings. In the case of any Offering of Securities which that are registered under the Securities Act ("Registered Offering"), we will make available to you as soon as practicable after sufficient copies are made available to shall provide us by the issuer of the Securities with such number of copies of each preliminary prospectus prospectus, the Prospectus and of the final prospectus any supplement thereto relating thereto to each Registered Offering as you we may reasonably request for the purposes contemplated by the Securities Act and the Securities Exchange Act of 1934, as amended 1934 (the "Exchange Act") and the applicable rules Rules and regulations of the Securities and Exchange Commission thereunder. You We represent and warrant that you we are familiar with Rule 15c2-8 under the Exchange Act relating to the distribution of preliminary and final prospectuses and agree that you we will comply therewith. You We agree to make a keep an accurate record of your our distribution (including dates, number of each copies, and persons to whom sent) of copies of the Prospectus or any preliminary prospectus (or any amendment or supplement to any thereof), and when furnished with copies promptly upon request by you, to bring all subsequent changes to the attention of any revised preliminary prospectus, you will promptly forward copies thereof to each person anyone to whom you such material shall have theretofore distributed been furnished. We agree to furnish to persons who receive a preliminary prospectusconfirmation of sale a copy of the Prospectus filed pursuant to Rule 424(b) or Rule 424(c) under the Securities Act. You We agree that in purchasing Securities in a Registered Offering you we will rely upon no statement statements whatsoever, written or oral, other than the statements in the final prospectus Prospectus delivered to you us by usyou. You We will not be authorized by the issuer or other seller of Securities offered pursuant to a prospectus Prospectus or by any Underwriters Underwriter to give any information or to make any representation not contained in the prospectus Prospectus in connection with the sale of such Securities.
Appears in 3 contracts
Samples: Agency Agreement (Magyar Bancorp, Inc.), Agency Agreement (Alpena Bancshares Inc), Master Selected Dealer Agreement (Gateway Financial Holdings Inc)
Registered Offerings. In the case of any Offering of Securities which that are registered under the Securities 1933 Act ("“Registered Offering"”), we will make available to shall provide you as soon as practicable after sufficient copies are made available to us by the issuer of the Securities with such number of copies of each preliminary prospectus and of the final prospectus relating thereto as you may reasonably request for the purposes contemplated by the Securities 1933 Act and the Securities Exchange Act of 1934, as amended 1934 (the "Exchange “1934 Act"”) and the applicable rules and regulations of the Securities and Exchange Commission thereunder. You represent and warrant that you are familiar with Rule 15c2-8 under the Exchange 1934 Act relating to the distribution of preliminary and final prospectuses and agree that you will comply therewith. You agree to make a record of your distribution of each preliminary prospectus and and, when furnished with copies of any revised preliminary prospectus, you will will, upon our request, promptly forward copies thereof to each person to whom you have theretofore distributed a preliminary prospectus. You agree that in purchasing Securities in a Registered Offering you will rely upon no statement whatsoever, written or oral, other than the statements in the final prospectus delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to a prospectus or by any Underwriters Underwriter to give any information or to make any representation not contained in the prospectus in connection with the sale of such Securities.
Appears in 2 contracts
Samples: Selling Agent Agreement (Eop Operating LTD Partnership), Selling Agent Agreement (Paccar Financial Corp)
Registered Offerings. In the case of any Offering of Securities which are registered under the Securities Act ("“Registered Offering"”), we will make available to shall provide you as soon as practicable after sufficient copies are made available to us by the issuer of the Securities with such number of copies of each preliminary prospectus Preliminary Prospectus and of the final prospectus Final Prospectus (as defined in the Underwriting Agreement) relating thereto as you may reasonably request for the purposes contemplated by the Securities Act and the Securities Exchange Act of 1934, as amended 1934 (the "“Exchange Act"”) and the applicable rules and regulations of the Securities and Exchange Commission (the “SEC”) thereunder. You represent and warrant that you are familiar with Rule 15c2-8 under the Exchange Act relating to the distribution of preliminary each Preliminary and final prospectuses Final Prospectus and agree that you will comply therewith. You agree to make a record of your distribution of each preliminary prospectus and Preliminary Prospectus and, when furnished with copies of any revised preliminary prospectusPreliminary Prospectus, you will will, upon our request, promptly forward copies thereof to each person to whom you have theretofore distributed a preliminary prospectusPreliminary Prospectus. You agree that in purchasing selling Securities in a Registered Offering you will rely upon no statement statements whatsoever, written or oral, other than the statements in the final prospectus Final Prospectus delivered to you by us. You will not be authorized by the issuer Issuer or other seller of Securities offered pursuant to a prospectus Prospectus or by any Underwriters Underwriter to give any information or to make any representation not contained in the prospectus Prospectus in connection with the sale of such Securitiessecurities.
Appears in 2 contracts
Samples: Master Selected Dealer Agreement (Pelion Systems Inc), Master Selected Dealer Agreement (Pelion Systems Inc)
Registered Offerings. In the case of any Offering of Securities which that are registered under the Securities Act ("Registered Offering"), we will make available to you as soon as practicable after sufficient copies are made available to shall provide us by the issuer of the Securities with such number of copies of each preliminary prospectus prospectus, the Prospectus and of the final prospectus any supplement thereto relating thereto to each Registered Offering as you we may reasonably request for the purposes contemplated by the Securities Act and the Securities Exchange Act of 1934, as amended 1934 (the "Exchange Act") and the applicable rules Rules and regulations of the Securities and Exchange Commission thereunder. You We represent and warrant that you we are familiar with Rule 15c2-8 under the Exchange Act relating to the distribution of preliminary and final prospectuses and agree that you we will comply therewith. You We agree to make a keep an accurate record of your our distribution (including dates, number of each copies, and persons to whom sent) of copies of the Prospectus or any preliminary prospectus (or any amendment or supplement to any thereof), and when furnished with copies promptly upon request by you, to bring all subsequent changes to the attention of any revised preliminary prospectus, you will promptly forward copies thereof to each person anyone to whom you such material shall have theretofore distributed been furnished. We agree to furnish to persons who receive a preliminary prospectusconfirmation of sale a copy of the Prospectus filed pursuant to Rule 424(b) or Rule 424(c) under the Securities Act. You We agree that in purchasing Securities in a Registered Offering you we will rely upon no statement statements whatsoever, written or oral, other than the statements in the final prospectus Prospectus delivered to you us by usyou. You We will not be authorized by the issuer or other seller of Securities offered pursuant to a prospectus Prospectus or by any Underwriters Underwriter to give any information or to make any representation not contained in the prospectus Prospectus in connection with the sale of such Securities. We will not use any free writing prospectus, unless consented to by you or authorized expressly in writing to you by the issuer in the Registered Offering.
Appears in 2 contracts
Samples: Agency Agreement (Mainstreet Financial Corp), Agency Agreement (Delanco Bancorp Inc)
Registered Offerings. In the case of any Offering of Securities which are registered under the Securities Act ("Registered Offering"), we will make available to shall provide you as soon as practicable after sufficient copies are made available to us by the issuer of the Securities with such number of copies of each preliminary prospectus Preliminary Prospectus and of the final prospectus Final Prospectus (as defined in the Underwriting Agreement) relating thereto as you may reasonably request for the purposes contemplated by the Securities Act and the Securities Exchange Act of 1934, as amended 1934 (the "Exchange Act") and the applicable rules and regulations of the Securities and Exchange Commission (the "SEC") thereunder. You represent and warrant that you are familiar with Rule 15c2-8 under the Exchange Act relating to the distribution of preliminary each Preliminary and final prospectuses Final Prospectus and agree that you will comply therewith. You agree to make a record of your distribution of each preliminary prospectus and Preliminary Prospectus and, when furnished with copies of any revised preliminary prospectusPreliminary Prospectus, you will will, upon our request, promptly forward copies thereof to each person to whom you have theretofore distributed a preliminary prospectusPreliminary Prospectus. You agree that in purchasing Securities in a Registered Offering you will rely upon no statement statements whatsoever, written or oral, other than the statements in the final prospectus Final Prospectus delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to a prospectus Prospectus or by any Underwriters Underwriter to give any information or to make any representation not contained in the prospectus Prospectus in connection with the sale of such Securitiessecurities.
Appears in 1 contract
Samples: Master Selected Dealer Agreement (Premier Concepts Inc /Co/)
Registered Offerings. In the case of any Offering of Securities which are that is registered under the Securities Act ("Registered Offering"), we will make available to shall provide you as soon as practicable after sufficient copies are made available to us by the issuer of the Securities with such number of copies of each preliminary prospectus and of the final prospectus relating thereto as you may reasonably request for the purposes contemplated by the Securities Act and the Securities Exchange Act of 1934, as amended 1934 (the "Exchange Act") and the applicable rules and regulations of the Securities and Exchange Commission thereunder. You represent and warrant that you are familiar with Rule 15c2-8 under the Exchange Act relating to the distribution of preliminary and final prospectuses and agree that you will comply therewith. You agree to make a record of your distribution of each preliminary prospectus and and, when furnished with copies of any revised preliminary prospectus, you will will, upon our request, promptly forward copies thereof to each person to whom you have theretofore distributed a preliminary prospectus. You agree that in purchasing Securities in a Registered Offering you will rely upon no statement whatsoever, written or oral, other than the statements in the final prospectus delivered to you by us. You will not be authorized by the issuer or other seller of Securities offered pursuant to a prospectus or by any Underwriters Underwriter to give any information or to make any representation not contained in the prospectus in connection with the sale of such Securities.
Appears in 1 contract
Samples: Selling Agent Agreement (Bank of America Corp /De/)
Registered Offerings. In the case of any Offering of Securities which that are registered under the Securities Act ("“Registered Offering"”), we will make available to you as soon as practicable after sufficient copies are made available to shall provide us by the issuer of the Securities with such number of copies of each preliminary prospectus prospectus, the Prospectus and of the final prospectus any supplement thereto relating thereto to each Registered Offering as you we may reasonably request for the purposes contemplated by the Securities Act and the Securities Exchange Act of 1934, as amended amended, (the "“Exchange Act"”) and the applicable rules Rules and regulations of the Securities and Exchange Commission thereunder. You We represent and warrant that you we are familiar with Rule 15c2-8 under the Exchange Act relating to the distribution of preliminary and final prospectuses and agree that you we will comply therewith. You We agree to make a keep an accurate record of your our distribution (including dates, number of each copies, and persons to whom sent) of copies of the Prospectus or any preliminary prospectus (or any amendment or supplement to any thereof), and when furnished with copies promptly upon request by you, to bring all subsequent changes to the attention of any revised preliminary prospectus, you will promptly forward copies thereof to each person anyone to whom you such material shall have theretofore distributed been furnished. We agree to furnish to persons who receive a preliminary prospectusconfirmation of sale a copy of the Prospectus filed pursuant to Rule 424(b) or Rule 424(c) under the Securities Act. You We agree that in purchasing Securities in a Registered Offering you we will rely upon no statement statements whatsoever, written or oral, other than the statements in the final prospectus Prospectus delivered to you us by usyou. You We will not be authorized by the issuer or other seller of Securities offered pursuant to a prospectus Prospectus or by any Underwriters Underwriter to give any information or to make any representation not contained in the prospectus Prospectus in connection with the sale of such Securities.
Appears in 1 contract
Samples: Agency Agreement (Rome Bancorp Inc)