REGISTRATION AND COMPLIANCE. (i) SMC represents that as of the date of this Agreement it is registered as a transfer agent with the Securities and Exchange Commission ("SEC") pursuant to Subsection 17A of the Securities and Exchange Act of 1934 and the rules and regulations thereunder, and agrees to maintain said registration and comply with all of the requirements of said Act, rules and regulations so long as this Agreement remains in force.
Appears in 29 contracts
Samples: Investment Management and Services Agreement (Security Equity Fund), Investment Management and Services Agreement (Security Ultra Fund), Investment Management and Services Agreement (Security Equity Fund)
REGISTRATION AND COMPLIANCE. (i) A. SMC represents that as of the date of this Agreement agreement it is registered as a transfer agent with the Securities and Exchange Commission ("SEC") pursuant to Subsection 17A of the Securities and Exchange Act of 1934 and the rules and regulations thereunder, and agrees to maintain said registration and comply with all of the requirements of said Act, rules and regulations so long as this Agreement agreement remains in force.
Appears in 22 contracts
Samples: Services and Transfer Agency Agreement (SBL Fund), Services and Transfer Agency Agreement (Security Income Fund /Ks/), Administrative Services and Transfer Agency Agreement (Security Municipal Bond Fund)
REGISTRATION AND COMPLIANCE. (i) SMC A. SMC, LLC represents that as of the date of this Agreement agreement it is registered as a transfer agent with the Securities and Exchange Commission ("SEC") pursuant to Subsection 17A of the Securities and Exchange Act of 1934 and the rules and regulations thereunder, and agrees to maintain said registration and comply with all of the requirements of said Act, rules and regulations so long as this Agreement agreement remains in force.
Appears in 2 contracts
Samples: Security Income Fund (Security Income Fund /Ks/), Security Income Fund (Security Income Fund /Ks/)
REGISTRATION AND COMPLIANCE. (i) SMC A. SMC, LLC represents that as of the date of this Agreement agreement it is registered as a transfer agent with the Securities and Exchange Commission ("SEC") pursuant to Subsection 17A of the Securities and Exchange Act of 1934 and the rules and regulations thereunder, and agrees to maintain said registration and comply with all of the requirements of said Act, rules and regulations so long as this Agreement remains in force.
Appears in 1 contract
Samples: Advisor's Fund (Advisors Fund)
REGISTRATION AND COMPLIANCE. (i) A. SMC represents that as of the date of this Agreement agreement it is registered as a transfer agent agency with the Securities and Exchange Commission ("SEC") pursuant to Subsection 17A of the Securities and Exchange Act of 1934 and the rules and regulations thereunder, and agrees to maintain said registration and comply with all of the requirements of said Act, rules and regulations so long as this Agreement agreement remains in force.
Appears in 1 contract
Samples: Services and Transfer Agency Agreement (Security Income Fund /Ks/)
