Common use of Registration and Transfer of Securities Clause in Contracts

Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund if eligible therefor. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Fund. The Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.

Appears in 2 contracts

Samples: Custody Agreement (Dunhill Investment Trust), Custody Agreement (Clearbrook Funds)

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Registration and Transfer of Securities. All Securities held for the Fund Company that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund Company, if eligible thereforeligible, therefore. All other Securities held for the Fund Company may be registered in the name of the FundCompany, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the FundCompany. The Trust Company shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the FundCompany.

Appears in 2 contracts

Samples: Custody Agreement (Dynamic Alternatives Fund), Custody Agreement (Dynamic Alternatives Fund)

Registration and Transfer of Securities. All Securities held for the Fund Company that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund Company, if eligible therefortherefore. All other Securities held for the Fund Company may be registered in the name of the FundCompany, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the FundCompany. The Trust Company shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the FundCompany.

Appears in 2 contracts

Samples: Custody Agreement (Poolit Horizon Fund I, Inc.), Custody Agreement (Poolit Imagine Fund I, Inc.)

Registration and Transfer of Securities. All Securities held for the a Fund that are issued or of issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund Trust on behalf of a Fund, if eligible therefor. All other Securities held for the a Fund may be registered in the name of the Trust on behalf of such Fund, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; thereof-, provided, however, that such Securities are held specifically for the account of the Trust on behalf of a Fund. The Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the a Fund.

Appears in 1 contract

Samples: Custody Agreement (Coventry Group)

Registration and Transfer of Securities. All Securities held for the --------------------------------------- Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund if eligible therefor. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Fund. The Trust Fund shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.

Appears in 1 contract

Samples: Custody Agreement (Msd&t Funds Inc)

Registration and Transfer of Securities. All Securities held for the a Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund Company on behalf of a Fund, if eligible therefortherefore. All other Securities held for the Fund Company may be registered in the name of the Company on behalf of such Fund, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Company on behalf of a Fund. The Trust Company shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the a Fund.. Authorized Signer’s Resolution Fifth Third Bank National Association Classification: Restricted June 2022

Appears in 1 contract

Samples: Custody Agreement (SKK Access Income Fund LP)

Registration and Transfer of Securities. All Securities held for the Fund Trust that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund if eligible therefor. All other Securities held for the Fund Trust may be registered in the name of the FundTrust, the Custodian, or any sub-custodian subcustodian appointed pursuant to Section 3.3 4.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the FundTrust. The Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the FundTrust.

Appears in 1 contract

Samples: Mutual Fund Custody Agreement (Gartmore Variable Insurance Trust)

Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund Trust on behalf of the Fund, if eligible therefortherefore. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Trust on behalf of the Fund. The Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.

Appears in 1 contract

Samples: Custody Agreement (Schwartz Investment Trust)

Registration and Transfer of Securities. All Securities held for the a Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund Company on behalf of a Fund, if eligible therefortherefore. All other Securities held for the a Fund may be registered in the name of the Company on behalf of such Fund, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Company on behalf of a Fund. The Trust Company shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the a Fund.

Appears in 1 contract

Samples: Custody Agreement (Steward Funds, Inc.)

Registration and Transfer of Securities. All Securities held for the a Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund a Fund, if eligible therefortherefore. All other Securities held for the a Fund may be registered in the name of the Fund, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Fund. The Trust Company shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the a Fund.

Appears in 1 contract

Samples: Custody Agreement (Ultimus Managers Trust)

Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund Fund, if eligible therefor. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Fund. The Trust Fund shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.

Appears in 1 contract

Samples: Custody Agreement (Stonebridge Aggressive Growth Fund Inc)

Registration and Transfer of Securities. All Securities held for the Fund a Portfolio that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund on behalf of a Portfolio, if eligible therefor. All other Securities held for the Fund a Portfolio may be registered in the name of the FundFund on behalf of such Portfolio, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the FundFund on behalf of a Portfolio. The Trust Fund shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Funda Portfolio.

Appears in 1 contract

Samples: Custody Agreement (Accessor Funds Inc)

Registration and Transfer of Securities. All Securities held for the --------------------------------------- Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund Fund, if eligible therefor. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Fund. The Trust Fund shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.

Appears in 1 contract

Samples: Custody Agreement (Stonebridge Growth Fund Inc)

Registration and Transfer of Securities. All Securities held for the Fund Trust that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund Trust, if eligible therefortherefore. All other Securities held for the Fund Trust may be registered in the name of the FundTrust, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the FundTrust. The Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the FundTrust.

Appears in 1 contract

Samples: Custody Agreement (Arca U.S. Treasury Fund)

Registration and Transfer of Securities. All Securities held for the a Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund Fund, if eligible therefor. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Fund. The Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the either Fund.

Appears in 1 contract

Samples: Custody Agreement (Stonebridge Aggressive Growth Fund Inc)

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Registration and Transfer of Securities. All Securities held for the a Fund that are arc issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund Trust on behalf of a Fund, if eligible therefortherefore. All other Securities held for the Fund a Trust may be registered in the name of the Trust on behalf of such Fund, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Mist on behalf of a Fund. The Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the a Fund.

Appears in 1 contract

Samples: Custody Agreement (Americafirst Quantitative Funds)

Registration and Transfer of Securities. All Securities held for --------------------------------------- the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund if eligible therefor. All other Securities held for the Fund may be registered in the name of the Fund, the Custodian, or any subSub-custodian Custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Fund. The Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the Fund.

Appears in 1 contract

Samples: Custody Agreement (Ayco Series Trust)

Registration and Transfer of Securities. All Securities held for the a Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund Company on behalf of a Fund, if eligible therefor. All other Securities held for the a Fund may be registered in the name of the Company on behalf of such Fund, the Custodian, or any sub-sub- custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Company on behalf of a Fund. The Trust Company shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the a Fund.

Appears in 1 contract

Samples: Custody Agreement (Hughes Funds Inc)

Registration and Transfer of Securities. All Securities held for the a Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the a Fund if eligible therefor. All other Securities held for the a Fund may be registered in the name of the such Fund, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Fund. The Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the a Fund.

Appears in 1 contract

Samples: Custody Agreement (Maplewood Investment Trust /Ma/)

Registration and Transfer of Securities. All Securities held for the Fund Company that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund if eligible therefor. All other Securities held for the Fund Company may be registered in the name of the FundCompany, the Custodian, or any subSub-custodian Custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Fund. The Trust Company shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the FundCompany.

Appears in 1 contract

Samples: Custody Agreement (Brantley Mezzanine Capital Corp)

Registration and Transfer of Securities. All Securities held for the Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry entry System for the account of the Fund if eligible therefor. All other Securities held for the Fund may be registered in the name of the FundFund or a Portfolio, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above3 of this Article III, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Fundthem. The Trust Fund shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the FundFund or a Portfolio.

Appears in 1 contract

Samples: Custody Agreement (Alger American Fund)

Registration and Transfer of Securities. All Securities held for the Fund Funds that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund if eligible therefor. All other Securities held for the Fund Funds may be registered in the name of the FundFunds, the Custodian, or any subSub-custodian Custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Fund. The Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the FundFunds.

Appears in 1 contract

Samples: Custody Agreement (Ips Funds)

Registration and Transfer of Securities. All Securities held for the Fund Company that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund Company on behalf of a Fund, if eligible therefortherefore. All other Securities held for the Fund Company may be registered in the name of the FundCompany, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the FundCompany. The Trust Company shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the FundCompany.

Appears in 1 contract

Samples: Custody Agreement (Herzfeld Caribbean Basin Fund Inc)

Registration and Transfer of Securities. All Securities held for the a Fund that are issued or issuable only in bearer form shall be held by the Custodian in that form, provided that any such Securities shall be held in a Book-Entry System for the account of the Fund Trust on behalf of a Fund, if eligible therefortherefore. All other Securities held for the a Fund may be registered in the name of the Trust on behalf of such Fund, the Custodian, or any sub-custodian appointed pursuant to Section 3.3 above, or in the name of any nominee of any of them, or in the name of a Book-Entry System, Securities Depository or any nominee of either thereof; provided, however, that such Securities are held specifically for the account of the Trust on behalf of a Fund. The Trust shall furnish to the Custodian appropriate instruments to enable the Custodian to hold or deliver in proper form for transfer, or to register in the name of any of the nominees hereinabove referred to or in the name of a Book-Entry System or Securities Depository, any Securities registered in the name of the a Fund.

Appears in 1 contract

Samples: Custody Agreement (Fifth Third Funds)

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