Registration as Broker-Dealer and Member of NASD. The Underwriter is registered as a broker-dealer with the Commission and is registered as a securities broker-dealer in all states in which it will sell Units and is a member in good standing of the National Association of Securities Dealers, Inc.
Appears in 3 contracts
Samples: Underwriting Agreement (Jovian Energy Inc), Underwriting Agreement (Pelion Systems Inc), Underwriting Agreement (Pelion Systems Inc)
Registration as Broker-Dealer and Member of NASD. The Underwriter Each of the Underwriters is registered as a broker-dealer with the Commission and is registered as a securities broker-dealer in all states in which it will sell Units Shares and is a member in good standing of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Underwriting Agreement (Reeds Inc), Underwriting Agreement (Reeds Inc)
Registration as Broker-Dealer and Member of NASD. The Underwriter is registered as a broker-dealer with the Commission SEC and is registered as a securities broker-dealer in all states in which it will sell Units and is a member in good standing of the National Association of Securities Dealers, Inc.
Appears in 2 contracts
Samples: Underwriting Agreement (Us Dry Cleaning Corp), Underwriting Agreement (Us Dry Cleaning Corp)
Registration as Broker-Dealer and Member of NASD. The Underwriter is registered as a broker-dealer with the Commission and is registered as a securities broker-dealer in all states in which it will sell Units and is a member in good standing of the National Association of Securities Dealers, Inc.NASD.
Appears in 1 contract
Registration as Broker-Dealer and Member of NASD. The Underwriter is registered as a broker-dealer with the Commission SEC and is registered as a securities broker-dealer in all states in which it will sell Units conducts business and is a member in good standing of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Underwriting Agreement (American Card Technology Inc)
Registration as Broker-Dealer and Member of NASD. The Underwriter is registered as a broker-dealer with the Commission and is registered as a securities broker-dealer in all states in which it will sell Units and is a member in good standing of the National Association of Securities Dealers, Inc.Inc. The underwriter has received all necessary approvals in order to undertake the Offering and fulfill the terms of this Agreement.
Appears in 1 contract
Registration as Broker-Dealer and Member of NASD. The Underwriter Each of the Underwriters is registered as a broker-dealer with the Commission SEC and is registered as a securities broker-dealer in all states in which it will sell Units and is a member in good standing of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Registration as Broker-Dealer and Member of NASD. The Underwriter is registered as a broker-dealer with the Commission and is registered as a securities broker-dealer in all states in which it will sell Units Shares and is a member in good standing of the National Association of Securities Dealers, Inc.
Appears in 1 contract
Samples: Underwriting Agreement (Reeds Inc)
Registration as Broker-Dealer and Member of NASD. The Underwriter is registered as a broker-dealer with the Commission under the Securities Exchange act of 1934 ("1934 Act"), and is registered as a securities broker-dealer in all states in which it will sell Units conducts business and is a member in good standing of with the National Association of Securities Dealers, Inc.
Appears in 1 contract
