Registration as Broker-Dealer and Member of NASD. The members of the Underwriting Group are registered as broker dealers with the Commission and are members in good standing of the NASD and are licensed as a dealer in all states in which they will offer or sell the Securities.
Appears in 3 contracts
Samples: Underwriting Agreement (Ocurest Laboratories Inc), Underwriting Agreement (Ocurest Laboratories Inc), Underwriting Agreement (Ocurest Laboratories Inc)
Registration as Broker-Dealer and Member of NASD. The members of the Underwriting Group are registered as broker dealers with the Commission and are members in good standing of the NASD and are licensed as a dealer in all states in which they will offer or sell the Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Global Med Technologies Inc), Underwriting Agreement (Global Med Technologies Inc)
Registration as Broker-Dealer and Member of NASD. The members of the ------------------------------------------------ Underwriting Group are registered as broker dealers with the Commission and are members in good standing of the NASD and are licensed as a dealer dealers in all states in which they will offer or sell the SecuritiesShares.
Appears in 2 contracts
Samples: Underwriting Agreement (Coyote Sports Inc), Underwriting Agreement (Coyote Sports Inc)
Registration as Broker-Dealer and Member of NASD. The members of the Underwriting Group are underwriter is and each selected dealer will be (a) registered as broker dealers a broker-dealer with the Commission Securities and are members in good standing of the NASD and are licensed Exchange Commission, (b) registered as a broker-dealer in all states in which they will offer or sell it conducts business, and (c) is a member in good standing of the Securities.National Association of Securities Dealers, Inc.
Appears in 1 contract
Registration as Broker-Dealer and Member of NASD. The members Each of the Underwriting Group are Underwriters is registered as broker dealers a broker-dealer with the Commission and are members in all states in which it shall offer the Securities, and is a member in good standing of the NASD and are licensed as a dealer in all states in which they will offer or sell the SecuritiesNASD.
Appears in 1 contract
Samples: Underwriting Agreement (Ustel Inc)
Registration as Broker-Dealer and Member of NASD. The members of the Underwriting Group are Underwriter is and each selected dealer will be (a) registered as broker dealers a broker- dealer with the Commission Securities and are members in good standing of the NASD and are licensed Exchange Commission, (b) registered as a broker- dealer in all states in which they will offer or sell it conducts business, and (c) is a member in good standing of the Securities.National Association of Securities Dealers, Inc.
Appears in 1 contract
