Registration as Broker-Dealer and Member of NASD. The Representative is registered as a broker-dealer with the Commission and is registered as a securities broker-dealer in all states in which it will sell Securities and is a member in good standing of the National Association of Securities Dealers, Inc.
Appears in 4 contracts
Samples: Underwriting Agreement (Premier Concepts Inc /Co/), Underwriting Agreement (Premier Concepts Inc /Co/), Underwriting Agreement (Creative Host Services Inc)
Registration as Broker-Dealer and Member of NASD. The Representative is registered as a broker-dealer with the Commission and is registered as a securities broker-dealer in all states in which it will sell Securities shall offer the Securities, and is a member in good standing of the National Association NASD. Additionally, any firm with which the Representative associates to act as an Underwriter shall also be registered as a broker-dealer with the Commission and a member in good standing of Securities Dealers, Inc.the NASD or shall be a foreign broker-dealer and a member of the national stock exchange of its country of residency. (b)
Appears in 1 contract
Samples: Curtis International LTD
Registration as Broker-Dealer and Member of NASD. The Representative is registered as a broker-dealer with the Commission and is registered as a securities broker-dealer in all states in which it will sell Securities shall offer the Securities, and is a member in good standing of the National Association NASD. Additionally, any firm with which the Representative associates to act as an Underwriter shall also be registered as a broker-dealer with the Commissioner and a member in good standing of Securities Dealers, Inc.the NASD or shall be a foreign broker-dealer and a member of the national stock exchange of its country of residency.
Appears in 1 contract
Samples: Visual Data Corp
