Registration as Broker-Dealer. The Representative is registered as Broker/Dealers with the Commission and are registered as Broker/Dealers in the State of Colorado and are members in good standing of the NASD.
Appears in 2 contracts
Samples: Underwriting Agreement (Nhancement Technologies Inc), Underwriting Agreement (Nhancement Technologies Inc)
Registration as Broker-Dealer. The Representative is registered as a Broker/Dealers Dealer with the Commission and are registered as Broker/Dealers in the State of Colorado and are members in good standing of the NASD.
Appears in 2 contracts
Samples: Underwriting Agreement (Prima Group International Inc), Underwriting Agreement (Prima Group International Inc)
