Common use of Registration as Investment Company Clause in Contracts

Registration as Investment Company. The Selling Corporation, or in the case of a separate series funds, the Selling Corporation, of which the Selling Fund is a series, is registered under the 1940 Act as an open-end, management investment company.

Appears in 7 contracts

Samples: Reorganization Agreement (Riversource High Yield Income Series, Inc.), Agreement and Plan of Reorganization (Riversource Global Series Inc), Agreement and Plan of Reorganization (Riversource Large Cap Series, Inc.)

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Registration as Investment Company. The Selling Corporation, or in the case of a separate series funds, the Each Selling Corporation, of which the Selling Fund is a series, is registered under the 1940 Act as an open-end, management investment company.

Appears in 4 contracts

Samples: Agreement and Plan of Reorganization (Riversource Strategy Series, Inc.), Reorganization Agreement (Seligman Growth Fund Inc), Agreement and Plan of Reorganization (Seligman Value Fund Series Inc)

Registration as Investment Company. The Each Selling Corporation, or in the case of a separate series funds, the Selling Corporation, of which the Selling Fund is a series, is registered under the 1940 Act as an open-end, management investment company.

Appears in 2 contracts

Samples: Reorganization Agreement (Riversource Equity Series Inc), Agreement and Plan of Reorganization (Riversource Investment Series, Inc.)

Registration as Investment Company. The Selling Corporation, or in the case of a separate series funds, the Selling Corporation, of which the Selling Fund is a series, is registered under the 1940 Act as an open-end, management investment company.

Appears in 1 contract

Samples: Agreement and Plan of Reorganization (Seligman Municipal Fund Series Inc)

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Registration as Investment Company. The Selling Corporation, or in the case of a separate series funds, the Selling Corporation, of which the Selling Fund is a series, is registered under the 1940 Act as an open-end, management investment company.

Appears in 1 contract

Samples: Agreement and Plan of Reorganization (Riversource Market Advantage Series, Inc.)

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