Common use of Registration as Investment Company Clause in Contracts

Registration as Investment Company. The Buying Corporation, or in the case of separate series funds, the buying Corporation, of which the Buying Fund is a series, is registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end, management investment company.

Appears in 6 contracts

Samples: Agreement and Plan of Reorganization (Riversource Global Series Inc), Reorganization Agreement (Riversource High Yield Income Series, Inc.), Reorganization Agreement (Riversource Investment Series, Inc.)

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Registration as Investment Company. The Each Buying Corporation, or in the case of separate series funds, the buying Corporation, of which the Buying Fund is a series, is registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end, management investment company.

Appears in 4 contracts

Samples: Agreement and Plan of Reorganization (Riversource Strategy Series, Inc.), Reorganization Agreement (Seligman Growth Fund Inc), Agreement and Plan of Reorganization (Seligman Value Fund Series Inc)

Registration as Investment Company. The Buying Corporation, or in the case of separate series funds, the buying Corporation, of which the Buying Fund is a series, is registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end, management investment company.

Appears in 2 contracts

Samples: Agreement and Plan of Reorganization (Riversource Market Advantage Series, Inc.), Agreement and Plan of Reorganization (Seligman Municipal Fund Series Inc)

Registration as Investment Company. The Buying Corporation, or in the case of separate series funds, the buying Buying Corporation, of which the Buying Fund is a series, is registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end, management investment company.

Appears in 1 contract

Samples: Agreement and Plan of Reorganization (Riversource Large Cap Series, Inc.)

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Registration as Investment Company. The Each Buying Corporation, or in the case of separate series funds, the buying Buying Corporation, of which the Buying Fund is a series, is registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end, management investment company.

Appears in 1 contract

Samples: Reorganization Agreement (Riversource Equity Series Inc)

Registration as Investment Company. The Each Buying Corporation, or in the case of separate series funds, the buying Buying Corporation, of which the Buying Fund is a series, is registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end, management investment company.

Appears in 1 contract

Samples: Agreement and Plan of Reorganization (Riversource Investment Series, Inc.)

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