Registration as Investment Company. PIF is duly registered under the 1940 Act as an open-end investment company of the management type; such registration has not been revoked or rescinded and is in full force and effect. Each of PIF and the Acquiring Fund is in compliance in all material respects with the 1940 Act and the rules and regulations thereunder.
Appears in 4 contracts
Samples: Agreement and Plan of Reorganization (Principal Investors Fund Inc), Agreement and Plan of Reorganization (Wm Trust I), Agreement and Plan of Reorganization (Wm Trust Ii)