Registration Compliance; No Stop Order. (i) The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission. (ii) The Company shall have filed the Final Prospectus and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a) hereof. (iii) The Company shall have (A) disclosed to the Underwriter all requests by the Commission for additional information relating to the offer and sale of the Securities and (B) complied with such requests to the reasonable satisfaction of the Underwriter.
Appears in 41 contracts
Samples: Underwriting Agreement (Innovation Beverage Group LTD), Underwriting Agreement (ParaZero Technologies Ltd.), Underwriting Agreement (Innovation Beverage Group LTD)
Registration Compliance; No Stop Order. (i) The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement, any Rule 462 Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) The Company shall have filed the Final Prospectus Prospectus, any post-effective amendment and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a3(a) hereof.
(iii) The Company shall have (A) disclosed to the Underwriter Representative all requests by the Commission for additional information relating to the offer and sale of the Securities Shares and (B) complied with such requests to the reasonable satisfaction of the UnderwriterRepresentative.
Appears in 19 contracts
Samples: Underwriting Agreement (APRINOIA Therapeutics Inc.), Underwriting Agreement (HomesToLife LTD), Underwriting Agreement (HomesToLife LTD)
Registration Compliance; No Stop Order. (i) The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) The Company shall have filed the Final Prospectus and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a) hereof.
(iii) The Company shall have (A) disclosed to the Underwriter all requests by the Commission for additional information relating to the offer and sale of the Securities Shares and (B) complied with such requests to the reasonable satisfaction of the Underwriter.
Appears in 19 contracts
Samples: Underwriting Agreement (JAJI Global Inc), Underwriting Agreement (Fd Technology Inc.), Underwriting Agreement (ParaZero Technologies Ltd.)
Registration Compliance; No Stop Order. (i) 8.1.1. The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) 8.1.2. The Company shall have filed the Final Prospectus and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a) 5.1 hereof.
(iii) 8.1.3. The Company shall have (A) disclosed to the Underwriter all requests by the Commission for additional information relating to the offer and sale of the Securities Units and (B) complied with such requests to the reasonable satisfaction of the Underwriter.
Appears in 5 contracts
Samples: Underwriting Agreement (Bluejay Diagnostics, Inc.), Underwriting Agreement (Cemtrex Inc), Underwriting Agreement (Sunshine Biopharma, Inc)
Registration Compliance; No Stop Order. (i) The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) The Company shall have filed the Final Prospectus and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a) hereof.
(iii) The Company shall have (A) disclosed to the Underwriter all requests by the Commission for additional information relating to the offer and sale of the Offered Securities and (B) complied with such requests to the reasonable satisfaction of the Underwriter.
Appears in 4 contracts
Samples: Underwriting Agreement (Volcon, Inc.), Underwriting Agreement (Volcon, Inc.), Underwriting Agreement (Volcon, Inc.)
Registration Compliance; No Stop Order. (i) The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) The Company shall have filed the Final Prospectus and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a) hereof.
(iii) The Company shall have (A) disclosed to the Underwriter Representative all requests by the Commission for additional information relating to the offer and sale of the Securities Shares and (B) complied with such requests to the reasonable satisfaction of the UnderwriterRepresentative.
Appears in 4 contracts
Samples: Underwriting Agreement (SAG Holdings LTD), Underwriting Agreement (Cyngn, Inc.), Underwriting Agreement (Volcon, Inc.)
Registration Compliance; No Stop Order. (i) 8.1.1. The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) 8.1.2. The Company shall have filed the Final Prospectus and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a) 5.1 hereof.
(iii) 8.1.3. The Company shall have (A) disclosed to the Underwriter all requests by the Commission for additional information relating to the offer and sale of the Securities Closing Units and (B) complied with such requests to the reasonable satisfaction of the Underwriter.
Appears in 4 contracts
Samples: Underwriting Agreement (Sacks Parente Golf, Inc.), Underwriting Agreement (Sacks Parente Golf, Inc.), Underwriting Agreement (Expion360 Inc.)
Registration Compliance; No Stop Order. (i) 8.1.1. The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) 8.1.2. The Company shall have filed the Final Prospectus Supplement and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a) 5.1 hereof.
(iii) 8.1.3. The Company shall have (A) disclosed to the Underwriter all requests by the Commission for additional information relating to the offer and sale of the Securities Shares and (B) complied with such requests to the reasonable satisfaction of the Underwriter.
Appears in 3 contracts
Samples: Underwriting Agreement (BTC Digital Ltd.), Underwriting Agreement (Sacks Parente Golf, Inc.), Underwriting Agreement (Flora Growth Corp.)
Registration Compliance; No Stop Order. (i) The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) The Company shall have filed the Final Prospectus and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a3(a) hereof.
(iii) The Company shall have (A) disclosed to the Underwriter Representatives all requests by the Commission for additional information relating to the offer and sale of the Securities Shares and (B) complied with such requests to the reasonable satisfaction of the UnderwriterRepresentatives.
Appears in 3 contracts
Samples: Underwriting Agreement (HiTek Global Inc.), Underwriting Agreement (HiTek Global Inc.), Underwriting Agreement (HiTek Global Inc.)
Registration Compliance; No Stop Order. (i) The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) The Company shall have filed the Final Prospectus and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a) hereof.
(iii) The Company shall have (A) disclosed to the Underwriter Representative all requests by the Commission for additional information relating to the offer and sale of the Securities and (B) complied with such requests to the reasonable satisfaction of the UnderwriterRepresentative.
Appears in 3 contracts
Samples: Underwriting Agreement (Maris Tech Ltd.), Underwriting Agreement (Maris Tech Ltd.), Underwriting Agreement (Maris Tech Ltd.)
Registration Compliance; No Stop Order. (i) The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) The Company shall have filed the Final Prospectus and each any Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a) hereof.
(iii) The Company shall have (A) disclosed to the Underwriter Underwriters all requests by the Commission for additional information relating to the offer and sale of the Securities and (B) complied with such requests to the reasonable satisfaction of the UnderwriterUnderwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Curanex Pharmaceuticals Inc), Underwriting Agreement (Impact Biomedical Inc.)
Registration Compliance; No Stop Order. (i) The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) The Company shall have filed the Final Prospectus and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a) hereof.
(iii) The Company shall have (A) disclosed to the Underwriter Representative all requests by the Commission for additional information relating to the offer and sale of the Securities Shares and (B) complied with such requests to the reasonable satisfaction of the UnderwriterCommission.
Appears in 2 contracts
Samples: Underwriting Agreement (Serve Robotics Inc. /DE/), Underwriting Agreement (Serve Robotics Inc. /DE/)
Registration Compliance; No Stop Order. (i) The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) The Company shall have filed the Final Prospectus and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a3(a) hereof.
(iii) The Company shall have (A) disclosed to the Underwriter Representative all requests by the Commission for additional information relating to the offer and sale of the Securities Shares and (B) complied with such requests to the reasonable satisfaction of the UnderwriterRepresentative.
Appears in 2 contracts
Samples: Underwriting Agreement (Globavend Holdings LTD), Underwriting Agreement (AiXin Life International, Inc.)
Registration Compliance; No Stop Order. (i) The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement, any Rule 462 Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) The Company shall have filed the Final Prospectus Prospectus, any post-effective amendment and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a3(a) hereof.
(iii) The Company shall have (A) disclosed to the Underwriter Representatives all requests by the Commission for additional information relating to the offer and sale of the Securities Shares and (B) complied with such requests to the reasonable satisfaction of the UnderwriterRepresentatives.
Appears in 2 contracts
Samples: Underwriting Agreement (YSX Tech Co., LTD), Underwriting Agreement (Aspire Global Inc.)
Registration Compliance; No Stop Order. (i) 8.1.1. The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) 8.1.2. The Company shall have filed the Final Prospectus and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a) 5.1 hereof.
(iii) 8.1.3. The Company shall have (A) disclosed to the Underwriter all requests by the Commission for additional information relating to the offer and sale of the Securities Units and (B) complied with such requests to the reasonable satisfaction of the Underwriter.
Appears in 2 contracts
Samples: Underwriting Agreement (Cemtrex Inc), Underwriting Agreement (Bynd Cannasoft Enterprises Inc.)
Registration Compliance; No Stop Order. (i) The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) The Company shall have filed the Final Prospectus and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a) hereof.
(iii) The Company shall have (A) disclosed to the Underwriter all requests by the Commission for additional information relating to the offer and sale of the Securities and (B) complied with such requests to the reasonable satisfaction of the Underwriter.and
Appears in 2 contracts
Samples: Underwriting Agreement (Sharps Technology Inc.), Underwriting Agreement (Lafayette Energy Corp.)
Registration Compliance; No Stop Order. (i) 8.1.1. The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) 8.1.2. The Company shall have filed the Final Prospectus and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a) 5.1 hereof.
(iii) 8.1.3. The Company shall have (A) disclosed to the Underwriter all requests by the Commission for additional information relating to the offer and sale of the Securities Shares and (B) complied with such requests to the reasonable satisfaction of the Underwriter.
Appears in 1 contract
Samples: Underwriting Agreement (Cyngn Inc.)
Registration Compliance; No Stop Order. (i) The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and to the best knowledge of the Company, no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) The Company shall have filed the Final Prospectus and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a3(a) hereof.
(iii) The Company shall have (A) disclosed to the Underwriter all requests by the Commission for additional information relating to the offer and sale of the Securities Shares and (B) complied with such requests to the reasonable satisfaction of the Underwriter.
Appears in 1 contract
Registration Compliance; No Stop Order. (i) 8.1.1. The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) 8.1.2. The Company shall have filed the Final Prospectus and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a) 5.1 hereof.
(iii) 8.1.3. The Company shall have (A) disclosed to the Underwriter all requests by the Commission for additional information relating to the offer and sale of the Securities Shares and (B) complied with such requests to the reasonable satisfaction of the Underwriter.
Appears in 1 contract
Samples: Underwriting Agreement (Cyngn Inc.)
Registration Compliance; No Stop Order. (i) The Registration Statement and any post-effective amendment thereto shall have become effective, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto shall be in effect, and to the best knowledge of the Company, no proceeding for such purpose or pursuant to Section 8A of the Securities Act shall be pending before or threatened by the Commission.
(ii) The Company shall have filed the Final Prospectus and each Issuer Free Writing Prospectus with the Commission in accordance with and within the time periods prescribed by Section 4(a3(a) hereof.
(iii) The Company shall have (A) disclosed to the Underwriter Representative all requests by the Commission for additional information relating to the offer and sale of the Securities Shares and (B) complied with such requests to the reasonable satisfaction of the UnderwriterRepresentative.
Appears in 1 contract