Common use of Registration, Transfer and Exchange of Securities Clause in Contracts

Registration, Transfer and Exchange of Securities. Securities issued hereunder shall be issued in registered form. The Company shall keep at its principal executive office (which is now located at the address set forth at the beginning of this Agreement), registers in which it shall provide for the registration and transfer of the Securities. The name and address of each holder of the Securities shall be registered in such registers. The Company shall give to any institutional holder of any Security promptly (but in any event within 10 days) following request therefor, a complete and correct copy of the names and addresses of all registered holders of the Securities issued by it and the amount and kind of Securities held by each. Whenever any Security or Securities shall be surrendered for transfer or exchange, the Company(ies) that issued such Security, at its expense, will execute and deliver in exchange therefor a new Security or Securities (in such denominations and registered in such name or names as may be requested by the holder of the surrendered Security or Securities), in the same aggregate unpaid principal amount (in the case of the Notes) or exercisable for the same aggregate number of Shares (in the case of any Warrants) or in the same aggregate number of Shares (in the case of any Warrant Share), as applicable, as that of the Security or Securities so surrendered. Each such new Note shall be dated and bear interest from the date to which interest shall have been paid on the surrendered Note or dated the date of the surrendered Note if no interest shall have been paid thereon. The Company may treat the Person in whose name any Security is registered as the owner of such Security for all purposes.

Appears in 2 contracts

Samples: Mezzanine Note Securities Purchase Agreement (Alion Science & Technology Corp), Mezzanine Note Securities Purchase Agreement (Alion Science & Technology Corp)

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Registration, Transfer and Exchange of Securities. Securities issued hereunder shall be issued in registered form. The Company Issuers shall keep at its their principal executive office (which is now located at the address set forth at the beginning of this Agreement), registers in which it such Issuers shall provide for the registration and transfer of the SecuritiesSecurities issued by each. The name and address of each holder of the Securities shall be registered in such registers. The Company Such Issuers shall give to any institutional holder of any Security promptly (but in any event within 10 days) following request therefor, a complete and correct copy of the names and addresses of all registered holders of the Securities issued by it and the amount and kind of Securities held by each. Whenever any Security or Securities shall be surrendered for transfer or exchange, the Company(ies) Issuer that issued such SecuritySecurity or Securities, at its expense, expense will execute and deliver in exchange therefor a new Security or Securities (in such denominations and registered in such name or names as may be requested by the holder of the surrendered Security or Securities), in the same aggregate unpaid principal amount (in the case of the Notes) or exercisable for the same aggregate number of Shares shares (in the case of any Warrants) or in the same aggregate number of Shares (in the case of any Warrants and Warrant ShareShares), as applicable, as that of the Security or Securities so surrendered. Each such new Note shall be dated and bear interest from the date to which interest shall have been paid on the surrendered Note or dated the date of the surrendered Note if no interest shall have been paid thereon. The Company Issuers may treat the Person in whose name any Security is registered as the owner of such Security for all purposes. Notes shall not be transferred in denominations of less than $200,000, provided that if necessary to enable the registration of transfer by a holder of its entire holding of Notes, one Note may be in a denomination of less than $200,000. In connection with the foregoing, the Issuers shall take such other actions reasonably requested by a holder of Security in order to effect such any applicable transfer, registration or exchange.

Appears in 1 contract

Samples: Securities Purchase Agreement (Dwyer Group Inc)

Registration, Transfer and Exchange of Securities. Securities issued hereunder shall be issued in registered form. The Each Company shall keep at its principal executive office (which is now located at the address set forth at the beginning of this Agreement), registers in which it shall provide for the registration and transfer of the SecuritiesSecurities issued by it. The name and address of each holder of the Securities shall be registered in such registers. The Each Company shall give to any institutional holder of any Security promptly (but in any event within 10 days) following request therefor, a complete and correct copy of the names and addresses of all registered holders of the Securities issued by it and the amount and kind of Securities held by each. Whenever any Security or Securities shall be surrendered for transfer or exchange, the Company(ies) Company that issued such Security, at its expense, will execute and deliver in exchange therefor a new Security or Securities (in such denominations and registered in such name or names as may be requested by the holder of the surrendered Security or Securities), in the same aggregate unpaid principal amount (in the case of the Notes) or exercisable for the same aggregate number of Shares (in the case of any Warrants) or in the same aggregate number of Shares (in the case of any Warrant Share), as applicable, as that of the Security or Securities so surrendered. Each such new Note shall be dated and bear interest from the date to which interest shall have been paid on the surrendered Note or dated the date of the surrendered Note if no interest shall have been paid thereon. The Company Companies may treat the Person in whose name any Security is registered as the owner of such Security for all purposes.

Appears in 1 contract

Samples: Conformed (Swing N Slide Corp)

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Registration, Transfer and Exchange of Securities. Securities issued ------------------------------------------------------ hereunder shall be issued in registered form. The Holding Company shall keep at its principal executive office (which is now located at the address set forth at the beginning of this Agreement), registers in which it shall provide for the registration and transfer of the Securities. The name and address of each holder of the Securities shall be registered in such registers. The Holding Company (or its transfer agent) shall give to any institutional holder of any Security promptly (but in any event within 10 days) following request therefor, a complete and correct copy of the names and addresses of all registered holders of the Securities issued by it and the amount and kind of Securities held by each. Whenever any Security or Securities shall be surrendered for transfer or exchange, the Company(ies) that issued such Security, Security or Securities (or its (their) transfer agent) at its expense, (their) expense will execute and deliver in exchange therefor a new Security or Securities (in such denominations and registered in such name or names as may be requested by the holder of the surrendered Security or Securities), in the same aggregate unpaid principal amount (in the case of the Notes) or exercisable for the same aggregate number of Shares (in the case of any Warrants) or in the same aggregate number of Shares (in the case of any Warrant Share)Shares, as applicable, as that of the Security or Securities so surrendered. Each such new Note shall be surrendered and, in the case of any Note, dated and bear interest from the date so as not to which interest shall have been paid on the surrendered Note or dated the date result in any loss of the surrendered Note if no interest shall have been paid thereoninterest. The Company Companies may treat the Person in whose name any Security is registered as the owner of such Security for all purposes.

Appears in 1 contract

Samples: Securities Purchase Agreement (Unidigital Inc)

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