Registration Under the 1934 Act Sample Clauses
The "Registration Under the 1934 Act" clause requires that certain securities be registered with the U.S. Securities and Exchange Commission (SEC) in accordance with the Securities Exchange Act of 1934 before they can be offered or sold to the public. This typically applies to companies seeking to list their shares on a public exchange or to facilitate secondary trading by investors. By mandating registration, the clause ensures that adequate disclosure of financial and business information is provided, thereby protecting investors and promoting transparency in the securities markets.
Registration Under the 1934 Act. CBSI is registered as a broker-dealer under the Securities Exchange Act of 1934 (the “1934 Act”) and has secured and will maintain authorizations, licenses, qualifications, and permits necessary to perform its obligations under this Agreement in those states requested by MLIC.
Registration Under the 1934 Act. CUNA Brokerage is registered as a broker-dealer under the provisions of the Securities Exchange Act of 1934 (1934 Act) and has secured and will maintain authorizations, licenses, qualifications, and permits necessary to perform its obligations under this Agreement in those states requested by CMIS.
Registration Under the 1934 Act. At or prior to the Closing Time, the Company will prepare and file a registration statement on Form 8-A with the Commission covering the Depositary Shares.
Registration Under the 1934 Act. Sun Common Stock is registered under Section 12 of the 1934 Act and is subject to the periodic reporting requirements imposed by Section 13 of the 1934 Act.