Registration Under the 1940 Act. The Trust is registered with the Commission as a non-diversified, closed-end management investment company under the 1940 Act. No order of suspension or revocation of such registration has been issued or proceedings therefor initiated or, to the knowledge of the Trust, threatened by the Commission. No person is serving or acting as an officer or trustee of the Trust, except in accordance with the provisions of the 1940 Act.
Appears in 5 contracts
Samples: Exchangeable Preferred (Nab Exchangeable Preferred Trust), Purchase Agreement (Xyz Strypes Trust), Purchase Agreement (Anz Exchangeable Preferred Trust)
Registration Under the 1940 Act. The Trust is registered with the ------------------------------- Commission as a non-diversified, closed-end management investment company under the 1940 Act. No order of suspension or revocation of such registration has been issued or proceedings therefor initiated or, to the knowledge of the Trust, threatened by the Commission. No person is serving or acting as an officer or trustee of the Trust, except in accordance with the provisions of the 1940 Act.
Appears in 1 contract
Samples: Def Exchangeable Preferred Trust
