Common use of Registration under the Exchange Act and Stock Exchange Listing Clause in Contracts

Registration under the Exchange Act and Stock Exchange Listing. The Company has filed with the Commission a Form 8-A (File Number 000-_____), as amended, providing for the registration under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the Common Stock. The registration of the Public Securities and the Warrant Shares under the Exchange Act is effective. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and are listed on the NYSE AMEX Equities (“AMEX”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from AMEX, nor has the Company received any notification that the Commission or AMEX is contemplating terminating such registration or listing except as described in the Registration Statement and Prospectus.

Appears in 4 contracts

Samples: Underwriting Agreement (Dais Analytic Corp), Underwriting Agreement (Dais Analytic Corp), Underwriting Agreement (Dais Analytic Corp)

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Registration under the Exchange Act and Stock Exchange Listing. The Company has filed with the Commission a Form 8-A A12B (File Number 000-001-33540_____), as amended, providing for the registration under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of the Common Stock. The registration of the Public Securities and the Warrant Shares Common Stock under the Exchange Act is effective. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and are is listed on the NYSE AMEX Equities Amex Market (“AMEX”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from AMEX, nor has the Company received any notification that the Commission or AMEX is contemplating terminating such registration or listing except as described in the Registration Statement and Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (ZBB Energy Corp)

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