Regulated Entities. No Credit Party is an “investment company” or a company “controlled” by an “investment company” or a “subsidiary” of an “investment company,” all within the meaning of the Investment Company Act of 1940.
Appears in 78 contracts
Samples: Credit and Security Agreement (AlerisLife Inc.), Credit and Security Agreement (Aterian, Inc.), Credit, Security and Guaranty Agreement (Chicken Soup for the Soul Entertainment, Inc.)
Regulated Entities. No Credit Party is an “investment company” or a company “controlled” by an “investment company” or a “subsidiary” of an “investment company,” all within the meaning of the Investment Company Act of 1940. No Credit Party is a “holding company”, or a “subsidiary company” of a “holding company”, or an “affiliate” of a “holding company” or of a “subsidiary company” of a “holding company”, within the meaning of the Public Utility Holding Company Act of 1935.
Appears in 10 contracts
Samples: Credit and Security Agreement (Dynacq Healthcare Inc), Credit and Security Agreement (BioTrove, Inc.), Credit Agreement (Reliant Pharmaceuticals, Inc.)
Regulated Entities. No Credit Loan Party is an “investment company” or a company “controlled” by an “investment company” or a “subsidiary” of an “investment company,” all within the meaning of the Investment Company Act of 1940.
Appears in 8 contracts
Samples: Multi Draw Senior Secured Super Priority Priming Debtor in Possession Credit Agreement and Guaranty (Sientra, Inc.), Multi Draw Senior Secured Super Priority Priming Debtor in Possession Credit Agreement and Guaranty (Sientra, Inc.), Facility Agreement (Sientra, Inc.)
Regulated Entities. No Credit Party is an “"investment company” " or a company “"controlled” " by an “"investment company” " or a “"subsidiary” " of an “"investment company,” " all within the meaning of the Investment Company Act of 1940.
Appears in 5 contracts
Samples: Credit and Security Agreement (Steel Connect, Inc.), Credit and Security Agreement (Celadon Group Inc), Credit and Security Agreement (Williams Industrial Services Group Inc.)
Regulated Entities. No Credit Party is an “"investment company” " or a company “"controlled” " by an “"investment company” " or a “"subsidiary” " of an “"investment company,” " all within the meaning of the Investment Company Act of 1940. No Credit Party is a "holding company", or a "subsidiary company" of a "holding company", or an "affiliate" of a "holding company" or of a "subsidiary company" of a "holding company", within the meaning of the Public Utility Holding Company Act of 1935.
Appears in 5 contracts
Samples: Credit and Security Agreement (American Retirement Corp), Credit and Security Agreement (American Retirement Corp), Credit and Security Agreement (American Retirement Corp)
Regulated Entities. No Credit Party is regulated as an “investment company” or a company “controlled” by an “investment company” or a “subsidiary” of an “investment company,” all within the meaning of the Investment Company Act of 1940.
Appears in 3 contracts
Samples: Credit and Security Agreement (Revolving Loan) (Invuity, Inc.), Credit and Security Agreement (Term Loan) (Invuity, Inc.), Credit and Security Agreement (Sagent Holding Co.)
Regulated Entities. No Credit Party is an “investment company” or a company “controlled” by an “investment company” or a “subsidiary” of an “investment company,” all within the meaning of the Investment Company Act of 1940. No Credit Party is a “holding company,” or a “subsidiary company” of a “holding company,” or an “affiliate” of a “holding company” or of a “subsidiary company” of a “holding company,” within the meaning of the Public Utility Holding Company Act of 1935.
Appears in 3 contracts
Samples: Term Loan Credit Agreement (Comsys It Partners Inc), Credit Agreement (Equinox Group Inc), Credit Agreement (Comsys It Partners Inc)
Regulated Entities. No Credit Party is an “investment company” or a company “controlled” by an “investment company” or a “subsidiary” of an “investment company,” all within the meaning of the Investment Company Act of 1940Act.
Appears in 2 contracts
Samples: Credit and Security Agreement (TherapeuticsMD, Inc.), Credit and Security Agreement (Endologix Inc /De/)
Regulated Entities. No Credit Party Party, is (a) an “investment company” or a company “controlled” by an “investment company” or a “subsidiary” of an “investment company,” all within the meaning of the Investment Company Act of 19401940 or (b) subject to regulation under the Federal Power Act, the Interstate Commerce Act, any state public utilities code, or any other federal or state statute, rule or regulation limiting its ability to incur Indebtedness, pledge its assets or perform its obligations under the Loan Documents.
Appears in 1 contract
Samples: Credit Agreement (Affymetrix Inc)
Regulated Entities. No Credit Party is an “investment company” or a company “controlled” by an “investment company” or a “subsidiary” of an “investment company,” all within the meaning of the Investment Company Act of 1940, as amended. No Credit Party is a “holding company”, or a “subsidiary company” of a “holding company”, or an “affiliate” of a “holding company” or of a “subsidiary company” of a “holding company”, within the meaning of the Public Utility Holding Company Act of 1935, as amended.
Appears in 1 contract
Samples: Credit Agreement (Cyberonics Inc)
