Common use of Regulation D Offering/Legal Opinion Clause in Contracts

Regulation D Offering/Legal Opinion. The offer and issuance of the Securities to the Subscribers is being made pursuant to an exemption from the registration provisions of the 1933 Act afforded by Section 4(2) or Section 4(6) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder. On the Closing Date, the Company will provide an opinion reasonably acceptable to each Subscriber from the Company’s legal counsel in substantially the form attached hereto as Exhibit F opining on the availability of an exemption from registration under the 1933 Act as it relates to the offer and issuance of the Securities and other matters reasonably requested by the Subscribers. The Company will provide, at the Company’s expense, to the Subscribers such other legal opinions, if any, as are necessary in each Subscriber’s opinion for the issuance and resale of the Conversion Shares and Warrant Shares pursuant to an exemption from registration such as Rule 144 under the 1933 Act.

Appears in 4 contracts

Samples: Subscription Agreement (Wizard World, Inc.), Subscription Agreement (Wizard World, Inc.), Subscription Agreement (Wizard World, Inc.)

AutoNDA by SimpleDocs

Regulation D Offering/Legal Opinion. The offer and issuance of the Securities to the Subscribers is being made pursuant to an exemption from the registration provisions of the 1933 Act afforded by Section 4(2) or Section 4(6) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder. On the Closing Date, the Company will provide an opinion reasonably acceptable to each Subscriber from the Company’s legal counsel in substantially the form attached hereto as Exhibit F D opining on the availability of an exemption from registration under the 1933 Act as it relates to the offer and issuance of the Securities and other matters reasonably requested by the Subscribers. The Company will provide, at the Company’s expense, to the Subscribers such other legal opinions, if any, as are necessary in each Subscriber’s opinion for the issuance and resale of the Conversion Shares and Warrant Shares pursuant to an exemption from registration such as Rule 144 under the 1933 Act.

Appears in 3 contracts

Samples: Subscription Agreement (Wizard World, Inc.), Subscription Agreement (Wizard World, Inc.), Subscription Agreement (Wizard World, Inc.)

Regulation D Offering/Legal Opinion. The offer and issuance of the Securities to the Subscribers is being made pursuant to an the exemption from the registration provisions of the 1933 Act afforded by Section 4(2) or Section 4(6) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder. On the Closing Date, the Company will provide an opinion opinions reasonably acceptable to each Subscriber the Subscribers in substantially the form annexed hereto as Exhibit F from the Company’s legal counsel in substantially the form attached hereto as Exhibit F opining on the availability of an exemption from registration under the 1933 Act as it relates to the offer and issuance of the Securities and other matters reasonably requested by the Subscribers. The Company will provide, at the Company’s expense, to the Subscribers Subscribers, such other legal opinions, if any, as opinions are reasonably necessary in each Subscriber’s opinion for the issuance and resale of the Conversion Shares and Warrant Shares Securities pursuant to an exemption from effective registration such as statement, Rule 144 under the 1933 ActAct or an exemption from registration subject to the requirements of Section 11.7(a).

Appears in 3 contracts

Samples: Subscription Agreement (Cambridge Heart Inc), Subscription Agreement (Cambridge Heart Inc), Subscription Agreement (Cambridge Heart Inc)

Regulation D Offering/Legal Opinion. The offer and issuance of the Securities to the Subscribers is being made pursuant to an exemption from the registration provisions of the 1933 Act afforded by Section 4(2) or Section 4(6) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder. On the Closing Date, the Company will provide an opinion reasonably acceptable to each Subscriber from the Company’s legal counsel in substantially the form attached hereto as Exhibit F D opining on the availability of an exemption from registration under the 1933 Act as it relates to the offer Offering and issuance of the Securities and other matters reasonably requested by the Subscribers. The Company will provide, at the Company’s expense, to the Subscribers such other legal opinions, if any, as are necessary in each Subscriber’s opinion for the issuance and resale of the Conversion Shares and Warrant Shares pursuant to an exemption from registration such as Rule 144 under the 1933 Act.

Appears in 3 contracts

Samples: Subscription Agreement (Wizard World, Inc.), Subscription Agreement (Wizard World, Inc.), Subscription Agreement (Wizard World, Inc.)

Regulation D Offering/Legal Opinion. The offer and issuance of the Securities to the Subscribers Purchasers is being made pursuant to an the exemption from the registration provisions of the 1933 Act afforded by Section 4(2) or Section 4(6) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder. On the Closing Date, the Company will provide an opinion reasonably acceptable to each Subscriber such Purchasers from the Company’s legal counsel in substantially the form attached annexed hereto as Exhibit F B opining on the availability of an exemption from registration under the 1933 Act as it relates to the offer and issuance of the Securities and other matters reasonably requested by the SubscribersPurchasers. The Company will provide, at the Company’s expense, to the Subscribers such other legal opinions, if any, opinions in the future as are reasonably necessary in each Subscriber’s opinion for the issuance and resale of the Conversion Shares and Warrant Shares Common Stock issuable upon conversion of the Series A-1 Stock pursuant to an exemption from effective registration such statement, Rule 144, as Rule 144 amended, under the 1933 ActAct (“Rule 144”) or an exemption from registration.

Appears in 1 contract

Samples: Subscription Agreement (Irvine Sensors Corp/De/)

Regulation D Offering/Legal Opinion. The offer and issuance of the Securities to the Subscribers is being made pursuant to an the exemption from the registration provisions of the 1933 Act afforded by Section 4(2) or Section 4(6) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder. On the Closing Date, the Company will provide an opinion reasonably acceptable to each Subscriber such Subscribers from the Company’s legal counsel in substantially the form attached annexed hereto as Exhibit F E opining on the availability of an exemption from registration under the 1933 Act as it relates to the offer and issuance of the Securities and other matters reasonably requested by the Subscribers. The Company will provide, at the Company’s expense, to the Subscribers such other legal opinions, if any, opinions in the future as are reasonably necessary in each Subscriber’s opinion for the issuance and resale of the Conversion Shares and Warrant Shares Purchased Shares, Common Stock issuable upon conversion of the Notes pursuant to an exemption from effective registration such as statement, Rule 144 under the 1933 ActAct or an exemption from registration.

Appears in 1 contract

Samples: Subscription Agreement (GreenChek Technology Inc.)

Regulation D Offering/Legal Opinion. The offer and issuance of the Securities to the Subscribers is being made pursuant to an the exemption from the registration provisions of the 1933 Act afforded by Section 4(2) or Section 4(6) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder. On the Closing Date, the Company will provide an opinion reasonably acceptable to each Subscriber the Subscribers from the Company’s legal counsel in substantially the form attached hereto as Exhibit F opining on the availability of an exemption from registration under the 1933 Act as it relates to the offer and issuance of the Securities and other matters reasonably requested by the Subscribers. The Company will provide, at the Company’s expense, to the Subscribers Subscribers, such other legal opinions, if any, as are reasonably necessary in each Subscriber’s opinion for the issuance and resale of the Conversion Shares Common Stock issuable upon exercise of Warrants and Warrant Shares pursuant to an exemption from effective registration such as statement, Rule 144 under the 1933 ActAct or an exemption from registration.

Appears in 1 contract

Samples: Warrant Subscription Agreement (Millennium Healthcare Inc.)

Regulation D Offering/Legal Opinion. The offer and issuance of the Securities to the Subscribers is being made pursuant to an the exemption from the registration provisions of the 1933 Act afforded by Section 4(2) or Section 4(6) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder. On the Closing Date, the Company will provide an opinion reasonably acceptable to each Subscriber the Subscribers from the Company’s legal counsel in substantially the form attached hereto as Exhibit F opining on the availability of an exemption from registration under the 1933 Act as it relates to the offer and issuance of the Securities and other matters reasonably requested by Securities. A form of the Subscribers. legal opinion is annexed hereto as Exhibit F. The Company will provide, at the Company’s expense, to the Subscribers Subscribers, such other legal opinions, if any, as are reasonably necessary in each Subscriber’s opinion for the issuance and resale of the Notes, Conversion Shares and Warrant Shares pursuant to an exemption from effective registration such as statement, Rule 144 under the 1933 ActAct or an exemption from registration.

Appears in 1 contract

Samples: Subscription Agreement (New Generation Biofuels Holdings, Inc)

Regulation D Offering/Legal Opinion. The offer and issuance of the Securities to the Subscribers is being made pursuant to an the exemption from the registration provisions of the 1933 Act afforded by Section 4(2) or Section 4(6) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder. On the Closing Date, the Company will provide an opinion opinions reasonably acceptable to each Subscriber the Subscribers in substantially the form annexed hereto as Exhibit D from the Company’s legal counsel in substantially the form attached hereto as Exhibit F opining on the availability of an exemption from registration under the 1933 Act as it relates to the offer and issuance of the Securities and other matters reasonably requested by the Subscribers. The Company will provide, at the Company’s expense, to the Subscribers Subscribers, such other legal opinions, if any, opinions as are reasonably necessary in each Subscriber’s opinion for the issuance and resale of the Conversion Shares and Warrant Shares Securities pursuant to an exemption from effective registration such as statement, Rule 144 under the 1933 ActAct or an exemption from registration at the time of disposition of the Securities, provided the sale of such Securities qualifies for such exemption or is covered by a Registration Statement.

Appears in 1 contract

Samples: Subscription Agreement (Activecare, Inc.)

Regulation D Offering/Legal Opinion. The offer and issuance of the ----------------------------------- Securities to the Subscribers is being made pursuant to an the exemption from the registration provisions of the 1933 Act afforded by Section 4(2) or Section 4(6) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder. On the Closing Date, the Company will provide an opinion reasonably acceptable to each Subscriber such Subscribers from the Company’s 's legal counsel in substantially the form attached annexed hereto as Exhibit F D opining on the availability of an exemption from registration under the 1933 Act as it relates to the offer and issuance of the Securities and other matters reasonably requested by the Subscribers. The Company will provide, at the Company’s 's expense, to the Subscribers such other legal opinions, if any, opinions in the future as are reasonably necessary in each Subscriber’s opinion for the issuance and resale of the Conversion Shares and Warrant Shares Common Stock issuable upon conversion of the Notes pursuant to an exemption from effective registration such as statement, Rule 144 under the 1933 ActAct or an exemption from registration.

Appears in 1 contract

Samples: Subscription Agreement (BigString CORP)

AutoNDA by SimpleDocs

Regulation D Offering/Legal Opinion. The offer and issuance of the Securities to the Subscribers is being made pursuant to an the exemption from the registration provisions of the 1933 Act afforded by Section 4(2) or Section 4(6) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder. On the Closing Date, the Company will provide an opinion opinions reasonably acceptable to each Subscriber the Subscribers in substantially the form annexed hereto as Exhibit E from the Company’s legal counsel in substantially the form attached hereto as Exhibit F opining on the availability of an exemption from registration under the 1933 Act as it relates to the offer and issuance of the Securities and other matters reasonably requested by the Subscribers. The Company will provide, at the Company’s expense, to the Subscribers Subscribers, such other legal opinions, if any, opinions as are reasonably necessary in each Subscriber’s opinion for the issuance and resale of the Conversion Shares and Warrant Shares Securities pursuant to an exemption from effective registration such as statement, Rule 144 under the 1933 ActAct or an exemption from registration at the time of disposition of the Securities, provided the sale of such Securities qualifies for such exemption or is covered by a Registration Statement.

Appears in 1 contract

Samples: Subscription Agreement (Nuvel Holdings, Inc.)

Regulation D Offering/Legal Opinion. The offer and issuance of the Securities to the Subscribers is being made pursuant to an the exemption from the registration provisions of the 1933 Act afforded by Section 4(2) or Section 4(6) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder. On the Closing Date, the Company will provide an opinion opinions reasonably acceptable to each Subscriber the Subscribers in substantially the form annexed hereto as Exhibit F from the Company’s legal counsel in substantially the form attached hereto as Exhibit F opining on the availability of an exemption from registration under the 1933 Act as it relates to the offer and issuance of the Securities and other matters reasonably requested by the Subscribers. The Company will provide, at the Company’s expense, to the Subscribers Subscribers, such other legal opinions, if any, opinions as are reasonably necessary in each Subscriber’s opinion for the issuance and resale of the Conversion Shares and Warrant Shares Securities pursuant to an exemption from effective registration such as statement, Rule 144 under the 1933 ActAct or an exemption from registration at the time of disposition of the Securities, provided the sale of such Securities qualifies for such exemption or is covered by a Registration Statement.

Appears in 1 contract

Samples: Subscription Agreement (ADVANCED MEDICAL ISOTOPE Corp)

Regulation D Offering/Legal Opinion. The offer and issuance of the Securities to the Subscribers is being made pursuant to an the exemption from the registration provisions of the 1933 Act afforded by Section 4(2) or Section 4(6) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder. On the Closing Date, the Company will provide an opinion opinions reasonably acceptable to each Subscriber the Subscribers in substantially the form annexed hereto as Exhibit E from the Company’s legal counsel in substantially the form attached hereto as Exhibit F opining on the availability of an exemption from registration under the 1933 Act as it relates to the offer and issuance of the Securities and other matters reasonably requested by the Subscribers. The Company will provide, at the Company’s expense, to the Subscribers Subscribers, such other legal opinions, if any, as opinions are reasonably necessary in each Subscriber’s opinion for the issuance and resale of the Conversion Shares and Warrant Shares Securities pursuant to an exemption from effective registration such as statement, Rule 144 under the 1933 ActAct or an exemption from registration subject to the requirements of Section 11.7(a).

Appears in 1 contract

Samples: Subscription Agreement (Cambridge Heart Inc)

Regulation D Offering/Legal Opinion. The offer and issuance of the Securities to the Subscribers is being made pursuant to an the exemption from the registration provisions of the 1933 Act afforded by Section 4(2) or Section 4(6) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder. On the Closing Date, the Company will provide an opinion reasonably acceptable to each Subscriber Subscribers from the Company’s legal counsel in substantially the form attached annexed hereto as Exhibit F D opining on the availability of an exemption from registration under the 1933 Act as it relates to the offer and issuance of the Securities and other matters reasonably requested by the Subscribers. The Company will provide, at the Company’s expense, to the Subscribers such other legal opinions, if any, opinions in the future as are reasonably necessary in each Subscriber’s opinion for the issuance and resale of the Conversion Shares Common Stock issuable upon conversion of the Preferred Stock and Warrant Shares exercise of the Warrants pursuant to an exemption from effective registration such as statement, Rule 144 under the 1933 ActAct or an exemption from such registration.

Appears in 1 contract

Samples: Subscription Agreement (IdeaEdge, Inc)

Regulation D Offering/Legal Opinion. The offer and issuance of the Securities to the Subscribers is being made pursuant to an the exemption from the registration provisions of the 1933 Act afforded by Section 4(2) or Section 4(6) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder. On the Closing Date, the Company will provide an opinion reasonably acceptable to each Subscriber the Subscribers from the Company’s 's legal counsel in substantially the form attached annexed hereto as Exhibit F D opining on the availability of an exemption from registration under the 1933 Act as it relates to the offer and issuance of the Securities and other matters reasonably requested by the Subscribers. The Company will provide, at the Company’s 's expense, to the Subscribers such other legal opinions, if any, opinions in the future as are reasonably necessary in each Subscriber’s opinion for the issuance and resale of the Conversion Shares and Warrant Shares Common Stock issuable upon conversion of the Notes pursuant to an exemption from effective registration such as statement, Rule 144 under the 1933 ActAct or an exemption from registration.

Appears in 1 contract

Samples: Subscription Agreement (BigString CORP)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!