Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Manager at least one Business Day’s prior notice of its intent to sell any Shares in order to allow the Manager time to comply with Regulation M.
Appears in 110 contracts
Samples: Market Offering Agreement (VivoPower International PLC), Market Offering Agreement (Cleanspark, Inc.), Terms Agreement (ThermoGenesis Holdings, Inc.)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Manager at least one (1) Business Day’s prior notice of its intent to sell any Shares in order to allow the Manager time to comply with Regulation M.
Appears in 71 contracts
Samples: Market Offering Agreement (Calidi Biotherapeutics, Inc.), Market Offering Agreement (Greenwich LifeSciences, Inc.), The Market Offering Agreement (Bone Biologics Corp)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Manager at least one Business Trading Day’s prior notice of its intent to sell any Shares in order to allow the Manager time to comply with Regulation M.
Appears in 9 contracts
Samples: Equity Distribution Agreement (Draganfly Inc.), Equity Distribution Agreement, Market Offering Agreement (Digihost Technology Inc.)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Manager at least one Business Day’s 's prior notice of its intent to sell any Shares in order to allow the Manager time to comply with Regulation M.
Appears in 3 contracts
Samples: Market Offering Agreement (GREAT PANTHER MINING LTD), Market Offering Agreement (Performance Shipping Inc.), At the Market Offering Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)
Regulation M Notice. Unless the exceptive exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Manager at least one Business Day’s prior notice of its intent to sell any Shares in order to allow the Manager time to comply with Regulation M.
Appears in 3 contracts
Samples: The Market Offering Agreement (Gold Resource Corp), Market Offering Agreement (Gold Resource Corp), At the Market Offering Agreement (Ocean Power Technologies, Inc.)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Manager Managers at least one Business Day’s prior notice of its intent to sell any Shares in order to allow the Manager Managers time to comply with Regulation M.
Appears in 3 contracts
Samples: Terms Agreement (Opgen Inc), Market Offering Agreement (India Globalization Capital, Inc.), At the Market Offering Agreement (India Globalization Capital, Inc.)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company Trust shall give the Manager at least one Business Day’s prior notice of its intent to sell any Shares in order to allow the Manager time to comply with Regulation M.
Appears in 3 contracts
Samples: Market Offering Agreement (Air T Funding), Market Offering Agreement (Air T Funding), Air T Inc
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Manager at least one Business Trading Day’s 's prior notice of its intent to sell any Shares in order to allow the Manager time to comply with Regulation M.
Appears in 2 contracts
Samples: Market Offering Agreement (HIVE Blockchain Technologies Ltd.), Market Offering Agreement (Northern Dynasty Minerals LTD)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, if required under Regulation M, the Company shall give the Manager at least one Business Day’s prior notice of its intent to sell any Shares in order to allow the Manager time to comply with Regulation M.
Appears in 2 contracts
Samples: Market Offering Agreement (Hancock Jaffe Laboratories, Inc.), The Market Offering Agreement (Sonoma Pharmaceuticals, Inc.)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Lead Manager at least one Business Day’s prior notice of its intent to sell any Shares in order to allow the Lead Manager time to comply with Regulation M.
Appears in 2 contracts
Samples: Market Offering Agreement (Mogo Inc.), Market Offering Agreement (GREAT PANTHER MINING LTD)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Manager Managers at least one Business Day’s 's prior notice of its intent to sell any Shares in order to allow the Manager Managers time to comply with Regulation M.
Appears in 2 contracts
Samples: The Market Offering Agreement (India Globalization Capital, Inc.), www.sec.gov
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company on execution of this Agreement will be deemed to have given to the Managers its notice if its intent to sell Shares, and thereafter shall give to the Manager Managers at least one two Business Day’s Days prior notice of its intent to sell any Shares in order to allow the Manager Managers time to comply with Regulation M.
Appears in 2 contracts
Samples: Market Offering Agreement (Zedge, Inc.), Market Offering Agreement (Zedge, Inc.)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, if required by Regulation M, the Company shall give the Manager at least one (1) Business Day’s prior notice of its intent to sell any Shares in order to allow the Manager time to comply with Regulation M.
Appears in 2 contracts
Samples: Market Offering Agreement (Nuwellis, Inc.), The Market Offering Agreement (Oragenics Inc)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Manager at least one (1) Business Day’s prior notice of its intent to sell any Shares in order to allow the Manager time to comply with Regulation M.M. |||
Appears in 2 contracts
Samples: Market Offering Agreement (eFFECTOR Therapeutics, Inc.), Market Offering Agreement (eFFECTOR Therapeutics, Inc.)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Designated Manager at least one Business Day’s prior notice of its intent to sell any Shares in order to allow the Designated Manager time to comply with Regulation M.
Appears in 1 contract
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Manager at least one (1) Business Day’s prior notice of its intent to sell any Shares in order to allow the Manager time to comply with Regulation M.M.
Appears in 1 contract
Samples: Market Offering Agreement (ProMIS Neurosciences Inc.)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Manager at least one Business (1) Trading Day’s prior notice of its intent to sell any Shares in order to allow the Manager time to comply with Regulation M.
Appears in 1 contract
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Manager at least one five Business Day’s Days’ prior notice of its intent to sell any Shares in order to allow the Manager time to comply with Regulation M.
Appears in 1 contract
Samples: Market Offering Agreement (Bridgeline Digital, Inc.)
Regulation M Notice. Unless the exceptive provisions exception for “actively-traded securities” set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect is applicable to the Shares, the Company shall give the Manager at least one Business Day’s prior notice of its intent to sell any Shares in order to allow the Manager time to comply with Regulation M.
Appears in 1 contract
Samples: Terms Agreement (U.S. Gold Corp.)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Lead Manager at least one Business Trading Day’s 's prior notice of its intent to sell any Shares in order to allow the Lead Manager time to comply with Regulation M.
Appears in 1 contract
Samples: Terms Agreement (Galiano Gold Inc.)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Manager at least one (1) Business Day’s 8 prior notice of its intent to sell any Shares in order to allow the Manager time to comply with Regulation M.
Appears in 1 contract
Samples: The Market Offering Agreement (Interactive Strength, Inc.)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Manager at least one Business Day’s prior notice of its intent to sell the sale of any Shares in order to allow the Manager time to comply with Regulation M.
Appears in 1 contract
Samples: Market Offering Agreement (Xenetic Biosciences, Inc.)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Designated Manager at least one (1) Business Day’s prior notice of its intent to sell any Shares in order to allow the Designated Manager time to comply with Regulation M.
Appears in 1 contract
Samples: Market Offering Agreement (Pear Therapeutics, Inc.)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Lead Manager at least one Business Trading Day’s prior notice of its intent to sell any Shares in order to allow the Lead Manager time to comply with Regulation M.
Appears in 1 contract
Samples: The Market Offering Agreement (Americas Gold & Silver Corp)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Lead Manager at least one (1) Business Day’s prior notice of its intent to sell any Shares in order to allow the Lead Manager time to comply with Regulation M.
Appears in 1 contract
Samples: Terms Agreement (TRX GOLD Corp)
Regulation M Notice. Unless the exceptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are satisfied with respect to the Shares, the Company shall give the Manager at least one Business Day’s prior notice of its intent to sell any Shares in order to allow the Manager time to comply with Regulation M.M. 3.
Appears in 1 contract
Samples: Market Offering Agreement (Caladrius Biosciences, Inc.)
