Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 312 contracts
Samples: Base Call Option Transaction (Repay Holdings Corp), Call Option Transaction (Repay Holdings Corp), Call Option Transaction (Itron, Inc.)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 102 contracts
Samples: Call Option Transaction (Applied Digital Corp.), Call Option Transaction (Ani Pharmaceuticals Inc), Call Option Transaction (Snap Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 31 contracts
Samples: Call Option Transaction (iRhythm Technologies, Inc.), Call Option Transaction (Shockwave Medical, Inc.), Call Option Transaction (Dexcom Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.
Appears in 27 contracts
Samples: Call Option Transaction (Guidewire Software, Inc.), Call Option Transaction (Parsons Corp), Call Option Transaction (Parsons Corp)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.
Appears in 24 contracts
Samples: Base Call Option Transaction (Twitter, Inc.), Call Option Transaction (Dropbox, Inc.), Call Option Transaction (Dropbox, Inc.)
Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.
Appears in 13 contracts
Samples: Call Option Transaction (TTM Technologies Inc), Additional Call Option Transaction (TTM Technologies Inc), Base Call Option Transaction (TTM Technologies Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a the distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 10 contracts
Samples: Call Option Transaction (Atlas Air Worldwide Holdings Inc), Base Call Option Transaction (Atlas Air Worldwide Holdings Inc), Call Option Transaction (Atlas Air Worldwide Holdings Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10101(b) and 102(b)(7102(b) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 8 contracts
Samples: Base Call Option Transaction (Shutterfly Inc), Call Option Transaction (Shutterfly Inc), Base Call Option Transaction (Shutterfly Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 8 contracts
Samples: Call Option Transaction (Zillow Group, Inc.), Base Call Option Transaction (Zillow Group, Inc.), Call Option Transaction (Zillow Group, Inc.)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10101(b) and 102(b)(7102(b) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 6 contracts
Samples: Additional Call Option Transaction (Atlas Holdings, Inc.), Base Call Option Transaction (Atlas Holdings, Inc.), Call Option Transaction (Integrated Device Technology Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10101(b) and 102(b)(7102(b) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective third Exchange Business Day immediately prior to the Premium Payment Date, engage in any such distribution.
Appears in 6 contracts
Samples: Call Option Transaction (Chart Industries Inc), Call Option Transaction (Chart Industries Inc), Base Call Option Transaction (Chart Industries Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes and the concurrent distribution of Shares. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 6 contracts
Samples: Base Call Option Transaction (SM Energy Co), Base Call Option Transaction (SM Energy Co), Base Call Option Transaction (SM Energy Co)
Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.
Appears in 5 contracts
Samples: Base Call Option Transaction (Nuvasive Inc), Call Option Transaction (Nuvasive Inc), Call Option Transaction (Hornbeck Offshore Services Inc /La)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution, except as permitted pursuant to the preceding sentence.
Appears in 5 contracts
Samples: Call Option Transaction (Group 1 Automotive Inc), Warrant Agreement (Group 1 Automotive Inc), Base Call Option Transaction (Group 1 Automotive Inc)
Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 4 contracts
Samples: Base Call Option Transaction (Avis Budget Group, Inc.), Base Call Option Transaction (Avis Budget Group, Inc.), Call Option Transaction (Avis Budget Group, Inc.)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10101(b) and 102(b)(7102(b) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective third Exchange Business Day immediately prior to the Premium Payment Date, engage in any such distribution.
Appears in 4 contracts
Samples: Base Call Option Transaction (Chart Industries Inc), Base Capped Call Option Transaction (Chart Industries Inc), Base Capped Call Option Transaction (Chart Industries Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (x) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (y) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 4 contracts
Samples: Base Call Option Transaction (Auxilium Pharmaceuticals Inc), Call Option Transaction (Auxilium Pharmaceuticals Inc), Base Call Option Transaction (Auxilium Pharmaceuticals Inc)
Regulation M. Counterparty is was not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.
Appears in 4 contracts
Samples: Capped Call Transaction (Interpublic Group of Companies, Inc.), Capped Call Transaction Confirmation (Interpublic Group of Companies, Inc.), Capped Call Transaction Confirmation (Interpublic Group of Companies, Inc.)
Regulation M. Counterparty is was not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall did not, until from or after the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 4 contracts
Samples: Additional Cash Convertible Bond Hedge Transaction (Liberty Media Corp), Base Cash Convertible Bond Hedge Transaction (Liberty Media Corp), Base Cash Convertible Bond Hedge Transaction (Liberty Media Corp)
Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a the distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 4 contracts
Samples: Call Option Transaction (Exterran Holdings Inc.), Call Option Transaction (Exterran Holdings Inc.), Call Option Transaction (Exterran Holdings Inc.)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective third Exchange Business Day immediately prior to the Premium Payment Date, engage in any such distribution.
Appears in 4 contracts
Samples: Additional Call Option Transaction (Mercadolibre Inc), Additional Call Option Transaction (Mercadolibre Inc), Base Call Option Transaction (Mercadolibre Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a the distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distributiondistribution other than as described in this paragraph.
Appears in 4 contracts
Samples: Call Option Transaction (Volcano Corp), Base Call Option Transaction (Volcano Corp), Call Option Transaction (Volcano Corp)
Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “"Exchange Act”"), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. . Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.
Appears in 3 contracts
Samples: Call Option Transaction (Legg Mason Inc), Call Option Transaction (Legg Mason Inc), Call Option Transaction (Legg Mason Inc)
Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “"Exchange Act”"), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.
Appears in 3 contracts
Samples: Call Option Transaction (Sonosite Inc), Call Option Transaction (Chemed Corp), Call Option Transaction (Chemed Corp)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and Counterparty shall not, until the third Scheduled Trading Day immediately following the Trade Date, engage in such a distribution, in either case, of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10101(b) and 102(b)(7102(b) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.M.
Appears in 3 contracts
Samples: Call Option Transaction (Axon Enterprise, Inc.), Additional Call Option Transaction (Semtech Corp), Call Option Transaction (John Bean Technologies CORP)
Regulation M. Counterparty is was not on the Trade Date and is not on the date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules sections 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading fifth Exchange Business Day immediately following the Effective Trade Date, engage in any such distribution.
Appears in 3 contracts
Samples: Call Option Transaction (Pier 1 Imports Inc/De), Call Option Transaction (Pier 1 Imports Inc/De), Call Option Transaction (Manor Care Inc)
Regulation M. Counterparty is was not on the Trade Date and is not on the date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules sections 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading fifth Exchange Business Day immediately following the Effective Trade Date, engage in any such distribution.
Appears in 3 contracts
Samples: Call Option Transaction, Call Option Transaction (Sonic Automotive Inc), Call Option Transaction (Sonic Automotive Inc)
Regulation M. The Counterparty is was not on the Trade Date and is not on the date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules sections 101(b)(10) and 102(b)(7) of Regulation M. The Counterparty shall not, until the second Scheduled Trading fifth Exchange Business Day immediately following the Effective Trade Date, engage in any such distribution.
Appears in 3 contracts
Samples: Call Option Transaction (Landamerica Financial Group Inc), Call Option Transaction (Encore Capital Group Inc), Call Option Transaction (Capitalsource Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “"Exchange Act”"), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following preceding the Effective Date, engage in any such distribution.
Appears in 2 contracts
Samples: Call Option Transaction (Healthways, Inc), Call Option Transaction (Healthways, Inc)
Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception exceptions set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 2 contracts
Samples: Call Option Transaction (Newell Rubbermaid Inc), Call Option Transaction (Newell Rubbermaid Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second sixth Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 2 contracts
Samples: Call Option Transaction (Wright Medical Group Inc), Base Call Option Transaction (Wright Medical Group Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Exchange Business Day immediately following the Effective Trade Date, engage in any such distributiondistribution other than those described in this paragraph.
Appears in 2 contracts
Samples: Convertible Bond Hedge Transaction (Sba Communications Corp), Convertible Bond Hedge Transaction (Sba Communications Corp)
Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. . Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 2 contracts
Samples: Call Option Transaction (Take Two Interactive Software Inc), Additional Call Option Transaction (Take Two Interactive Software Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. . Counterparty shall not, until the second Scheduled Trading Exchange Business Day immediately following the Effective Trade Date, engage in any such distribution.
Appears in 2 contracts
Samples: Additional Convertible Bond Hedge Transaction (Textron Inc), Additional Convertible Bond Hedge Transaction (Textron Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Exchange Business Day immediately following the Effective Trade Date, engage in any such distribution.
Appears in 2 contracts
Samples: Additional Call Option Transaction Confirmation (Kaiser Aluminum Corp), Base Call Option Transaction Confirmation (Kaiser Aluminum Corp)
Regulation M. Counterparty is was not on the Trade Date and is not on the date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading fifth Exchange Business Day immediately following the Effective Trade Date, engage in any such distributiondistribution other than those described in this paragraph.
Appears in 2 contracts
Samples: Call Option Transaction (Group 1 Automotive Inc), Call Option Transaction (Group 1 Automotive Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements concurrent distributions of the exception set forth in Rules 101(b)(10) Convertible Notes and 102(b)(7) of Regulation M. Shares being made on the date hereof. Counterparty shall not, until the second Scheduled Trading Exchange Business Day immediately following the Effective Trade Date, engage in any such distributiondistribution other than those described in this paragraph.
Appears in 2 contracts
Samples: Convertible Bond Hedge Transaction (Textron Inc), Convertible Bond Hedge Transaction (Textron Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.M.
Appears in 2 contracts
Samples: Call Option Transaction (Electronic Arts Inc.), Base Call Option Transaction (Electronic Arts Inc.)
Regulation M. The Counterparty is was not on the Trade Date and is not on the date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”"EXCHANGE ACT"), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules sections 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.)
Appears in 2 contracts
Samples: Call Option Transaction (Cadence Design Systems Inc), Call Option Transaction (Cadence Design Systems Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10101(b) and 102(b)(7102(b) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 2 contracts
Samples: Call Option Transaction (Nevro Corp), Base Call Option Transaction (Nevro Corp)
Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a the distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 2 contracts
Samples: Call Option Transaction (Take Two Interactive Software Inc), Call Option Transaction (Take Two Interactive Software Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in such a distribution, in either case, of any such distributionsecurities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b) and 102(b) of Regulation M and (ii) the distribution the Convertible Notes and the concurrent distribution of the Shares described in the Prospectus.
Appears in 2 contracts
Samples: Base Call Option Transaction (Nevro Corp), Additional Call Option Transaction (Nevro Corp)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.Regulation
Appears in 1 contract
Samples: Call Option Transaction (Dick's Sporting Goods, Inc.)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M, (ii) the distribution of the Convertible Notes and (iii) the concurrent distribution of common stock as of the Trade Date. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
Appears in 1 contract
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Valid Day immediately following the Effective Date, engage in any such distribution.
Appears in 1 contract
Samples: Call Option Transaction (Knight Capital Group, Inc.)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Premium Payment Date, engage in any such distribution.
Appears in 1 contract
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Hedge Date, engage in any such distribution.
Appears in 1 contract
Regulation M. Counterparty (A) was not on the Trade Date, has not since such date, and is not on the Trade Date date hereof, engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, and (B) shall not engage in any “distribution,” as such term is defined in Regulation M, other than a distribution meeting the requirements of the exception exceptions set forth in Rules sections 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall notM, until the second Scheduled Trading Exchange Business Day immediately following the Effective Trade Date, engage in any such distribution.
Appears in 1 contract
Samples: Cash Convertible Note Hedge Transaction (Covanta Holding Corp)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Datefinal day of the Initial Hedging Period, engage in any such distribution.
Appears in 1 contract
Samples: Call Option Transaction (Ionis Pharmaceuticals Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective final day of the Trade Date, engage in any such distribution.
Appears in 1 contract
Samples: Call Option Transaction (Ionis Pharmaceuticals Inc)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the final day of the Effective Date, engage in any such distribution.
Appears in 1 contract
Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution, subject to the foregoing exceptions.
Appears in 1 contract
Samples: Call Option Transaction (Caci International Inc /De/)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Valid Day immediately following the Effective Date, engage in any such distribution.
Appears in 1 contract
Regulation M. The Counterparty is was not on the Trade Date and is not on the date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules sections 101(b)(10) and 102(b)(7) of Regulation M. The Counterparty shall not, until the second Scheduled Trading fifth Exchange Business Day immediately following the Effective Datelast date of the Hedging Period, engage in any such distribution.
Appears in 1 contract
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Pricing Date, engage in any such distribution.
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Samples: Otc Equity Prepaid Forward Transaction (GigCapital, Inc.)
Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.of
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Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Exchange Business Day immediately following the Effective Trade Date, engage in any such distributiondistribution other than those described in this paragraph.
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Samples: Convertible Bond Hedge Transaction Agreement (Sba Communications Corp)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second third Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.
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Regulation M. Counterparty is was not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, and on any Additional Premium Payment Date engage in any such distribution.
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Samples: Capped Call Transaction (Advanced Micro Devices Inc)
Regulation M. Counterparty is was not on the Trade Date and is not on the date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading fifth Exchange Business Day immediately following the Effective Trade Date, engage in any such distribution.
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Samples: Call Option Transaction (Maverick Tube Corporation)
Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M, (ii) the distribution of the Convertible Notes and (iii) the distribution of Shares by Xxxxx Xxxxxxxxx. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.
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