Common use of Regulation M Clause in Contracts

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 326 contracts

Sources: Call Option Transaction (Zoetis Inc.), Call Option Transaction (Imax Corp), Call Option Transaction (Impinj Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 110 contracts

Sources: Call Option Transaction (Check Point Software Technologies LTD), Call Option Transaction Confirmation (Alnylam Pharmaceuticals, Inc.), Call Option Transaction (Wix.com Ltd.)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.

Appears in 33 contracts

Sources: Call Option Transaction (Cohu Inc), Call Option Transaction Confirmation (ADTRAN Holdings, Inc.), Call Option Transaction (Oscar Health, Inc.)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 31 contracts

Sources: Call Option Transaction (iRhythm Technologies, Inc.), Call Option Transaction (Shockwave Medical, Inc.), Call Option Transaction (Dexcom Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.

Appears in 24 contracts

Sources: Base Call Option Transaction (Twitter, Inc.), Call Option Transaction (Dropbox, Inc.), Call Option Transaction (Dropbox, Inc.)

Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.

Appears in 13 contracts

Sources: Additional Call Option Transaction (TTM Technologies Inc), Call Option Transaction (TTM Technologies Inc), Base Call Option Transaction (TTM Technologies Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Valid Day immediately following the Effective Date, engage in any such distribution.

Appears in 10 contracts

Sources: Call Option Transaction Confirmation (Ligand Pharmaceuticals Inc), Base Call Option Transaction (Lci Industries), Call Option Transaction Confirmation (Lci Industries)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a the distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 10 contracts

Sources: Base Call Option Transaction (Atlas Air Worldwide Holdings Inc), Base Call Option Transaction (Atlas Air Worldwide Holdings Inc), Call Option Transaction (Atlas Air Worldwide Holdings Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 8 contracts

Sources: Call Option Transaction (Zillow Group, Inc.), Base Call Option Transaction (Zillow Group, Inc.), Call Option Transaction (Zillow Group, Inc.)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10101(b) and 102(b)(7102(b) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 8 contracts

Sources: Base Call Option Transaction (Shutterfly Inc), Call Option Transaction (Shutterfly Inc), Call Option Transaction (Shutterfly Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10101(b) and 102(b)(7102(b) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective third Exchange Business Day immediately prior to the Premium Payment Date, engage in any such distribution.

Appears in 6 contracts

Sources: Call Option Transaction (Chart Industries Inc), Base Call Option Transaction (Chart Industries Inc), Call Option Transaction (Chart Industries Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10101(b) and 102(b)(7102(b) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 6 contracts

Sources: Base Call Option Transaction (Atlas Holdings, Inc.), Additional Call Option Transaction (Atlas Holdings, Inc.), Call Option Transaction (Integrated Device Technology Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes and the concurrent distribution of Shares. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 6 contracts

Sources: Base Call Option Transaction (SM Energy Co), Call Option Transaction (SM Energy Co), Base Call Option Transaction (SM Energy Co)

Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.

Appears in 5 contracts

Sources: Base Call Option Transaction (Nuvasive Inc), Call Option Transaction (Nuvasive Inc), Call Option Transaction (Nuvasive Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution, except as permitted pursuant to the preceding sentence.

Appears in 5 contracts

Sources: Call Option Transaction (Group 1 Automotive Inc), Warrant Agreement (Group 1 Automotive Inc), Warrant Agreement (Group 1 Automotive Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (x) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (y) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 4 contracts

Sources: Base Call Option Transaction (Auxilium Pharmaceuticals Inc), Call Option Transaction (Auxilium Pharmaceuticals Inc), Base Call Option Transaction (Auxilium Pharmaceuticals Inc)

Regulation M. Counterparty is was not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall did not, until from or after the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 4 contracts

Sources: Base Cash Convertible Bond Hedge Transaction (Liberty Media Corp), Additional Cash Convertible Bond Hedge Transaction (Liberty Media Corp), Base Cash Convertible Bond Hedge Transaction (Liberty Media Corp)

Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 4 contracts

Sources: Call Option Transaction (Avis Budget Group, Inc.), Base Call Option Transaction (Avis Budget Group, Inc.), Base Call Option Transaction (Avis Budget Group, Inc.)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and Counterparty shall not, until the third Scheduled Trading Day immediately following the Trade Date, engage in such a distribution, in either case, of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10101(b) and 102(b)(7102(b) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.M.

Appears in 4 contracts

Sources: Call Option Transaction (JBT Marel Corp), Call Option Transaction (Axon Enterprise, Inc.), Additional Call Option Transaction (Semtech Corp)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10101(b) and 102(b)(7102(b) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective third Exchange Business Day immediately prior to the Premium Payment Date, engage in any such distribution.

Appears in 4 contracts

Sources: Base Capped Call Option Transaction (Chart Industries Inc), Base Call Option Transaction (Chart Industries Inc), Base Capped Call Option Transaction (Chart Industries Inc)

Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a the distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 4 contracts

Sources: Call Option Transaction (Exterran Holdings Inc.), Call Option Transaction (Exterran Holdings Inc.), Call Option Transaction (Exterran Holdings Inc.)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective third Exchange Business Day immediately prior to the Premium Payment Date, engage in any such distribution.

Appears in 4 contracts

Sources: Base Call Option Transaction (Mercadolibre Inc), Additional Call Option Transaction (Mercadolibre Inc), Base Call Option Transaction (Mercadolibre Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a the distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distributiondistribution other than as described in this paragraph.

Appears in 4 contracts

Sources: Call Option Transaction (Volcano Corp), Base Call Option Transaction (Volcano Corp), Call Option Transaction (Volcano Corp)

Regulation M. Counterparty is was not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.

Appears in 4 contracts

Sources: Capped Call Transaction Confirmation (Interpublic Group of Companies, Inc.), Capped Call Transaction (Interpublic Group of Companies, Inc.), Capped Call Transaction Confirmation (Interpublic Group of Companies, Inc.)

Regulation M. Counterparty is was not on the Trade Date and is not on the date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules sections 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading fifth Exchange Business Day immediately following the Effective Trade Date, engage in any such distribution.

Appears in 3 contracts

Sources: Call Option Transaction (Pier 1 Imports Inc/De), Call Option Transaction (Manor Care Inc), Call Option Transaction (Pier 1 Imports Inc/De)

Regulation M. Counterparty is was not on the Trade Date and is not on the date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules sections 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading fifth Exchange Business Day immediately following the Effective Trade Date, engage in any such distribution.

Appears in 3 contracts

Sources: Call Option Transaction, Call Option Transaction (Sonic Automotive Inc), Call Option Transaction (Sonic Automotive Inc)

Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.

Appears in 3 contracts

Sources: Call Option Transaction (Sonosite Inc), Call Option Transaction (Chemed Corp), Call Option Transaction (Chemed Corp)

Regulation M. The Counterparty is was not on the Trade Date and is not on the date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules sections 101(b)(10) and 102(b)(7) of Regulation M. The Counterparty shall not, until the second Scheduled Trading fifth Exchange Business Day immediately following the Effective Trade Date, engage in any such distribution.

Appears in 3 contracts

Sources: Call Option Transaction (Encore Capital Group Inc), Call Option Transaction (Landamerica Financial Group Inc), Call Option Transaction (Capitalsource Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.M.

Appears in 3 contracts

Sources: Call Option Transaction (Caledonia Mining Corp PLC), Base Call Option Transaction (Electronic Arts Inc.), Call Option Transaction (Electronic Arts Inc.)

Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. . Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.

Appears in 3 contracts

Sources: Call Option Transaction (Legg Mason Inc), Call Option Transaction (Legg Mason Inc), Call Option Transaction (Legg Mason Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements concurrent distributions of the exception set forth in Rules 101(b)(10) Convertible Notes and 102(b)(7) of Regulation M. Shares being made on the date hereof. Counterparty shall not, until the second Scheduled Trading Exchange Business Day immediately following the Effective Trade Date, engage in any such distributiondistribution other than those described in this paragraph.

Appears in 2 contracts

Sources: Convertible Bond Hedge Transaction (Textron Inc), Convertible Bond Hedge Transaction (Textron Inc)

Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. . Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 2 contracts

Sources: Call Option Transaction (Take Two Interactive Software Inc), Additional Call Option Transaction (Take Two Interactive Software Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second sixth Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 2 contracts

Sources: Call Option Transaction (Wright Medical Group Inc), Base Call Option Transaction (Wright Medical Group Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Exchange Business Day immediately following the Effective Trade Date, engage in any such distributiondistribution other than those described in this paragraph.

Appears in 2 contracts

Sources: Convertible Bond Hedge Transaction (Sba Communications Corp), Convertible Bond Hedge Transaction (Sba Communications Corp)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10101(b) and 102(b)(7102(b) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 2 contracts

Sources: Call Option Transaction (Nevro Corp), Base Call Option Transaction (Nevro Corp)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. . Counterparty shall not, until the second Scheduled Trading Exchange Business Day immediately following the Effective Trade Date, engage in any such distribution.

Appears in 2 contracts

Sources: Additional Convertible Bond Hedge Transaction (Textron Inc), Additional Convertible Bond Hedge Transaction (Textron Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of CounterpartyCounterparty or Parent, as applicable, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 2 contracts

Sources: Call Option Transaction (Oddity Tech LTD), Base Call Option Transaction (Oddity Tech LTD)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Exchange Business Day immediately following the Effective Trade Date, engage in any such distribution.

Appears in 2 contracts

Sources: Additional Call Option Transaction Confirmation (Kaiser Aluminum Corp), Base Call Option Transaction Confirmation (Kaiser Aluminum Corp)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following preceding the Effective Date, engage in any such distribution.

Appears in 2 contracts

Sources: Call Option Transaction (Healthways, Inc), Call Option Transaction (Healthways, Inc)

Regulation M. Counterparty is was not on the Trade Date and is not on the date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading fifth Exchange Business Day immediately following the Effective Trade Date, engage in any such distributiondistribution other than those described in this paragraph.

Appears in 2 contracts

Sources: Call Option Transaction (Group 1 Automotive Inc), Call Option Transaction (Group 1 Automotive Inc)

Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception exceptions set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 2 contracts

Sources: Call Option Transaction (Newell Rubbermaid Inc), Call Option Transaction (Newell Rubbermaid Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the “concurrent common stock offering” (as defined in the Offering Memorandum). Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 2 contracts

Sources: Call Option Transaction Confirmation (Mirion Technologies, Inc.), Call Option Transaction Confirmation (Mirion Technologies, Inc.)

Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a the distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 2 contracts

Sources: Call Option Transaction (Take Two Interactive Software Inc), Call Option Transaction (Take Two Interactive Software Inc)

Regulation M. The Counterparty is was not on the Trade Date and is not on the date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”"EXCHANGE ACT"), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules sections 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.)

Appears in 2 contracts

Sources: Call Option Transaction (Cadence Design Systems Inc), Call Option Transaction (Cadence Design Systems Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in such a distribution, in either case, of any such distributionsecurities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b) and 102(b) of Regulation M and (ii) the distribution the Convertible Notes and the concurrent distribution of the Shares described in the Prospectus.

Appears in 2 contracts

Sources: Additional Call Option Transaction (Nevro Corp), Base Call Option Transaction (Nevro Corp)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Exchange Business Day immediately following the Effective Trade Date, engage in any such distributiondistribution other than those described in this paragraph.

Appears in 1 contract

Sources: Convertible Bond Hedge Transaction Agreement (Sba Communications Corp)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.Regulation

Appears in 1 contract

Sources: Call Option Transaction (Dick's Sporting Goods, Inc.)

Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.of

Appears in 1 contract

Sources: Call Option Transaction (Nuvasive Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M, (ii) the distribution of the Convertible Notes and (iii) the distribution by Counterparty of Shares concurrently with the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.

Appears in 1 contract

Sources: Call Option Transaction (Solaris Energy Infrastructure, Inc.)

Regulation M. Counterparty (A) was not on the Trade Date, has not since such date, and is not on the Trade Date date hereof, engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, and (B) shall not engage in any “distribution,” as such term is defined in Regulation M, other than a distribution meeting the requirements of the exception exceptions set forth in Rules sections 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall notM, until the second Scheduled Trading Exchange Business Day immediately following the Effective Trade Date, engage in any such distribution.

Appears in 1 contract

Sources: Cash Convertible Note Hedge Transaction (Covanta Holding Corp)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Valid Day immediately following the Effective Date, engage in any such distribution.

Appears in 1 contract

Sources: Call Option Transaction (Knight Capital Group, Inc.)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Hedge Date, engage in any such distribution.

Appears in 1 contract

Sources: Call Option Transaction (Microchip Technology Inc)

Regulation M. Counterparty is was not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, and on any Additional Premium Payment Date engage in any such distribution.

Appears in 1 contract

Sources: Capped Call Transaction (Advanced Micro Devices Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes and the distribution of the Shares referred to in the Prospectus as the “concurrent common stock offering”. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 1 contract

Sources: Call Option Transaction (Arrowhead Pharmaceuticals, Inc.)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second third Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution.

Appears in 1 contract

Sources: Call Option Transaction (Luminex Corp)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M, (ii) the distribution of the Convertible Notes and (iii) the distribution of Shares by ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 1 contract

Sources: Call Option Transaction (Everbridge, Inc.)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Premium Payment Date, engage in any such distribution.

Appears in 1 contract

Sources: Call Option Transaction (Groupon, Inc.)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M, (ii) the distribution of the Convertible Notes and (iii) the concurrent distribution of common stock as of the Trade Date. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Date, engage in any such distribution.

Appears in 1 contract

Sources: Call Option Transaction (RealPage, Inc.)

Regulation M. Counterparty is was not on the Trade Date and is not on the date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading fifth Exchange Business Day immediately following the Effective Trade Date, engage in any such distribution.

Appears in 1 contract

Sources: Call Option Transaction (Maverick Tube Corporation)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Datefinal day of the Initial Hedging Period, engage in any such distribution.

Appears in 1 contract

Sources: Call Option Transaction (Ionis Pharmaceuticals Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the final day of the Effective Date, engage in any such distribution.

Appears in 1 contract

Sources: Call Option Transaction (Q2 Holdings, Inc.)

Regulation M. Counterparty is not on the Trade Date date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than (i) a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. M and (ii) the distribution of the Convertible Notes. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Trade Date, engage in any such distribution, subject to the foregoing exceptions.

Appears in 1 contract

Sources: Call Option Transaction (Caci International Inc /De/)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective final day of the Trade Date, engage in any such distribution.

Appears in 1 contract

Sources: Call Option Transaction (Ionis Pharmaceuticals Inc)

Regulation M. Counterparty is not on the Trade Date engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M. Counterparty shall not, until the second Scheduled Trading Day immediately following the Effective Pricing Date, engage in any such distribution.

Appears in 1 contract

Sources: Otc Equity Prepaid Forward Transaction (GigCapital, Inc.)

Regulation M. The Counterparty is was not on the Trade Date and is not on the date hereof engaged in a distribution, as such term is used in Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules sections 101(b)(10) and 102(b)(7) of Regulation M. The Counterparty shall not, until the second Scheduled Trading fifth Exchange Business Day immediately following the Effective Datelast date of the Hedging Period, engage in any such distribution.

Appears in 1 contract

Sources: Call Option Transaction (Encore Capital Group Inc)