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Common use of Regulation M Clause in Contracts

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the Purchasers.

Appears in 91 contracts

Samples: Securities Purchase Agreement (Atara Biotherapeutics, Inc.), Securities Purchase Agreement (Blue Ridge Bankshares, Inc.), Securities Purchase Agreement (Streamline Health Solutions Inc.)

Regulation M. Such The Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the PurchasersPurchaser.

Appears in 16 contracts

Samples: Securities Purchase Agreement (Blue Ridge Bankshares, Inc.), Securities Purchase Agreement (CARGO Therapeutics, Inc.), Securities Purchase Agreement (Sangamo Therapeutics, Inc)

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock Securities and other activities with respect to the Common Stock Securities by the Purchasers.

Appears in 9 contracts

Samples: Securities Purchase Agreement (Rocky Mountain Chocolate Factory, Inc.), Securities Purchase Agreement (Pieris Pharmaceuticals, Inc.), Securities Purchase Agreement (Pieris Pharmaceuticals, Inc.)

Regulation M. Such The Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the Purchasers.

Appears in 8 contracts

Samples: Securities Purchase Agreement (Mri Interventions, Inc.), Securities Purchase Agreement (Mri Interventions, Inc.), Securities Purchase Agreement (Mri Interventions, Inc.)

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the PurchasersPurchasers and agrees to comply with such rules.

Appears in 5 contracts

Samples: Subscription Agreement (Blue Star Foods Corp.), Securities Purchase Agreement (Z Trim Holdings, Inc), Securities Purchase Agreement (Tengion Inc)

Regulation M. Such Purchaser MD Xxxxxxxx is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Issuer Common Stock and other activities with respect to the Issuer Common Stock by the PurchasersStock.

Appears in 5 contracts

Samples: Securities Issuance Agreement, Securities Issuance Agreement (Ziopharm Oncology Inc), Securities Issuance Agreement (Intrexon Corp)

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Company Common Stock and other activities with respect to the Company Common Stock by the PurchasersStock.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Assure Holdings Corp.), Securities Purchase Agreement (PLx Pharma Inc.), Securities Issuance Agreement (Ziopharm Oncology Inc)

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the Purchaserssuch Purchaser.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Torchlight Energy Resources Inc), Securities Purchase Agreement (Torchlight Energy Resources Inc), Securities Purchase Agreement (Guided Therapeutics Inc)

Regulation M. Such Purchaser Buyer is aware that the anti-manipulation rules of Regulation M under the Exchange 1934 Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the PurchasersBuyers.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Freedom Leaf Inc.), Stock Purchase Agreement (Midwest Energy Emissions Corp.), Securities Purchase Agreement (GrowGeneration Corp.)

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock Shares and other activities with respect to the Common Stock Shares by the Purchasers.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Liminal BioSciences Inc.), Securities Purchase Agreement (pSivida Corp.), Securities Purchase Agreement (pSivida Corp.)

Regulation M. Such Purchaser is aware that the The anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock our common stock and other activities with respect to of the Common Stock by the PurchasersSelling Stockholders.

Appears in 3 contracts

Samples: Registration Rights Agreement (Vaccinex, Inc.), Registration Rights Agreement (Vaccinex, Inc.), Registration Rights Agreement (Vaccinex, Inc.)

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the PurchasersPurchaser.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Maxwell Technologies Inc), Securities Purchase Agreement (Torchlight Energy Resources Inc), Securities Purchase Agreement (Mitek Systems Inc)

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock Securities and other activities with respect to the Common Stock Shares by the Purchasers.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Catabasis Pharmaceuticals Inc), Stock Purchase Agreement (Novus Therapeutics, Inc.), Merger Agreement (Novus Therapeutics, Inc.)

Regulation M. Such Purchaser is aware that the The anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock our common stock and other activities with respect to of the Common Stock by the Purchasersselling stockholders.

Appears in 3 contracts

Samples: Registration Rights Agreement (Vaccinex, Inc.), Registration Rights Agreement (Vaccinex, Inc.), Registration Rights Agreement (Vaccinex, Inc.)

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the Purchasers. The Company and each of the Purchasers acknowledge and agree that no party to this Agreement has made or makes any representations or warranties with respect to the transactions contemplated hereby other than those specifically set forth in this Article III and the Transaction Documents.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Miv Therapeutics Inc), Securities Purchase Agreement (I-Level Media Group Inc), Securities Purchase Agreement (Castle Brands Inc)

Regulation M. Such The Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock Securities and other activities with respect to the Common Stock Securities by the Purchasers.

Appears in 3 contracts

Samples: Convertible Note Purchase Agreement (LanzaTech Global, Inc.), Securities Purchase Agreement (Wheeler Real Estate Investment Trust, Inc.), Securities Purchase Agreement (Wheeler Real Estate Investment Trust, Inc.)

Regulation M. Such The Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock Shares and other activities with respect to the Common Stock Shares by the PurchasersPurchaser.

Appears in 2 contracts

Samples: Merger Agreement (CohBar, Inc.), Stock Purchase Agreement (CohBar, Inc.)

Regulation M. Such Purchaser The Buyer is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the PurchasersBuyers.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Q BioMed Inc.), Securities Purchase Agreement (Q BioMed Inc.)

Regulation M. Such Purchaser Intrexon is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the PurchasersStock.

Appears in 2 contracts

Samples: Securities Issuance Agreement (Ziopharm Oncology Inc), Securities Issuance Agreement (Intrexon Corp)

Regulation M. Such The Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock Ordinary Shares and other activities with respect to the Common Stock Ordinary Shares by the PurchasersPurchaser.

Appears in 1 contract

Samples: Securities Purchase Agreement (Strongbridge Biopharma PLC)

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock Shares and other activities with respect to the Common Stock Shares by the Purchasers.

Appears in 1 contract

Samples: Securities Purchase Agreement (PSQ Holdings, Inc.)

Regulation M. Such The Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Company Common Stock and other activities with respect to the Company Common Stock by the PurchasersStock.

Appears in 1 contract

Samples: Securities Issuance Agreement (Ziopharm Oncology Inc)

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to certain sales of Common Stock and certain other activities with respect to the Common Stock by the PurchasersPurchaser.

Appears in 1 contract

Samples: Securities Purchase and Exchange Agreement (Interpace Biosciences, Inc.)

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales purchases of Common Stock Ordinary Shares and other activities with respect to the Common Stock Ordinary Shares by the Purchasers.

Appears in 1 contract

Samples: Purchase Agreement (Cazoo Group LTD)

Regulation M. Such Purchaser Stockholder is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the PurchasersStockholders.

Appears in 1 contract

Samples: Backstop Securities Agreement (Rehabcare Group Inc)

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the Purchasers.

Appears in 1 contract

Samples: Securities Purchase Agreement (Fate Therapeutics Inc)

Regulation M. Such Purchaser The Lender is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the PurchasersLender.

Appears in 1 contract

Samples: Loan Agreement (Ivivi Technologies, Inc.)

Regulation M. Such The Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock the Sale Shares and other activities with respect to the Common Stock Sale Shares by the PurchasersPurchaser.

Appears in 1 contract

Samples: Share Purchase Agreement (MakeMyTrip LTD)

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock Ordinary Shares and other activities with respect to the Common Stock Ordinary Shares by the Purchasers.

Appears in 1 contract

Samples: Securities Purchase Agreement (Strongbridge Biopharma PLC)

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock the Securities and other activities with respect to the Common Stock Securities by the Purchasers.

Appears in 1 contract

Samples: Stock and Warrant Purchase Agreement (Aileron Therapeutics Inc)

Regulation M. Such Purchaser is aware that the The anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock our common stock and other activities with respect to of the Common Stock by the Purchasersselling stockholder.

Appears in 1 contract

Samples: Registration Rights Agreement (Vaccinex, Inc.)

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Series A Preferred and Common Stock and other activities with respect to the Series A Preferred and Common Stock by the Purchasers.

Appears in 1 contract

Samples: Securities Purchase Agreement (Kun Run Biotechnology, Inc.)

Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to certain sales of Common Stock and certain other activities with respect to the Common Stock by the Purchasers.

Appears in 1 contract

Samples: Securities Purchase Agreement (Interpace Diagnostics Group, Inc.)

Regulation M. Such Purchaser is You are aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the Purchasersyou.

Appears in 1 contract

Samples: Securities Purchase Agreement (Reed's, Inc.)