Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the Purchasers.
Appears in 92 contracts
Sources: Securities Purchase Agreement (Rubric Capital Management LP), Securities Purchase Agreement (Atara Biotherapeutics, Inc.), Securities Purchase Agreement (Blue Ridge Bankshares, Inc.)
Regulation M. Such The Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the PurchasersPurchaser.
Appears in 18 contracts
Sources: Securities Purchase Agreement (Adverum Biotechnologies, Inc.), Stock Purchase Agreement (Zymeworks Inc.), Securities Purchase Agreement (Blue Ridge Bankshares, Inc.)
Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock Securities and other activities with respect to the Common Stock Securities by the Purchasers.
Appears in 16 contracts
Sources: Stock Purchase Agreement (Patriot National Bancorp Inc), Warrant Purchase Agreement (Patriot National Bancorp Inc), Securities Purchase Agreement (Patriot National Bancorp Inc)
Regulation M. Such The Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the Purchasers.
Appears in 8 contracts
Sources: Securities Purchase Agreement (Mri Interventions, Inc.), Securities Purchase Agreement (Mri Interventions, Inc.), Securities Purchase Agreement (Mri Interventions, Inc.)
Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock the Securities and other activities with respect to the Common Stock Securities by the PurchasersPurchaser.
Appears in 5 contracts
Sources: Stock Purchase Agreement (NKGen Biotech, Inc.), Collaboration Agreement (NKGen Biotech, Inc.), Stock Purchase Agreement (NKGen Biotech, Inc.)
Regulation M. Such Purchaser MD ▇▇▇▇▇▇▇▇ is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Issuer Common Stock and other activities with respect to the Issuer Common Stock by the PurchasersStock.
Appears in 5 contracts
Sources: Securities Issuance Agreement, Securities Issuance Agreement (Intrexon Corp), Securities Issuance Agreement (Ziopharm Oncology Inc)
Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the PurchasersPurchasers and agrees to comply with such rules.
Appears in 5 contracts
Sources: Subscription Agreement (Blue Star Foods Corp.), Securities Purchase Agreement (Z Trim Holdings, Inc), Securities Purchase Agreement (Tengion Inc)
Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the Purchaserssuch Purchaser.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Torchlight Energy Resources Inc), Securities Purchase Agreement (Torchlight Energy Resources Inc), Securities Purchase Agreement (Guided Therapeutics Inc)
Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Company Common Stock and other activities with respect to the Company Common Stock by the PurchasersStock.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Assure Holdings Corp.), Securities Purchase Agreement (PLx Pharma Inc.), Securities Issuance Agreement (Ziopharm Oncology Inc)
Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the PurchasersPurchaser.
Appears in 3 contracts
Sources: Stock Purchase Agreement (Maxwell Technologies Inc), Securities Purchase Agreement (Torchlight Energy Resources Inc), Securities Purchase Agreement (Mitek Systems Inc)
Regulation M. Such The Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock Securities and other activities with respect to the Common Stock Securities by the Purchasers.
Appears in 3 contracts
Sources: Convertible Note Purchase Agreement (LanzaTech Global, Inc.), Securities Purchase Agreement (Wheeler Real Estate Investment Trust, Inc.), Securities Purchase Agreement (Wheeler Real Estate Investment Trust, Inc.)
Regulation M. Such Purchaser Buyer is aware that the anti-manipulation rules of Regulation M under the Exchange 1934 Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the PurchasersBuyers.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Freedom Leaf Inc.), Stock Purchase Agreement (Midwest Energy Emissions Corp.), Securities Purchase Agreement (GrowGeneration Corp.)
Regulation M. Such Purchaser is aware that the The anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock our common stock and other activities with respect to of the Common Stock by the Purchasersselling stockholders.
Appears in 3 contracts
Sources: Registration Rights Agreement (Vaccinex, Inc.), Registration Rights Agreement (Vaccinex, Inc.), Registration Rights Agreement (Vaccinex, Inc.)
Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the Purchasers. The Company and each of the Purchasers acknowledge and agree that no party to this Agreement has made or makes any representations or warranties with respect to the transactions contemplated hereby other than those specifically set forth in this Article III and the Transaction Documents.
Appears in 3 contracts
Sources: Securities Purchase Agreement (I-Level Media Group Inc), Securities Purchase Agreement (Castle Brands Inc), Securities Purchase Agreement (Miv Therapeutics Inc)
Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock Securities and other activities with respect to the Common Stock Shares by the Purchasers.
Appears in 3 contracts
Sources: Stock Purchase Agreement (Catabasis Pharmaceuticals Inc), Merger Agreement (Novus Therapeutics, Inc.), Stock Purchase Agreement (Novus Therapeutics, Inc.)
Regulation M. Such Purchaser is aware that the The anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock our common stock and other activities with respect to of the Common Stock by the PurchasersSelling Stockholders.
Appears in 3 contracts
Sources: Registration Rights Agreement (Vaccinex, Inc.), Registration Rights Agreement (Vaccinex, Inc.), Registration Rights Agreement (Vaccinex, Inc.)
Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock Shares and other activities with respect to the Common Stock Shares by the Purchasers.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Liminal BioSciences Inc.), Securities Purchase Agreement (pSivida Corp.), Securities Purchase Agreement (pSivida Corp.)
Regulation M. Such The Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock Shares and other activities with respect to the Common Stock Shares by the PurchasersPurchaser.
Appears in 2 contracts
Sources: Stock Purchase Agreement (CohBar, Inc.), Merger Agreement (CohBar, Inc.)
Regulation M. Such Purchaser The Buyer is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the PurchasersBuyers.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Q BioMed Inc.), Securities Purchase Agreement (Q BioMed Inc.)
Regulation M. Such Purchaser Intrexon is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the PurchasersStock.
Appears in 2 contracts
Sources: Securities Issuance Agreement (Ziopharm Oncology Inc), Securities Issuance Agreement (Intrexon Corp)
Regulation M. Such The Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock the Sale Shares and other activities with respect to the Common Stock Sale Shares by the PurchasersPurchaser.
Appears in 1 contract
Regulation M. Such Purchaser is aware that the The anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock our common stock and other activities with respect to of the Common Stock by the Purchasersselling stockholder.
Appears in 1 contract
Regulation M. Such Purchaser Stockholder is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the PurchasersStockholders.
Appears in 1 contract
Sources: Backstop Securities Agreement (Rehabcare Group Inc)
Regulation M. Such Purchaser The Buyer is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock Shares and other activities with respect to the Common Stock Shares by the PurchasersBuyer.
Appears in 1 contract
Sources: Secured Debenture Purchase Agreement (Plug Power Inc)
Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to certain sales of Common Stock and certain other activities with respect to the Common Stock by the PurchasersPurchaser.
Appears in 1 contract
Sources: Securities Purchase and Exchange Agreement (Interpace Biosciences, Inc.)
Regulation M. Such The Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Company Common Stock and other activities with respect to the Company Common Stock by the PurchasersStock.
Appears in 1 contract
Sources: Securities Issuance Agreement (Ziopharm Oncology Inc)
Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock the Securities and other activities with respect to the Common Stock Securities by the Purchasers.
Appears in 1 contract
Sources: Stock and Warrant Purchase Agreement (Aileron Therapeutics Inc)
Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to certain sales of Common Stock and certain other activities with respect to the Common Stock by the Purchasers.
Appears in 1 contract
Sources: Securities Purchase Agreement (Interpace Diagnostics Group, Inc.)
Regulation M. Such Purchaser The Lender is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the PurchasersLender.
Appears in 1 contract
Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Series A Preferred and Common Stock and other activities with respect to the Series A Preferred and Common Stock by the Purchasers.
Appears in 1 contract
Sources: Securities Purchase Agreement (Kun Run Biotechnology, Inc.)
Regulation M. Such The Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock Securities and other activities with respect to the Common Stock Securities by the PurchasersPurchaser.
Appears in 1 contract
Sources: Securities Purchase Agreement (Rocky Mountain Chocolate Factory, Inc.)
Regulation M. Such Purchaser is You are aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the Purchasersyou.
Appears in 1 contract
Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock Ordinary Shares and other activities with respect to the Common Stock Ordinary Shares by the Purchasers.
Appears in 1 contract
Sources: Securities Purchase Agreement (Strongbridge Biopharma PLC)
Regulation M. Such The Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock the Shares and other activities with respect to the Common Stock Shares by the PurchasersPurchaser.
Appears in 1 contract
Regulation M. Such Purchaser is aware that the anti-manipulation rules of Regulation M under the Exchange Act may apply to sales of Common Stock and other activities with respect to the Common Stock by the Purchasers.
Appears in 1 contract
Sources: Securities Purchase Agreement (Fate Therapeutics Inc)