Common use of Regulation M Clause in Contracts

Regulation M. The Common Stock shall be an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 26 contracts

Samples: Equity Distribution Agreement (Alexander & Baldwin, Inc.), Terms Agreement (Coeur Mining, Inc.), Terms Agreement (Independence Realty Trust, Inc.)

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Regulation M. The Common Stock shall be is an “actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 16 contracts

Samples: Terms Agreement (Forestar Group Inc.), Terms Agreement (Forestar Group Inc.), Equity Distribution Agreement (Colony Capital, Inc.)

Regulation M. The Common Stock shall be constitutes an “actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 16 contracts

Samples: Sales Agreement (Lyell Immunopharma, Inc.), Equity Distribution Agreement (Emergent BioSolutions Inc.), Terms Agreement (Beyond Meat, Inc.)

Regulation M. The Common Stock shall be is an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 13 contracts

Samples: Terms Agreement (Independence Realty Trust, Inc.), Agreement (Mid-America Apartments, L.P.), Underwriting Agreement (American Finance Trust, Inc)

Regulation M. The Common Stock shall be is an “actively-actively traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 12 contracts

Samples: Sales Agreement (Kilroy Realty, L.P.), Sales Agreement (Preferred Apartment Communities Inc), Sales Agreement (Kilroy Realty, L.P.)

Regulation M. The Common Stock Shares shall be an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 12 contracts

Samples: Equity Distribution Agreement (First Majestic Silver Corp), Equity Distribution Agreement (Sandstorm Gold LTD), Equity Distribution Agreement (First Majestic Silver Corp)

Regulation M. The Common Stock Shares shall be qualify as an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 8 contracts

Samples: Equity Distribution Agreement (NexGen Energy Ltd.), Sales Agreement (Standard Lithium Ltd.), Equity Distribution Agreement (NexGen Energy Ltd.)

Regulation M. The Common Stock Shares shall be an "actively-traded security" excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 3 contracts

Samples: Equity Distribution Agreement (Metalla Royalty & Streaming Ltd.), Equity Distribution Agreement (Metalla Royalty & Streaming Ltd.), Equity Distribution Agreement (First Majestic Silver Corp)

Regulation M. The Common Stock Shares shall be an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 3 contracts

Samples: Seabridge Gold Inc, Seabridge Gold Inc, Seabridge Gold Inc

Regulation M. The Common Stock common stock of the Company shall be an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 3 contracts

Samples: Sales Agency Agreement (Chicago Bridge & Iron Co N V), Sales Agency Agreement (Evergreen Energy Inc), Sales Agency Agreement (Chicago Bridge & Iron Co N V)

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Regulation M. The Common Stock shall be common stock of the Company is an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1Rule 101(c)(1) of such rulethereunder.

Appears in 2 contracts

Samples: Common Stock Purchase Agreement (Alder Biopharmaceuticals Inc), Alder Biopharmaceuticals Inc

Regulation M. The Common Stock shall be constitutes an “actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rulerule (“Regulation M”).

Appears in 2 contracts

Samples: Cardlytics, Inc., Quantum-Si Inc

Regulation M. The Common Stock shall be is an “actively-traded security” excepted from the requirements of Rule 101 of under Regulation M under the Exchange Act by subsection (c)(1) of such rule.]

Appears in 1 contract

Samples: Distribution Agreement (Sonic Solutions/Ca/)

Regulation M. The Common Stock shall be an “actively-actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 1 contract

Samples: Equity Distribution Agreement (Broadstone Net Lease, Inc.)

Regulation M. The Common Stock shall be is an “actively-actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act (“Regulation M”) by subsection (c)(1) of such rule.

Appears in 1 contract

Samples: Underwriting Agreement (CTO Realty Growth, Inc.)

Regulation M. The Common Stock shall be is an "actively-traded security" excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 1 contract

Samples: Underwriting Agreement (Anthracite Capital Inc)

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