Common use of Regulation M Clause in Contracts

Regulation M. The Common Stock shall be an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 26 contracts

Samples: Equity Distribution Agreement (Alexander & Baldwin, Inc.), Atm Equity Offering Sales Agreement (Coeur Mining, Inc.), Equity Distribution Agreement (Independence Realty Trust, Inc.)

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Regulation M. The Common Stock shall be constitutes an “actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 17 contracts

Samples: Sales Agreement (Lyell Immunopharma, Inc.), Equity Distribution Agreement (Emergent BioSolutions Inc.), Equity Distribution Agreement (Beyond Meat, Inc.)

Regulation M. The Common Stock shall be is an “actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 16 contracts

Samples: Equity Distribution Agreement (Forestar Group Inc.), Equity Distribution Agreement (Forestar Group Inc.), Equity Distribution Agreement (Colony Capital, Inc.)

Regulation M. The Common Stock shall be is an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 13 contracts

Samples: Equity Distribution Agreement (Independence Realty Trust, Inc.), Equity Distribution Agreement (Mid-America Apartments, L.P.), Underwriting Agreement (American Finance Trust, Inc)

Regulation M. The Common Stock Shares shall be an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 12 contracts

Samples: Equity Distribution Agreement (First Majestic Silver Corp), Equity Distribution Agreement (Sandstorm Gold LTD), Equity Distribution Agreement (First Majestic Silver Corp)

Regulation M. The Common Stock shall be is an “actively-actively traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 12 contracts

Samples: Sales Agreement (Kilroy Realty, L.P.), Sales Agreement (Preferred Apartment Communities Inc), Sales Agreement (Kilroy Realty, L.P.)

Regulation M. The Common Stock Shares shall be qualify as an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 8 contracts

Samples: Equity Distribution Agreement (NexGen Energy Ltd.), Sales Agreement (Standard Lithium Ltd.), Equity Distribution Agreement

Regulation M. The Common Stock common stock of the Company shall be an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 3 contracts

Samples: Sales Agency Agreement (Chicago Bridge & Iron Co N V), Sales Agency Agreement (Evergreen Energy Inc), Sales Agency Agreement (Chicago Bridge & Iron Co N V)

Regulation M. The Common Stock shall be constitutes an “actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rulerule (“Regulation M”).

Appears in 3 contracts

Samples: Equity Distribution Agreement (Cardlytics, Inc.), Equity Distribution Agreement (Quantum-Si Inc), Equity Distribution Agreement (Quantum-Si Inc)

Regulation M. The Common Stock Shares shall be an "actively-traded security" excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 3 contracts

Samples: Equity Distribution Agreement (Metalla Royalty & Streaming Ltd.), Equity Distribution Agreement (Metalla Royalty & Streaming Ltd.), Equity Distribution Agreement (First Majestic Silver Corp)

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Regulation M. The Common Stock Shares shall be an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 3 contracts

Samples: Sales Agreement (Seabridge Gold Inc), Sales Agreement (Seabridge Gold Inc), Sales Agreement (Seabridge Gold Inc)

Regulation M. The Common Stock shall be common stock of the Company is an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1Rule 101(c)(1) of such rulethereunder.

Appears in 2 contracts

Samples: Common Stock Purchase Agreement (Alder Biopharmaceuticals Inc), Underwriting Agreement (Alder Biopharmaceuticals Inc)

Regulation M. The Common Stock shall be is an "actively-traded security" excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 1 contract

Samples: Underwriting Agreement (Anthracite Capital Inc)

Regulation M. The Common Stock shall be is an “actively-traded security” excepted from the requirements of Rule 101 of under Regulation M under the Exchange Act by subsection (c)(1) of such rule.]

Appears in 1 contract

Samples: Distribution Agreement (Sonic Solutions/Ca/)

Regulation M. The Common Stock shall be is an “actively-actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act (“Regulation M”) by subsection (c)(1) of such rule.

Appears in 1 contract

Samples: Underwriting Agreement (CTO Realty Growth, Inc.)

Regulation M. The Common Stock shall be an “actively-actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.

Appears in 1 contract

Samples: Equity Distribution Agreement (Broadstone Net Lease, Inc.)

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