Regulation M. The Common Stock shall be an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 29 contracts
Sources: Sales Agreement (Riot Platforms, Inc.), Equity Distribution Agreement (CareTrust REIT, Inc.), Equity Distribution Agreement (Alexander & Baldwin, Inc.)
Regulation M. The Common Stock shall be constitutes an “actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 22 contracts
Sources: Equity Distribution Agreement (Denali Therapeutics Inc.), Equity Distribution Agreement (Denali Therapeutics Inc.), Atm Equity Offering Sales Agreement (Fibrogen Inc)
Regulation M. The Common Stock shall be is an “actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 17 contracts
Sources: Equity Distribution Agreement (Forestar Group Inc.), Equity Distribution Agreement (Forestar Group Inc.), Equity Distribution Agreement (Forestar Group Inc.)
Regulation M. The Common Stock shall be is an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 13 contracts
Sources: Equity Distribution Agreement (Independence Realty Trust, Inc.), Equity Distribution Agreement (Mid-America Apartments, L.P.), Underwriting Agreement (American Finance Trust, Inc)
Regulation M. The Common Stock shall be is an “actively-actively traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 12 contracts
Sources: Sales Agreement (Kilroy Realty, L.P.), Sales Agreement (Preferred Apartment Communities Inc), Sales Agreement (Kilroy Realty, L.P.)
Regulation M. The Common Stock Shares shall be an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 12 contracts
Sources: Equity Distribution Agreement (First Majestic Silver Corp), Equity Distribution Agreement (Sandstorm Gold LTD), Equity Distribution Agreement (First Majestic Silver Corp)
Regulation M. The Common Stock Shares shall be qualify as an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 11 contracts
Sources: Sales Agreement (Standard Lithium Ltd.), Equity Distribution Agreement, Equity Distribution Agreement (NexGen Energy Ltd.)
Regulation M. The Common Stock shall be constitutes an “actively-traded security” excepted exempted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rulerule (“Regulation M”).
Appears in 4 contracts
Sources: Sales Agreement (Quantum-Si Inc), Equity Distribution Agreement (Cardlytics, Inc.), Equity Distribution Agreement (Quantum-Si Inc)
Regulation M. The Common Stock Shares shall be an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 4 contracts
Sources: Sales Agreement (Seabridge Gold Inc), Sales Agreement (Seabridge Gold Inc), Sales Agreement (Seabridge Gold Inc)
Regulation M. The Common Stock common stock of the Company shall be an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 3 contracts
Sources: Sales Agency Agreement (Chicago Bridge & Iron Co N V), Sales Agency Agreement (Evergreen Energy Inc), Sales Agency Agreement (Chicago Bridge & Iron Co N V)
Regulation M. The Common Stock Shares shall be an “"actively-traded security” " excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 3 contracts
Sources: Equity Distribution Agreement (Metalla Royalty & Streaming Ltd.), Equity Distribution Agreement (Metalla Royalty & Streaming Ltd.), Equity Distribution Agreement (First Majestic Silver Corp)
Regulation M. The Common Stock shall be common stock of the Company is an “actively-traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1Rule 101(c)(1) of such rulethereunder.
Appears in 2 contracts
Sources: Common Stock Purchase Agreement (Alder Biopharmaceuticals Inc), Underwriting Agreement (Alder Biopharmaceuticals Inc)
Regulation M. The Common Stock shall be is an “actively-traded security” excepted from the requirements of Rule 101 of under Regulation M under the Exchange Act by subsection (c)(1) of such rule.]
Appears in 1 contract
Regulation M. The Common Stock shall be is an “actively-actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange 1934 Act (“Regulation M”) by subsection (c)(1) of such rule.
Appears in 1 contract
Regulation M. The Common Stock shall be an “actively-actively traded security” excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 1 contract
Sources: Equity Distribution Agreement (Broadstone Net Lease, Inc.)
Regulation M. The Common Stock shall be is an “"actively-traded security” " excepted from the requirements of Rule 101 of Regulation M under the Exchange Act by subsection (c)(1) of such rule.
Appears in 1 contract