Common use of Regulation M Clause in Contracts

Regulation M. If either party hereto has reason to believe that the exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied with respect to the Company or the Shares, it shall promptly notify the other party and sales of Shares under this Agreement shall be suspended until that or other exemptive provisions have been satisfied in the judgment of each party hereto.

Appears in 25 contracts

Samples: Terms Agreement (Coeur Mining, Inc.), Equity Distribution Agreement (Sandstorm Gold LTD), Equity Distribution Agreement (Metalla Royalty & Streaming Ltd.)

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Regulation M. If either any party hereto has reason to believe that the exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied with respect to the Company or the Shares, it shall promptly notify the other party parties and sales of Shares under this Agreement shall be suspended until that or other exemptive provisions have been satisfied in the judgment of each party hereto.

Appears in 14 contracts

Samples: Equity Distribution Agreement (Uranium Royalty Corp.), Equity Distribution Agreement (First Majestic Silver Corp), Equity Distribution Agreement (NexGen Energy Ltd.)

Regulation M. If either party hereto has reason to believe that the exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied with respect to the Company or the SharesUnits, it shall promptly notify the other party and sales of Shares the Units under this Agreement and any Terms Agreement shall be suspended until that or other exemptive provisions have been satisfied in the judgment of each party heretoparty.

Appears in 8 contracts

Samples: Terms Agreement (Plains All American Pipeline Lp), Equity Distribution Agreement (Plains All American Pipeline Lp), Equity Distribution Agreement (Atlas Pipeline Partners Lp)

Regulation M. If either party hereto has reason to believe that the exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied with respect to the Company or the Placement Shares, it shall promptly notify the other party and sales of the Placement Shares under this Agreement shall be suspended until that or other exemptive provisions have been satisfied in the judgment of each party heretoparty.

Appears in 7 contracts

Samples: Houston American Energy Corp, Soluna Holdings, Inc, Common Stock (Houston American Energy Corp)

Regulation M. If either any party hereto has reason to believe that the exemptive provisions set forth in of Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied with respect to the Company or the Shares, it shall promptly notify the other party parties hereto and sales of the Shares under this Agreement shall (including pursuant to any Terms Agreement) will be suspended until that or other exemptive provisions have been satisfied in the judgment of each party hereto.

Appears in 5 contracts

Samples: Equity Distribution Agreement (STORE CAPITAL Corp), Terms Agreement (STORE CAPITAL Corp), Terms Agreement (STORE CAPITAL Corp)

Regulation M. If either any party hereto has reason to believe that the exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied with respect to the Company or the Shares, it shall promptly notify the other party parties and sales of Shares under this Agreement shall be suspended until that or other exemptive provisions have been satisfied in the reasonable judgment of each party hereto.

Appears in 4 contracts

Samples: Equity Distribution Agreement (Alexander & Baldwin, Inc.), Terms Agreement (CareTrust REIT, Inc.), Equity Distribution Agreement (Alexander & Baldwin, Inc.)

Regulation M. If either any party hereto has reason to believe that the exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied with respect to the Company or the Shares, it shall promptly notify the other party and sales of Shares under this Agreement shall be suspended until that or other exemptive provisions have been satisfied in the judgment of each party hereto.

Appears in 3 contracts

Samples: Equity Distribution Agreement (Broadstone Net Lease, Inc.), Equity Distribution Agreement (Hecla Mining Co/De/), Terms Agreement (Halcon Resources Corp)

Regulation M. If either party hereto has reason to believe that the exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied with respect to the Company Partnership or the SharesUnits, it shall promptly notify the other party and sales of Shares Units under this Agreement shall be suspended until that or other exemptive provisions have been satisfied in the judgment of each party hereto.

Appears in 3 contracts

Samples: Terms Agreement (EnLink Midstream Partners, LP), Terms Agreement (Crosstex Energy Lp), Terms Agreement (Crosstex Energy Lp)

Regulation M. If either any party hereto has reason to believe that the exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied with respect to the Company Partnership or the SharesUnits, it shall promptly notify the other party parties and sales of Shares Units under this Agreement shall be suspended until that or other exemptive provisions have been satisfied in the judgment of each party the parties hereto.

Appears in 2 contracts

Samples: Terms Agreement (EnLink Midstream Partners, LP), Terms Agreement (EnLink Midstream Partners, LP)

Regulation M. If either any party hereto has reason to believe that the exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange 1934 Act are not satisfied with respect to the Company or the SharesCommon Stock, it shall promptly notify the other party parties and sales of Shares the Placement Securities under this Agreement shall be suspended until that or other exemptive provisions have been satisfied in the judgment of each party heretoparty.

Appears in 2 contracts

Samples: Equity Distribution Agreement (TCP Capital Corp.), Equity Distribution Agreement (TCP Capital Corp.)

Regulation M. If either party hereto has reason to believe that the exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied with respect to the Company or the Shares, it shall promptly notify the other party and sales of Shares under this Agreement shall be suspended until BMOCM, in its sole judgment, determines that sales of Shares hereunder are not subject to or other exemptive provisions have been satisfied can be made in the judgment compliance with Rule 101 of each party hereto.Regulation M.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Gold Standard Ventures Corp.), Equity Distribution Agreement (Gold Standard Ventures Corp.)

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Regulation M. If either party hereto has reason to believe that the exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied with respect to the Company or the Class A Common Shares, it shall promptly notify the other party and sales of Class A Common Shares under this Agreement shall be suspended until that or other exemptive provisions have been satisfied in the judgment of each party hereto.

Appears in 1 contract

Samples: Distribution Agreement (Designer Brands Inc.)

Regulation M. If either party hereto has reason to believe that the exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied with respect to the Company Partnership or the SharesCommon Units, it shall promptly notify the other party and sales of Shares Common Units under this Agreement shall be suspended until that or other exemptive provisions have been satisfied in the judgment of each party hereto.

Appears in 1 contract

Samples: Terms Agreement (New Source Energy Partners L.P.)

Regulation M. If either party hereto has reason to believe that the exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied with respect to the Company or the Shares, it shall promptly notify the other party and sales of Shares under this Agreement shall be suspended until that or other exemptive provisions have been satisfied in the judgment of each party heretoparty.

Appears in 1 contract

Samples: Equity Distribution Agreement (Exicure, Inc.)

Regulation M. If either party hereto has reason to believe that the exemptive provisions ‎provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied ‎satisfied with respect to the Company or the Shares, it shall promptly notify the other party and sales ‎sales of Shares under this Agreement shall be suspended until the Agents, in their sole judgment, ‎determine that sales of Shares hereunder are not subject to or other exemptive provisions have been satisfied can be made in the judgment compliance with ‎Rule 101 of each party hereto.Regulation M.‎

Appears in 1 contract

Samples: Equity Distribution Agreement (Dakota Gold Corp.)

Regulation M. If either party hereto has reason to believe that the exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied with respect to the Company or the Shares, it shall promptly notify the other party and sales of the Shares under this Agreement and any Terms Agreement shall be suspended until that or other exemptive provisions have been satisfied in the judgment of each party heretoparty.

Appears in 1 contract

Samples: Equity Distribution Agreement (Plains Gp Holdings Lp)

Regulation M. If either any party hereto has reason to believe that the exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied with respect to the Company or the Shares, it shall promptly notify the other party hereto and sales of the Shares under this Agreement and any Terms Agreement shall be suspended until that or other exemptive provisions have been satisfied in the judgment of each party hereto.

Appears in 1 contract

Samples: Equity Distribution Agreement (Bill Barrett Corp)

Regulation M. If either any party hereto has reason to believe that the exemptive provisions set forth in Rule 101(c)(1) of Regulation M under the Exchange Act are not satisfied with respect to the Company Partnership or the SharesUnits, it shall promptly notify the other party and sales of Shares Units under this Agreement shall be suspended until that or other exemptive provisions have been satisfied in the judgment of each party hereto.

Appears in 1 contract

Samples: Equity Distribution Agreement (BreitBurn Energy Partners L.P.)

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