Regulation M. Neither the Company, nor any of its Subsidiaries nor any of their respective Affiliates will take any action prohibited by Regulation M under the 1934 Act in connection with the offer, sale and delivery of the Securities contemplated hereby.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Kaching Kaching, Inc.), Securities Purchase Agreement (Duke Mining Company, Inc.), Securities Purchase Agreement (Cumulus Investors LLC)
Regulation M. Neither the Company, nor any of its the Subsidiaries nor any Affiliates of their respective Affiliates will the foregoing, has taken or shall take any action prohibited by Regulation M under the 1934 Act Act, in connection with the offer, sale and delivery of the Securities contemplated hereby.
Appears in 5 contracts
Samples: Securities Purchase Agreement (CBL International LTD), Securities Purchase Agreement (Applied Therapeutics Inc.), Securities Purchase Agreement (Applied Therapeutics Inc.)
Regulation M. Neither the Company, nor any of its the Subsidiaries nor any Affiliates of their respective Affiliates will the foregoing shall take any action prohibited by Regulation M under the 1934 Act Act, in connection with the offer, sale and delivery of the Securities contemplated hereby.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Stereotaxis, Inc.), Securities Purchase Agreement (Celsus Therapeutics Plc.), Securities Purchase Agreement (South Texas Oil Co)
Regulation M. Neither the Company, nor any of its the Subsidiaries nor any Affiliates of their respective Affiliates the foregoing will take any action prohibited by Regulation M under the 1934 Act Act, in connection with the offer, sale and delivery of the Securities contemplated hereby.
Appears in 4 contracts
Samples: Securities Exchange Agreement (Sonterra Resources, Inc.), Securities Purchase Agreement (Sonterra Resources, Inc.), Securities Exchange Agreement (Sonterra Resources, Inc.)
Regulation M. Neither the Company, nor any affiliates of its Subsidiaries nor any of their respective Affiliates will the Company, has taken or shall take any action prohibited by Regulation M under the 1934 Act Exchange Act, in connection with the offer, sale and delivery of the Securities Shares contemplated hereby.
Appears in 3 contracts
Samples: Share Purchase Agreement (Great Elm Capital Corp.), Share Purchase Agreement (Great Elm Capital Corp.), Share Purchase Agreement (Great Elm Capital Corp.)
Regulation M. Neither the Company, nor any of its Subsidiaries nor any of their respective Affiliates will take any action prohibited by Regulation M under the 1934 Act in connection with the offer, sale and delivery of the Securities Shares contemplated hereby.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Pipeline Data Inc), Stock Purchase Agreement (Pipeline Data Inc)
Regulation M. Neither the Company, Company nor any of its Consolidated Subsidiaries nor any of their respective Affiliates has or will take any action action, directly or indirectly, prohibited by Regulation M promulgated under the 1934 Act Exchange Act, in connection with the offer, sale and delivery offering of the Securities contemplated herebySecurities.
Appears in 2 contracts
Samples: Purchase Agreement (Radnor Holdings Corp), Equity Purchase Agreement (Online Resources Corp)
Regulation M. Neither the Company, nor any of its Subsidiaries or Foreign Subsidiaries nor any of their respective Affiliates will take any action prohibited by Regulation M under the 1934 Act in connection with the offer, sale and delivery of the Securities contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Cumulus Investors LLC), Securities Purchase Agreement (Averion International Corp.)
Regulation M. Neither the Company, nor any of its Subsidiaries subsidiaries nor any Affiliates of their respective Affiliates will the foregoing shall take any action prohibited by Regulation M under the 1934 Act Act, in connection with the offer, sale and delivery of the Securities contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Guerrilla RF, Inc.), Securities Purchase Agreement (LENSAR, Inc.)
Regulation M. Neither the Company, nor any of its the Subsidiaries nor any affiliates of their respective Affiliates will the foregoing shall take any action prohibited by Regulation M under the 1934 Act Act, in connection with the offer, sale and delivery of the Securities contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Venus Concept Inc.), Securities Purchase Agreement (Venus Concept Inc.)
Regulation M. Neither the Company, nor any of its Subsidiaries nor any Affiliates of their respective Affiliates the foregoing will take any action prohibited by Regulation M under the 1934 Act Act, in connection with the offer, sale and delivery of the Securities contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Gulf Western Petroleum Corp)
Regulation M. Neither the Company, the Operating Partnership nor any of its Subsidiaries nor any of their respective Affiliates Affiliate thereof will take any action prohibited by Regulation M under the 1934 Act in connection with the offer, sale and delivery distribution of the Securities contemplated hereby.
Appears in 1 contract
Samples: Underwriting Agreement (Simon Property Group L P /De/)
Regulation M. Neither the Company, nor any of its Subsidiaries nor or any of their respective Affiliates will Affiliates, has taken or shall take any action prohibited by Regulation M under the 1934 Act Act, in connection with the offer, sale and delivery of the Securities contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Larimar Therapeutics, Inc.)
Regulation M. Neither the Company, nor any of its Subsidiaries subsidiaries nor any Affiliates of their respective Affiliates will the foregoing, has taken or shall take any action prohibited by Regulation M under the 1934 Act Exchange Act, in connection with the offer, sale and delivery of the Securities contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Great Elm Capital Group, Inc.)
Regulation M. Neither the Company, Selling Shareholder nor any of its Subsidiaries nor any of their respective Affiliates the Trustee will take any action prohibited by Regulation M under the 1934 Act in connection with the offer, sale and delivery distribution of the Securities contemplated hereby.
Appears in 1 contract
Samples: Underwriting Agreement (Simon Property Group Inc /De/)
Regulation M. Neither the Company, Company nor any of its Subsidiaries nor any of their respective Affiliates will has taken or shall take any action prohibited by Regulation M under the 1934 Act Act, in connection with the offer, sale and delivery of the Securities contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Frequency Therapeutics, Inc.)
Regulation M. Neither the Company, nor any of its the Subsidiaries nor any of their the respective controlled Affiliates will of the foregoing shall take any action prohibited by Regulation M under the 1934 Act in connection with the offer, sale and delivery of the Securities contemplated herebyExchange Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Proteon Therapeutics Inc)
Regulation M. Neither the Company, Company nor any of its Subsidiaries nor any of their respective Affiliates affiliates will take any action prohibited by Regulation M under the 1934 Act Exchange Act, in connection with the offer, sale and delivery of the Securities contemplated hereby.
Appears in 1 contract
Regulation M. Neither the Company, nor any of its the Subsidiaries nor any of their respective Affiliates will take any action prohibited by Regulation M under the 1934 Act in connection with the offer, sale and delivery of the Securities contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Select Comfort Corp)
Regulation M. Neither the Company, Company nor any of its Subsidiaries nor any of their respective Affiliates Subsidiary will take any action prohibited by Regulation M under the 1934 Act Act, in connection with the offer, sale and delivery distribution of the Securities contemplated hereby.
Appears in 1 contract
