Regulation U; Investment Company Act. No part of the proceeds of any Advance hereunder will be used to purchase or carry, or to extend credit to others for the purpose of purchasing or carrying, any Margin Stock in violation of Regulation U. Neither Borrower nor any of its Subsidiaries is or is required to be registered as an “investment company” under the Investment Company Act of 1940.
Appears in 12 contracts
Samples: Credit Agreement (Golden State Water CO), Credit Agreement (American States Water Co), Credit Agreement (American States Water Co)
Regulation U; Investment Company Act. No part of the proceeds of any Advance hereunder will be used to purchase or carry, or to extend credit to others for the purpose of purchasing or carrying, any Margin Stock in violation of Regulation U. Neither Borrower nor any of its Subsidiaries is or is required to be registered as an “"investment company” " under the Investment Company Act of 1940.
Appears in 4 contracts
Samples: Credit Agreement (American States Water Co), Credit Agreement (American States Water Co), Credit Agreement (American States Water Co)
Regulation U; Investment Company Act. No part of the proceeds of any Advance hereunder will be used to purchase or carry, or to extend credit to others for the purpose of purchasing or carrying, any Margin Stock in violation of Regulation U. Neither Borrower nor any of its Subsidiaries the other Obligors is or is required to be registered as an “investment company” under the Investment Company Act of 1940.
Appears in 4 contracts
Samples: Credit Agreement (California Steel Industries Inc), Credit Agreement (New Horizons Worldwide Inc), Credit Agreement (Keystone Automotive Industries Inc)
Regulation U; Investment Company Act. No part of the proceeds of any Advance hereunder will be used to purchase or carry, or to extend credit to others for the purpose of purchasing or carrying, any Margin Stock in violation of Regulation U. Neither Borrower nor any of its Subsidiaries the other Obligors is or is required to be registered as an “"investment company” " under the Investment Company Act of 1940.
Appears in 1 contract
Regulation U; Investment Company Act. No part of the ------------------------------------ proceeds of any Advance hereunder will be used to purchase or carry, or to extend credit to others for the purpose of purchasing or carrying, any Margin Stock in violation of Regulation U. Neither Borrower Borrower, Parent nor any of its their collective Subsidiaries is or is required to be registered as an “"investment company” " under the Investment Company Act of 1940.
Appears in 1 contract
Samples: Credit Agreement (West Marine Inc)
Regulation U; Investment Company Act. No part of the proceeds of any Advance hereunder will Will be used to purchase or carry, or to extend credit to others for the purpose of purchasing or carrying, any Margin Stock in violation of Regulation U. Neither Borrower nor any of its Subsidiaries is or is required to be registered as an “"investment company” " under the Investment Company Act of 1940.
Appears in 1 contract
