Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act and 1940 Act and FINRA Rules, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 17 contracts
Samples: Distribution Agreement (Variable Annuity 1 Series Account), Distribution Agreement (Variable Annuity-2 Series Account), Distribution Agreement (Coli Vul 2 Series Account)
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act and 1940 Act and FINRA Rulesthe Regulations and the rules and regulations of FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 5 contracts
Samples: Distribution Agreement (Midland National Life Separate Account C), Distribution Agreement (Midland National Life Insurance Co), Distribution Agreement (Midland National Life Insurance Co)
Regulation. This Agreement shall be subject to the provisions of the 1933 1940 Act, 1934 the Securities Act, and the Exchange Act and 1940 Act the rules, regulations and FINRA Rules, from time to time in effectrulings thereunder, including such exemptions from the 1940 Act as the SEC may grant, and to the applicable rules and regulations of FINRA, from time to time in effect, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 4 contracts
Samples: Principal Underwriting Agreement (Metropolitan Tower Separate Account Two), Principal Underwriting Agreement (Metropolitan Life Separate Account E), Principal Underwriting Agreement (General American Separate Account Eleven)
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act and Act, the 1940 Act and FINRA Rulesthe Regulations, and the rules and regulations of the FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 3 contracts
Samples: Distribution Agreement (Farmers Variable Life Separate Account A), Distribution Agreement (Farmers Annuity Separate Account A), Distribution Agreement (Farmers Annuity Separate Account A)
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1940 Act and the 1934 Act and 1940 Act the rules, regulations, and FINRA Rulesrulings thereunder and of the FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 3 contracts
Samples: Distribution Agreement (VOYA RETIREMENT INSURANCE & ANNUITY Co), Distribution Agreement (VOYA RETIREMENT INSURANCE & ANNUITY Co), Distribution Agreement (VARIABLE ANNUITY ACCOUNT B OF VOYA RETIREMENT INSURANCE & ANNUITY Co)
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act and Act, the 1940 Act and FINRA Rulesthe Regulations, and the rules and regulations of FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 2 contracts
Samples: Distribution Agreement (Securian Life Variable Universal Life Account), Distribution Agreement (Variable Annuity Account)
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act and Act, the 1940 Act and the Regulations, FINRA RulesRules and state laws and regulations, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 2 contracts
Samples: Distribution Agreement (Jefferson National Life Annuity Account G), Distribution Agreement (Jefferson National Life of New York Annuity Account 1)
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act Act, and 1940 Act and the regulations thereunder and the FINRA Rules, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 1 contract
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act and 1940 Act and the SEC and FINRA Rulesrules and regulations the Regulations, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 1 contract
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act and 1940 Act and FINRA Rulesthe regulations thereunder and the rules and regulations of FINRA, from time to time in effect, including such the conditions of any exemptions from the 1940 Act therefrom as the SEC or FINRA may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 1 contract
Samples: Distribution Agreement (State Farm Mutual Fund Trust)
Regulation. This Agreement shall be subject to the provisions of the 1933 Act, 1934 Act and 1940 Act and FINRA Rulesthe Regulations and the rules and regulations of the FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith.
Appears in 1 contract
Samples: Distribution Agreement (National Variable Annuity Account Ii)
