Common use of Regulatory Communications and Notices Clause in Contracts

Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications relating to the Sub-Adviser’s management of the Allocated Portion or that could be viewed as materials to the Sub-Adviser’s ability to provide services to the Fund.

Appears in 3 contracts

Samples: Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.), Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.), Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

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Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications relating to or actions that concern, relate to, or could potentially impact the Fund, the Allocated Portion or the Sub-Adviser’s management of activities in connection with the Fund or the Allocated Portion or that could be viewed as materials Portion. The Sub-Adviser shall promptly make available such documents to the Sub-Adviser’s ability to provide services to the FundAdviser (except where prohibited by applicable law).

Appears in 3 contracts

Samples: Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds), Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds), Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds)

Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any non-routine deficiency letter, responses to non-routine deficiency letters or similar non-routine communications relating to the Sub-Adviser’s management of the Allocated Portion or that could be is reasonably viewed by the Sub-Adviser as materials material to the Sub-Adviser’s ability to provide services to the Fund.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement, Investment Sub Advisory Agreement (Ab Cap Fund, Inc.)

Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications relating to the Sub-Adviser’s management of the Allocated Portion or that could be viewed as materials is material to the Sub-Adviser’s ability to provide services to the Fund.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.), Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications relating to the Sub-Adviser’s management of the Allocated Portion or that could be viewed as materials is reasonably likely to have a material adverse effect on the Sub-Adviser’s ability to provide services to the FundFund as provided for herein.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.), Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including including, without limitation, any deficiency letter, responses to deficiency letters or similar communications communications, relating to the Sub-Adviser’s management of the Allocated Portion or that could be viewed as materials material to the Sub-Adviser’s ability to provide services to the Fund.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.), Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications in each case relating to the Sub-Adviser’s management of the Allocated Portion or that could be viewed as materials material to the Sub-Adviser’s ability to provide services to the Fund.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.), Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

Regulatory Communications and Notices. The To the extent permitted by applicable law, and subject to any applicable confidentiality requirements, the Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications relating to the Sub-Adviser’s management of the Allocated Portion or that could would reasonably be viewed as materials expected to be materially adverse to the Sub-Adviser’s ability to provide services to the Fund.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.), Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

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Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any material, non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications relating to the Sub-Adviser’s management of the Allocated Portion or that could be viewed as materials material to the Sub-Adviser’s ability to provide services to the Fund.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

Regulatory Communications and Notices. The Sub-Adviser shall reasonably promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications relating to the Sub-Adviser’s management of the Allocated Portion or that could reasonably be viewed as materials material to the Sub-Adviser’s ability to provide services to the Fund.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications relating to the Sub-Adviser’s management of the Allocated Portion or that could be is reasonably viewed as materials to by the Sub-Adviser as material to the Sub- Adviser’s ability to provide services to the Fund.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Ab Cap Fund, Inc.)

Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications relating to the Sub-Adviser’s management of the Allocated Portion or that could be viewed as materials material to the Sub-Adviser’s ability to provide services to the Fund.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

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