Common use of Regulatory Communications and Notices Clause in Contracts

Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications or actions that concern, relate to, or could potentially impact the Fund, the Allocated Portion or the Sub-Adviser’s activities in connection with the Fund or the Allocated Portion. The Sub-Adviser shall promptly make available such documents to the Adviser (except where prohibited by applicable law).

Appears in 3 contracts

Samples: Sub Advisory Agreement (Blackstone Alternative Investment Funds), Sub Advisory Agreement (Blackstone Alternative Investment Funds), Sub Advisory Agreement (Blackstone Alternative Investment Funds)

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Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications or actions that concern, relate to, or could potentially impact the Fund, the Allocated Portion or relating to the Sub-Adviser’s activities in connection with the Fund or management of the Allocated Portion. The Portion or that could be viewed as materials to the Sub-Adviser shall promptly make available such documents Adviser’s ability to provide services to the Adviser (except where prohibited by applicable law)Fund.

Appears in 3 contracts

Samples: Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.), Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.), Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including including, without limitation, any deficiency letter, responses to deficiency letters or similar communications or actions that concerncommunications, relate to, or could potentially impact the Fund, the Allocated Portion or relating to the Sub-Adviser’s activities in connection with the Fund or management of the Allocated Portion. The Portion or that could be viewed as material to the Sub-Adviser shall promptly make available such documents Adviser’s ability to provide services to the Adviser (except where prohibited by applicable law)Fund.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.), Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any non-routine deficiency letter, responses to non-routine deficiency letters or similar non-routine communications or actions that concern, relate to, or could potentially impact the Fund, the Allocated Portion or relating to the Sub-Adviser’s activities in connection with the Fund or management of the Allocated Portion. The Portion or that is reasonably viewed by the Sub-Adviser shall promptly make available such documents as material to the Adviser (except where prohibited by applicable law)Sub-Adviser’s ability to provide services to the Fund.

Appears in 2 contracts

Samples: Sub Advisory Agreement, Sub Advisory Agreement (Ab Cap Fund, Inc.)

Regulatory Communications and Notices. The To the extent permitted by applicable law, and subject to any applicable confidentiality requirements, the Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications or actions that concern, relate to, or could potentially impact the Fund, the Allocated Portion or relating to the Sub-Adviser’s activities in connection with the Fund or management of the Allocated Portion. The Portion or that would reasonably be expected to be materially adverse to the Sub-Adviser shall promptly make available such documents Adviser’s ability to provide services to the Adviser (except where prohibited by applicable law)Fund.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.), Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications or actions that concern, relate to, or could potentially impact the Fund, the Allocated Portion or relating to the Sub-Adviser’s activities in connection with the Fund or management of the Allocated Portion. The Portion or that is material to the Sub-Adviser shall promptly make available such documents Adviser’s ability to provide services to the Adviser (except where prohibited by applicable law)Fund.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.), Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications or actions that concern, relate to, or could potentially impact the Fund, the Allocated Portion or relating to the Sub-Adviser’s activities in connection with management of the Allocated Portion or that is reasonably likely to have a material adverse effect on the Sub-Adviser’s ability to provide services to the Fund or the Allocated Portion. The Sub-Adviser shall promptly make available such documents to the Adviser (except where prohibited by applicable law)as provided for herein.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.), Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications or actions that concern, relate to, or could potentially impact the Fund, the Allocated Portion or in each case relating to the Sub-Adviser’s activities in connection with the Fund or management of the Allocated Portion. The Portion or that could be viewed as material to the Sub-Adviser shall promptly make available such documents Adviser’s ability to provide services to the Adviser (except where prohibited by applicable law)Fund.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.), Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

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Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications or actions that concern, relate to, or could potentially impact the Fund, the Allocated Portion or relating to the Sub-Adviser’s activities in connection with the Fund or management of the Allocated Portion. The Portion or that is reasonably viewed by the Sub-Adviser shall promptly make available such documents as material to the Adviser (except where prohibited by applicable law)Sub- Adviser’s ability to provide services to the Fund.

Appears in 1 contract

Samples: Sub Advisory Agreement (Ab Cap Fund, Inc.)

Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any material, non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications or actions that concern, relate to, or could potentially impact the Fund, the Allocated Portion or relating to the Sub-Adviser’s activities in connection with the Fund or management of the Allocated Portion. The Portion or that could be viewed as material to the Sub-Adviser shall promptly make available such documents Adviser’s ability to provide services to the Adviser (except where prohibited by applicable law)Fund.

Appears in 1 contract

Samples: Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

Regulatory Communications and Notices. The Sub-Adviser shall reasonably promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications or actions that concern, relate to, or could potentially impact the Fund, the Allocated Portion or relating to the Sub-Adviser’s activities in connection with the Fund or management of the Allocated Portion. The Portion or that could reasonably be viewed as material to the Sub-Adviser shall promptly make available such documents Adviser’s ability to provide services to the Adviser (except where prohibited by applicable law)Fund.

Appears in 1 contract

Samples: Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

Regulatory Communications and Notices. The Sub-Adviser shall promptly provide notice to the Adviser regarding any non-routine inspections, notices or inquiries from any governmental, administrative or self-regulatory agency, including without limitation, any deficiency letter, responses to deficiency letters or similar communications or actions that concern, relate to, or could potentially impact the Fund, the Allocated Portion or relating to the Sub-Adviser’s activities in connection with the Fund or management of the Allocated Portion. The Portion or that could be viewed as material to the Sub-Adviser shall promptly make available such documents Adviser’s ability to provide services to the Adviser (except where prohibited by applicable law)Fund.

Appears in 1 contract

Samples: Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

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