Common use of Regulatory Disclosure Clause in Contracts

Regulatory Disclosure. Xxxxxxx Xxxxx Statham Investments Limited is authorised and regulated by the Financial Conduct Authority (FCA) and is bound by the applicable FCA rules outlined in its Handbook. The firm’s Financial Services Register number is 483868. The firm’s permitted business is arranging, advising, dealing as agent, and making arrangement for undertaking transactions in investments.

Appears in 3 contracts

Samples: Retail Client Agreement, Retail Client Agreement, Retail Client Agreement

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Regulatory Disclosure. Xxxxxxx Xxxxx Statham Xxxxxxx Investments Limited is authorised and regulated by the Financial Conduct Authority (FCA) and is bound by the applicable FCA rules outlined in its Handbook. The firm’s Financial Services Register number is 483868. The firm’s permitted business is arranging, advising, dealing as agent, and making arrangement for undertaking transactions in investments.

Appears in 2 contracts

Samples: Retail Client Agreement, Retail Client Agreement

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