Regulatory Examination Clause Samples

A Regulatory Examination clause grants regulatory authorities the right to inspect, review, or audit a party’s records, operations, or compliance with applicable laws and regulations. In practice, this clause typically requires the party to provide access to relevant documents, facilities, and personnel upon request by regulators, and may specify procedures for responding to such examinations. Its core function is to ensure transparency and facilitate regulatory oversight, helping to verify compliance and mitigate the risk of legal or regulatory violations.
POPULAR SAMPLE Copied 1 times
Regulatory Examination. Prior to the Effective Date, Redwood Empire shall be in material compliance with all requirements arising from its most recent safety and soundness examination.
View SourceView Similar (2)
Regulatory Examination. The Parties acknowledge that each Party is subject to examination and audit by regulatory agencies. The Parties further acknowledge that federal and state regulatory agencies having supervision over such party may require access to facilities in order to examine and audit the performance of the Contracts by Validic. Each Party agrees to cooperate fully with respect to all such regulatory audits and further agrees to notify the other Party as soon as practicable of any formal request by any governmental agency to examine records pertaining to the other Party if such Party is not prohibited from notifying the other Party. The Parties further agree to amend this Agreement or the Contracts from time to time to the extent necessary to comply with privacy and information security requirements and directives (including, without limitation, the Guidelines) of regulators having jurisdiction over either Party.
View Source
Regulatory Examination. Upon request of any appropriate federal or state regulatory authority with jurisdiction over Customer's business, Abrigo will allow such authority access to all records and other information of Customer in the possession of Abrigo and provide any related assistance that is required. Work required to be performed for Customer to satisfy any such requirements, and not otherwise provided for in this Agreement, shall be performed at Customer’s expense at Abrigo’s then-current rates.
View SourceView Similar (2)
Regulatory Examination. Prior to the Effective Date, KSB shall be in compliance with all requirements arising from its most recent safety and soundness examination.
View Source
Regulatory Examination. Prior to the Effective Date, BANCORP and BANK shall be in compliance with all requirements arising from its most recent safety and soundness regulatory examination to the extent such are required to be corrected prior to the Effective Date.
View Source
Regulatory Examination. Without limiting the foregoing provisions of this Section 2.4, Subcontractor shall make available its facilities, systems, personnel and records for ****** — Denotes material that has been omitted and filed separately with the Commission. examination or audit to authorized representatives of a Governmental Authority or Card Association entitled to undertake an examination or audit related to the Services. Subcontractor shall promptly notify Advanta in writing of any negative findings resulting from any such audit or inquiry performed by a Governmental Authority or a Card Association in connection with the Services. By entering into this Agreement, Subcontractor agrees that certain federal and state agencies, including (a) the FDIC, (b) the State of Utah Department of Financial Institutions, and (c) the governing authorities in any state in which Subcontractor is doing business or performing Services will have the authority and responsibility to examine Subcontractor Records and Subcontractor systems and Facilities used to provide the Services. Subcontractor further agrees that it is subject to examination by government examiners, auditors, inspectors and regulators of any governmental or industry body having jurisdiction over Advanta’s business to the same extent as such Records, systems and Facilities would be subject to examination if Advanta were providing such services on its own premises. If a governmental or industry body exercises its right to examine or audit Subcontractor Records, Subcontractor systems or Subcontractor Facilities, Subcontractor shall provide all reasonable assistance requested by Advanta or the governmental or industry body in responding to such audits or government requests for information.
View Source
Regulatory Examination. Without limiting the foregoing provisions of this Article 23, Supplier shall, and shall ensure that any Supplier Agent shall, make available its facilities, systems, personnel and records for examination or audit to authorized representatives of a Governmental Authority or Card Association entitled to undertake an examination or audit related to the Services. Supplier shall promptly notify Advanta in writing of any negative findings resulting from any such audit or inquiry performed by a Governmental Authority or a Card Association in connection with the Services. By entering into this Agreement, Supplier agrees that certain federal and state agencies, including (a) the FDIC, (b) the State of Utah Department of Financial Institutions, and (c) the governing authorities in any state in which Supplier is doing business or performing Services will have the authority and responsibility to examine Supplier Records and Supplier systems and Facilities used to provide the Services. Supplier further agrees that it is subject to examination by government examiners, auditors, inspectors and regulators of any governmental or industry body having jurisdiction over Advanta’s business to the same extent as such Records, systems and Facilities would be subject to examination if Advanta were providing such services on its own premises. If a governmental or industry body exercises its right to examine or audit Supplier Records, Supplier systems or Supplier Facilities, Supplier shall provide all reasonable assistance requested by Advanta or the governmental or industry body in responding to such audits or government requests for information.
View Source
Regulatory Examination. Customer acknowledges that certain regulatory agencies may require access to Cardinal’s facilities to examine Cardinal’s practices and performance, including as a service provider to Customer. Unless prohibited by valid order, each party will notify the other of any governmental agency request to examine records pertaining to the other party or its customers. Each party authorizes the other to fully cooperate with any such governmental examination, and such cooperation will not be a breach of this Agreement. Customer assumes all cost and responsibility in assuring Customer’s compliance with all laws and regulations applicable to Customer’s use of the Software.
View Source
Regulatory Examination. The Parties shall cooperate with any examination to be conducted by a regulatory body or agency, including by providing such body or agency with access entitled to under applicable law.
View Source

Related to Regulatory Examination

  • Regulatory Examinations The Sub-Advisor will cooperate promptly and fully with the Advisor and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

  • Eye Examinations For all covered EMPLOYEES required to use VDTs on average at least two (2) hours per day, the Department will provide a base line eye examination at the Occupational Safety and Health facility ("OSH"), followed by an eye examination at OSH once a year.

  • Medical Examination Where the Employer requires an employee to submit to a medical examination or medical interview, it shall be at the Employer's expense and on the Employer's time.

  • Medical Examinations An employee may be required by the Employer, at the request of and at the expense of the Employer, to take a medical examination by a physician of the employee's choice. Employees may be required to take skin tests, x-ray examination, vaccination, inoculation and other immunization (with the exception of a rubella vaccination when the employee is of the opinion that a pregnancy is possible), unless the employee's physician has advised in writing that such a procedure may have an adverse affect on the employee's health.

  • Health Examination The University will provide to each member of the bargaining unit a physical examination at the time of employment. Thereafter, an exam will be provided if required by the appropriate accrediting authority or the University or by statute. Staff members returning from medical or disability leave must present a note from the treating physician which indicates the date the staff member was able to return to duty and certifying the staff member’s fitness to return to work full duty. The University may, at its own cost and expense, have a physician of its choosing perform a physical examination of the staff member to ensure fitness and capability to return to work.