Regulatory Position Sample Clauses

Regulatory Position. The Agent is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Nothing in this Agreement shall require the Agent to carry on an activity of the kind specified by any provision of Part II (other than article 5 (accepting deposits)) of the Financial Services and Markets Act 0000 (Xegulated Activities) Order 2001 or to lend money to any Borrower in its capacity as Agent.
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Regulatory Position. The Senior Agent is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Nothing in this Agreement shall require the Senior Agent to carry on an activity of the kind specified by any provision of Part II (other than article 5 (accepting deposits)) of the Financial Services and Markets Xxx 0000 (Regulated Activities) Order 2001 or to lend money to an Obligor in its capacity as Senior Agent.
Regulatory Position. 11.1 AT as road controlling authority The Developer and the Contractor each acknowledges and accepts that AT has entered into this Agreement as the road controlling authority in relation to the Licensed Area and in its non-regulatory capacity. This Agreement does not bind AT or Auckland Council, in their regulatory capacity, in any way and any approval or agreement AT gives under this Agreement is not an approval or agreement in its or Auckland Council’s regulatory capacity and vice versa. When acting in its regulatory capacity, AT and Auckland Council are entitled to consider all applications to them without regard to this Agreement. Neither AT nor Auckland Council will be liable to the Developer or the Contractor or any other person if, in their regulatory capacity, AT or Auckland Council declines or imposes conditions on any consent or permission that the Developer, the Contractor or any other person seeks for any purpose associated with this Agreement.
Regulatory Position. The Facility Agent is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Nothing in this Agreement shall require the Facility Agent to carry on an activity of the kind specified by any provision of Part II (other than article 5 (accepting deposits)) of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 or to lend money to the Borrower in its capacity as Facility Agent.
Regulatory Position. (a) Notwithstanding anything in any Transaction Documents to the contrary, the Security Agent shall not do, or be authorised or required to do, anything which might be constituted a regulated activity for the purpose of the Financial Services and Markets Act 2000 (FSMA), unless it is authorised under FSMA to do so.
Regulatory Position. 10.1. This Agreement does not bind the Council, in its regulatory capacity, in any way and any consent or agreement the Council gives under this agreement is not an agreement in its regulatory capacity. When acting in its regulatory capacity, Council is entitled to consider all applications to it without regard to this agreement. The Council will not be liable to the RSA or any other party if, in its regulatory capacity, the Council declines or imposes conditions on any consent or permission that the RSA or any other party seeks for any purpose associated with this agreement.
Regulatory Position. Notwithstanding anything in the Trust Deed or any other Programme document to the contrary, the Note Trustee shall not do, or be authorised or required to do, anything which might constitute a regulated activity for the purpose of FSMA, unless it is authorised under FSMA to do so. The Note Trustee shall have the discretion at any time:
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Regulatory Position. Nothing in this Agreement shall require the Facility Agent to carry on an activity of the kind specified by any provision of Part I of Schedule 2 of the Securities and Futures Act (Cap. 289) of Singapore, or to lend money to the Borrower in its capacity as Facility Agent.
Regulatory Position. (a) Notwithstanding anything in any Finance Document to the contrary, a Security Agent shall not do, or be authorised or required to do, anything which might constitute a regulated activity for the purpose of Part 1 of Schedule 5 of the Securities and Futures Ordinance (Cap.571) of the Laws of Hong Kong (the “SFO”), unless it is authorised under the SFO to do so.

Related to Regulatory Position

  • Regulatory Reporting Ultimus agrees to provide reports to the federal and applicable state authorities, including the SEC, and to the Funds’ Auditors. Applicable state authorities are those governmental agencies located in states in which the Fund is registered to sell shares.

  • Regulatory Permits The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

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