Common use of Regulatory Provisions Clause in Contracts

Regulatory Provisions. 15.1 Notwithstanding any other provision of this Agreement, in providing Services to the Client the Company shall be entitled to take any action as it considers necessary in its absolute discretion to ensure Compliance with the relevant market rules and or practices and all other applicable laws. 15.2 The Company is authorized to disclose information relating to the Client and/or his Transactions and account to FSC and other regulatory bodies as required by law. 15.3 The Company shall not be liable to the Client as a result of any action taken by the Company or its agents in compliance with any of the foregoing rules or laws. 15.4 In any case of failure by the Company or its agents to comply with any of the foregoing rules or laws shall not relieve the Client of any obligation under this Agreement nor be construed to create rights Under this Agreement in favor of the Client against the Company. 15.5 In the event that any term of this Agreement be inconsistent with a requirement set by regulatory authority and/or the law, whereas such new requirement was incorporated after the production of this Agreement, the Company will update terms and conditions of this Agreement, to comply with new regulatory requirement and/or the law, while such changes will automatically be applicable to the relationship between the Company and the Client. 15.6 Any reference to any law, statute or regulation or enactment shall include references to any statutory modification or re-enactment thereof or to any regulation or order made under such law, statute or enactment. 15.7 Under Applicable Regulations, the Company will keep Client records for at least five years after Termination of the Client Agreement.

Regulatory Provisions. ‌ 15.1 Notwithstanding any other provision of this Agreement, in providing Services to the Client the Company shall be entitled to take any action as it considers necessary in its absolute discretion to ensure Compliance with the relevant market rules and or practices and all other applicable laws. 15.2 The Company is authorized to disclose information relating to the Client and/or his Transactions and account to FSC and other regulatory bodies as required by law. 15.3 The Company shall not be liable to the Client as a result of any action taken by the Company or its agents in compliance with any of the foregoing rules or laws. 15.4 In any case of failure by the Company or its agents to comply with any of the foregoing rules or laws shall not relieve the Client of any obligation under this Agreement nor be construed to create rights Under this Agreement in favor of the Client against the Company. 15.5 In the event that any term of this Agreement be inconsistent with a requirement set by regulatory authority and/or the law, whereas such new requirement was incorporated after the production of this Agreement, the Company will update terms and conditions of this Agreement, to comply with new regulatory requirement and/or the law, while such changes will automatically be applicable to the relationship between the Company and the Client. 15.6 Any reference to any law, statute or regulation or enactment shall include references to any statutory modification or re-enactment thereof or to any regulation or order made under such law, statute or enactment. 15.7 Under Applicable Regulations, the Company will keep Client records for at least five years after Termination of the Client Agreement.

Regulatory Provisions. 15.1 Notwithstanding any other provision of this Agreement, in providing Services to the Client the Company shall be entitled to take any action as it considers necessary in its absolute discretion to ensure Ensure Compliance with the relevant market rules and or practices and all other applicable laws. 15.2 The Company is authorized to disclose information relating to the Client and/or his Transactions and account to FSC and other regulatory bodies as required by law. 15.3 The Company shall not be liable to the Client as a result of any action taken by the Company or its agents in compliance with any of the foregoing rules or laws. 15.4 In any case of failure by the Company or its agents to comply with any of the foregoing rules or laws shall not relieve the Client of any obligation under this Agreement nor be construed to create rights Under this Agreement in favor of the Client against the Company. 15.5 In the event that any term of this Agreement be inconsistent with a requirement set by the regulatory authority and/or the law, whereas such new requirement was incorporated after the production of this Agreement, the Company will update terms and conditions of this Agreement, to comply with new regulatory requirement and/or the law, while such changes will automatically be applicable applied to the relationship between the Company and the Client. 15.6 Any reference to any law, statute or regulation or enactment shall include references to any statutory modification or re-enactment thereof or to any regulation or order made under such law, statute or enactment. 15.7 Under Applicable Regulations, the Company will keep Client records for at least five years after Termination termination of the Client Agreement.

Regulatory Provisions. 15.1 15.1. Notwithstanding any other provision of this Agreement, in providing Services to the Client the Company shall be entitled to take any action as it considers necessary in its absolute discretion to ensure Compliance compliance with the relevant market rules and or practices and all other applicable laws. 15.2 15.2. The Company is authorized authorised to disclose information relating to the Client and/or his Transactions and account to FSC Competent Authorities and other regulatory bodies as required by lawlaw and when needed. 15.3 15.2.1. The Client shall promptly notify the Company of its Clearing Requirement relevant to the Transactions. Where the Clearing Requirement notified to the Company changes, the Client shall promptly provide Written Notice to the Company of such change. 15.3. The Company shall not be liable to the Client as a result of any action taken by the Company or its agents in compliance with any of the foregoing rules or laws. 15.4 15.4. In any case of failure by the Company or its agents to comply with any of the foregoing rules or laws shall not relieve the Client of any obligation under this Agreement nor be construed to create rights Under under this Agreement in favor favour of the Client against the Company. 15.5 15.5. In the event that any term of this Agreement be inconsistent with a requirement set by regulatory authority and/or the law, whereas such new requirement was incorporated after the production of this Agreement, the Company will update terms and conditions of this Agreement, to comply with new regulatory requirement and/or the law, while such changes will automatically be applicable to the relationship between the Company and the Client. 15.6 15.6. Any reference to any law, statute or regulation or enactment shall include references to any statutory modification or re-enactment thereof or to any regulation or order made under such law, statute or enactment. 15.7 15.7. Under Applicable Regulations, the Company will keep Client records for at least five years after Termination termination of the Client Agreement.

Regulatory Provisions. 15.1 Notwithstanding any other provision of this Agreement, in providing Services to the Client the Company shall be entitled to take any action as it considers necessary in its absolute discretion to ensure Compliance with the relevant market rules and or practices and all other applicable laws. 15.2 The Company is authorized to disclose information relating to the Client and/or his Transactions and account to FSC M.IS.A and other regulatory bodies as required by law. 15.3 The Company shall not be liable to the Client as a result of any action taken by the Company or its agents in compliance with any of the foregoing rules or laws. 15.4 In any case of failure by the Company or its agents to comply with any of the foregoing rules or laws shall not relieve the Client of any obligation under this Agreement nor be construed to create rights Under this Agreement in favor of the Client against the Company. 15.5 In the event that any term of this Agreement be inconsistent with a requirement set by regulatory authority and/or the law, whereas such new requirement was incorporated after the production of this Agreement, the Company will update terms and conditions of this Agreement, to comply with new regulatory requirement and/or the law, while such changes will automatically be applicable to the relationship between the Company and the Client. 15.6 Any reference to any law, statute or regulation or enactment shall include references to any statutory modification or re-enactment thereof or to any regulation or order made under such law, statute or enactment. 15.7 Under Applicable Regulations, the Company will keep Client records for at least five years after Termination of the Client Agreement.

Regulatory Provisions. 15.1 12.1. Notwithstanding any other provision of this Agreement, in providing Services to the Client the Company shall be entitled to take any action as it considers necessary in its absolute discretion to ensure Compliance compliance with the relevant market rules and or practices and all other applicable laws. 15.2 12.2. The Company is authorized authorised to disclose information relating to the Client and/or his Transactions and account to FSC and other regulatory bodies as required by law. 15.3 12.3. The Company shall not be liable to the Client as a result of any action taken by the Company or its agents in compliance with any of the foregoing rules or laws. 15.4 12.4. In any case of failure by the Company or its agents to comply with any of the foregoing rules or laws shall not relieve the Client of any obligation under this Agreement nor be construed to create rights Under under this Agreement in favor favour of the Client against the Company. 15.5 12.5. In the event that any term of this Agreement be inconsistent with a requirement set by regulatory authority and/or the law, whereas such new requirement was incorporated XDELľA MU LľD | Clic⭲t Agíccmc⭲t | Rcg. No : 17659« | ľIC No : 27®576«« | Ḻicc⭲sc No : GB20025745 | xxx.xxxxxx.xxx after the production of this Agreement, the Company will update terms and conditions of this Agreement, to comply with new regulatory requirement and/or the law, while such changes will automatically be applicable to the relationship between the Company and the Client. 15.6 12.6. Any reference to any law, statute or regulation or enactment shall include references to any statutory modification or re-enactment thereof or to any regulation or order made under such law, statute or enactment. 15.7 12.7. Under Applicable Regulations, the Company will keep Client records for at least five years after Termination termination of the Client Agreement.

Regulatory Provisions. 15.1 Notwithstanding any other provision of this Agreement, in providing Services to the Client the Company shall be entitled to take any action as it considers necessary in its absolute discretion to ensure Ensure Compliance with the relevant market rules and or practices and all other applicable laws. 15.2 The Company is authorized to disclose information relating to the Client and/or his Transactions and account to FSC DIFC and other regulatory bodies as required by law. 15.3 The Company shall not be liable to the Client as a result of any action taken by the Company or its agents in compliance with any of the foregoing rules or laws. 15.4 In any case of failure by the Company or its agents to comply with any of the foregoing rules or laws shall not relieve the Client of any obligation under this Agreement nor be construed to create rights Under this Agreement in favor of the Client against the Company. 15.5 In the event that any term of this Agreement be inconsistent with a requirement set by the regulatory authority and/or the law, whereas such new requirement was incorporated after the production of this Agreement, the Company will update terms and conditions of this Agreement, to comply with new regulatory requirement and/or the law, while such changes will automatically be applicable applied to the relationship between the Company and the Client. 15.6 Any reference to any law, statute or regulation or enactment shall include references to any statutory modification or re-enactment thereof or to any regulation or order made under such law, statute or enactment. 15.7 Under Applicable Regulations, the Company will keep Client records for at least five years after Termination termination of the Client Agreement.