Common use of Regulatory Provisions Clause in Contracts

Regulatory Provisions. The time of dealing for the Transaction will be confirmed by Dealer upon written request by Counterparty. The Agent will furnish to Counterparty upon written request a statement as to the source and amount of any remuneration received or to be received by the Agent in connection with a Transaction.

Appears in 9 contracts

Samples: Atm Forward Confirmation (W. P. Carey Inc.), Atm Forward Confirmation (W. P. Carey Inc.), Distribution Agreement (American Electric Power Co Inc)

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Regulatory Provisions. The time of dealing for the Transaction will be confirmed by Dealer upon written request by Counterparty. The Agent will furnish to Counterparty upon written request a statement as to the source and amount of any remuneration received or to be received by the Agent in connection with a the Transaction.

Appears in 6 contracts

Samples: Confirmation (Portland General Electric Co /Or/), Confirmation (Portland General Electric Co /Or/), Bond Hedge Transaction (InterDigital, Inc.)

Regulatory Provisions. The time of dealing for the Transaction will be confirmed by Dealer upon written request by CounterpartyCompany. The Agent will furnish to Counterparty Company upon written request a statement as to the source and amount of any remuneration received or to be received by the Agent in connection with a Transaction.]

Appears in 4 contracts

Samples: Warrant Agreement (Workday, Inc.), Warrant Agreement (Workday, Inc.), Warrant Confirmation (Workday, Inc.)

Regulatory Provisions. The time of dealing for the Transaction will be confirmed by Dealer upon written request by Counterparty. The Agent will furnish to Counterparty upon written request a statement as to the source and amount of any remuneration received or to be received by the Agent in connection with a Transaction.]

Appears in 4 contracts

Samples: Additional Call Option Transaction (Workday, Inc.), Call Option Transaction (Workday, Inc.), Base Call Option Transaction (Workday, Inc.)

Regulatory Provisions. The time of dealing for the Transaction will be confirmed by Dealer upon written request by Counterparty. Party B. The Agent will furnish to Counterparty Party B upon written request a statement as to the source and amount of any remuneration received or to be received by the Agent in connection with a the Transaction.

Appears in 3 contracts

Samples: Confirmation (Xcel Energy Inc), Confirmation (Xcel Energy Inc), Common Stock Purchase Agreement (Xcel Energy Inc)

Regulatory Provisions. The time of dealing for the Transaction will be confirmed by Dealer upon written request by Counterparty. The Agent will furnish to Counterparty upon written request a statement as to the source and amount of any remuneration received or to be received by the Agent in connection with a Transaction.

Appears in 3 contracts

Samples: Distribution Agreement (American Electric Power Co Inc), Additional Call Option Transaction (Hornbeck Offshore Services Inc /La), Base Call Option Transaction (Hornbeck Offshore Services Inc /La)

Regulatory Provisions. The time of dealing for the any Transaction will be confirmed by Dealer upon written request by Counterparty. The Agent will furnish to Counterparty upon written request a statement as to the source and amount of any remuneration received or to be received by the Agent in connection with a Transaction.Transaction.]4

Appears in 2 contracts

Samples: Master Confirmation (Rambus Inc), Master Confirmation (Rambus Inc)

Regulatory Provisions. The time of dealing for the Transaction will be confirmed by Dealer Bank upon written request by Counterparty. The Agent will furnish to Counterparty upon written request a statement as to the source and amount of any remuneration received or to be received by the Agent in connection with a the Transaction.

Appears in 2 contracts

Samples: Warrant Transaction Confirmation (Covanta Holding Corp), Cash Convertible Note Hedge Transaction (Covanta Holding Corp)

Regulatory Provisions. The time of dealing for the Transaction will be confirmed by Dealer upon written request by Counterparty. The Agent will furnish to Counterparty upon written request a statement as to the source and amount of any remuneration received or to be received by the Agent in connection with a Transaction.

Appears in 2 contracts

Samples: Confirmation (PPL Corp), Confirmation (PPL Corp)

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Regulatory Provisions. The time of dealing for the Transaction will be confirmed by Dealer upon written request by CounterpartyCompany. The Agent will furnish to Counterparty Company upon written request a statement as to the source and amount of any remuneration received or to be received by the Agent in connection with a the Transaction.

Appears in 2 contracts

Samples: Warrant Agreement (Take Two Interactive Software Inc), Warrant Agreement (Take Two Interactive Software Inc)

Regulatory Provisions. The time of dealing for the any Transaction will be confirmed by Dealer upon written request by Counterparty. The Agent will furnish to Counterparty upon written request a statement as to the source and amount of any remuneration received or to be received by the Agent in connection with a Transaction.Transaction.]3

Appears in 1 contract

Samples: Master Confirmation (Rambus Inc)

Regulatory Provisions. The time of dealing for the a Transaction will be confirmed by Dealer upon written request by Counterparty. The Agent will furnish to Counterparty upon written request a statement as to the source and amount of any remuneration received or to be received by the Agent in connection with a Transaction.

Appears in 1 contract

Samples: Equity Distribution Sales Agreement (Ameren Corp)

Regulatory Provisions. The time of dealing for the Transaction will be confirmed by Dealer upon written request by CounterpartyCompany. The Agent will furnish to Counterparty Company upon written request a statement as to the source and amount of any remuneration received or to be received by the Agent in connection with a Transaction.

Appears in 1 contract

Samples: Warrant Agreement (Cinemark Holdings, Inc.)

Regulatory Provisions. The time of dealing for the Transaction will be confirmed by Dealer upon written request by Counterparty. The Agent Dealer will furnish to Counterparty upon written request a statement as to the source and amount of any remuneration received or to be received by the Agent Dealer in connection with a the Transaction.

Appears in 1 contract

Samples: Share Forward Transaction (Capital One Financial Corp)

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