Common use of Related Party Transactions Clause in Contracts

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Prospectus and/or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Prospectus and/or the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 282 contracts

Samples: Underwriting Agreement (JVSPAC Acquisition Corp.), Underwriting Agreement (JVSPAC Acquisition Corp.), Underwriting Agreement (Bayview Acquisition Corp)

AutoNDA by SimpleDocs

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any director, director nominee, officer, shareholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which that is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers officers, directors or directors director nominees of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any officer, director or officer director nominee of the Company.

Appears in 94 contracts

Samples: Underwriting Agreement (Ivanhoe Capital Acquisition Corp.), Underwriting Agreement (Social Capital Hedosophia Holdings Corp. VI), Underwriting Agreement (Social Capital Hedosophia Holdings Corp. IV)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholderstockholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Prospectus and/or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Prospectus and/or the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 84 contracts

Samples: Underwriting Agreement (99 Acquisition Group Inc.), Underwriting Agreement (99 Acquisition Group Inc.), Warrant Agreement (Biotech Group Acquisition Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and the Sponsor or any director, director nominee, executive officer, shareholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers executive officers, director nominees or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 76 contracts

Samples: Underwriting Agreement (SilverBox Corp IV), Underwriting Agreement (SilverBox Corp IV), Underwriting Agreement (TLGY Acquisition Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and the Sponsor or any director, director nominee, executive officer, shareholderstockholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers executive officers, director nominees or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 50 contracts

Samples: Underwriting Agreement (SilverBox Corp III), Underwriting Agreement (SilverBox Corp III), Underwriting Agreement (Twelve Seas Investment Co IV TMT)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any director, director nominee, officer, shareholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which that is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers officers, directors or directors director nominees of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director, director nominee or officer of the Company.

Appears in 38 contracts

Samples: Underwriting Agreement (Aspirational Consumer Lifestyle Corp. II), Underwriting Agreement (JAWS Spitfire Acquisition Corp), Underwriting Agreement (AEA-Bridges Impact Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and the Sponsor or any director, director nominee, officer, shareholderstockholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which that is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers officers, director nominees or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 21 contracts

Samples: Underwriting Agreement (Clean Earth Acquisitions Corp.), Underwriting Agreement (Clean Earth Acquisitions Corp.), Underwriting Agreement (Inflection Point Acquisition Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any director, director nominee, officer, shareholderstockholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which that is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers officers, directors or directors director nominees of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any officer, director or officer director nominee of the Company.

Appears in 21 contracts

Samples: Underwriting Agreement (Liberty Media Acquisition Corp), Underwriting Agreement (GO Acquisition Corp.), Underwriting Agreement (Revolution Acceleration Acquisition Corp II)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and the Sponsor or any director, director nominee, officer, shareholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which that is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers officers, director nominees or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 19 contracts

Samples: Underwriting Agreement (ONS Acquisition Corp.), Underwriting Agreement (Investcorp India Acquisition Corp), Underwriting Agreement (Investcorp India Acquisition Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 16 contracts

Samples: Underwriting Agreement (Selway Capital Acquisition Corp.), Underwriting Agreement (China Shandong Industries, Inc.), Underwriting Agreement (China Shandong Industries, Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and the Sponsor or any director, executive officer, shareholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the executive officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 13 contracts

Samples: Underwriting Agreement (Northern Star Investment Corp. III), Underwriting Agreement (Northern Star Investment Corp. IV), Underwriting Agreement (Pivotal Investment Corp III)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or the and Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 10 contracts

Samples: Underwriting Agreement (E-Compass Acquisition Corp.), Underwriting Agreement (E-Compass Acquisition Corp.), Underwriting Agreement (Collabrium Japan Acquisition Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholderstockholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 9 contracts

Samples: Underwriting Agreement (Fintech Acquisition Corp. II), Underwriting Agreement (Fintech Acquisition Corp. II), Underwriting Agreement (PMV Acquisition Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company, any Company Affiliate or any Company AffiliateUnderwriter, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers Directors/Officers or directors of the Company Initial Stockholders or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 9 contracts

Samples: Underwriting Agreement (United Refining Energy Corp), Underwriting Agreement (TransTech Services Partners Inc.), Underwriting Agreement (United Refining Energy Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, any Preliminary Prospectus, the Preliminary Statutory Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, any Preliminary Prospectus, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 7 contracts

Samples: Underwriting Agreement (Resonant Inc), Underwriting Agreement (Energous Corp), Underwriting Agreement (Ideal Power Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 6 contracts

Samples: Underwriting Agreement (Hambrecht Asia Acquisition Corp.), Underwriting Agreement (Korea Milestone Acquisition CORP), Underwriting Agreement (Hambrecht Asia Acquisition Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliate, on the other hand, hand which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Base Prospectus, the Time of Sale Prospectus and/or and the Prospectus Supplement which is has not been so described and described as requiredtherein. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any member of their respective family membersimmediate families, except as disclosed in the Registration Statement, the Preliminary Base Prospectus, the Time of Sale Prospectus and/or and the ProspectusProspectus Supplement. The Company has not not, in violation of the Sarbanes Oxley Act, directly or indirectly, extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or executive officer of the Company.

Appears in 6 contracts

Samples: Placement Agency Agreement (NXT-Id, Inc.), www.sec.gov, Placement Agency Agreement (NXT-Id, Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Prospectus and/or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Prospectus and/or the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 6 contracts

Samples: Underwriting Agreement (Pinpoint Advance CORP), Underwriting Agreement (Industrial Services Acquisition Corp.), Underwriting Agreement (Industrial Services Acquisition Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateof its affiliates, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliateof its affiliates, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Prospectus and/or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Prospectus and/or the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 5 contracts

Samples: Underwriting Agreement (Fortune Joy International Acquisition Corp), Underwriting Agreement (Fortune Joy International Acquisition Corp), Underwriting Agreement (Fortune Joy International Acquisition Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 5 contracts

Samples: Underwriting Agreement (Electrum Special Acquisition Corp), Underwriting Agreement (Electrum Special Acquisition Corp), Underwriting Agreement (Australia Acquisition Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and the Sponsor or any director, director nominee, executive officer, shareholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers executive officers, director nominees or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director, director nominee or officer of the Company.

Appears in 5 contracts

Samples: Assignment Agreement (Compass Digital Acquisition Corp.), Underwriting Agreement (Compass Digital Acquisition Corp.), Underwriting Agreement (Compass Digital Acquisition Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and the Sponsor or any director, director nominee, officer, shareholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which that is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers officers, directors or directors director nominees of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any officer, director or officer director nominee of the Company.

Appears in 4 contracts

Samples: Underwriting Agreement (New Frontier Corp), Underwriting Agreement (New Frontier Corp), Underwriting Agreement (One Madison Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any director, director nominee, officer, shareholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which that is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers officers, directors or directors director nominees of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director, director nominee or officer of the Company.

Appears in 4 contracts

Samples: Underwriting Agreement (Trajectory Alpha Acquisition Corp.), Underwriting Agreement (Pontem Corp), Underwriting Agreement (Pontem Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of businessbusiness which do not violate SOX (as defined in Section 2.34 below)) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 4 contracts

Samples: Underwriting Agreement (Andina Acquisition Corp. II), Underwriting Agreement (Andina Acquisition Corp. II), Underwriting Agreement (Andina Acquisition Corp. II)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus Prospectus, which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 4 contracts

Samples: Underwriting Agreement (Alpha Security Group CORP), Underwriting Agreement (Alpha Security Group CORP), Underwriting Agreement (Alpha Security Group CORP)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and the Sponsor or any director, director nominee, executive officer, shareholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers executive officers, director nominees or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, credit or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 4 contracts

Samples: Underwriting Agreement (DHC Acquisition Corp.), Securities Subscription Agreement (DHC Acquisition Corp.), Kernel Group Holdings, Inc.

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholderstockholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or the and Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Sino Mercury Acquisition Corp.), Underwriting Agreement (Quinpario Acquisition Corp.), Underwriting Agreement (Quinpario Acquisition Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and the Sponsor or any director, executive officer, shareholderstockholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the executive officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Acropolis Infrastructure Acquisition Corp.), Underwriting Agreement (Acropolis Infrastructure Acquisition Corp.), Underwriting Agreement (Acropolis Infrastructure Acquisition Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and the Sponsor or any director, director nominee, officer, shareholderstockholder, special advisor, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which that is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers officers, director nominees or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 3 contracts

Samples: Tech & Energy Transition Corp, Tech & Energy Transition Corp, Tech & Energy Transition Corp

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer officer or supplier stockholder of the Company Company, or any Company Affiliatemember of his or her immediate family, on the other hand, which or any customers or suppliers that is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary General Disclosure Package or the Final Prospectus and/or the Prospectus which and that is not so described and described as requiredrequired in material compliance with such requirement. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any member of their respective family membersimmediate families, except as disclosed in the Registration Statement, the Preliminary Prospectus and/or General Disclosure Package and the Final Prospectus. The Company has not not, in violation of Xxxxxxxx-Xxxxx, directly or indirectly, extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or executive officer of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (GMX Resources Inc), Underwriting Agreement (GMX Resources Inc)

Related Party Transactions. No material relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholderstockholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, any Preliminary Prospectus, the Preliminary Statutory Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, any Preliminary Prospectus, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Imprimis Pharmaceuticals, Inc.), Underwriting Agreement (Imprimis Pharmaceuticals, Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company AffiliateRespondent, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company AffiliateRespondent, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus Prospectus, which is not so described and described as required. There are no outstanding loans, advances (except normal for advances for business expenses in the ordinary course of businessbusiness which do not violate SOX (as defined below)) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (PENSARE ACQUISITION Corp), Underwriting Agreement (PENSARE ACQUISITION Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and the Sponsor or any director, director nominee, executive officer, shareholderstockholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers executive officers, director nominees or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director, director nominee or officer of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Haymaker Acquisition Corp. III), Underwriting Agreement (Haymaker Acquisition Corp. III)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus Prospectus, which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of businessbusiness which do not violate SOX) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Bison Capital Acquisition Corp.), Underwriting Agreement (Bison Capital Acquisition Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Securities Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Korea Milestone Acquisition CORP), Underwriting Agreement (Korea Milestone Acquisition CORP)

AutoNDA by SimpleDocs

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any director, director nominee, officer, shareholderstockholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which that is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers officers, directors or directors director nominees of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any officer, director or officer director nominee of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (CBRE Acquisition Holdings, Inc.), Underwriting Agreement (CBRE Acquisition Holdings, Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any director, director nominee, officer, shareholderstockholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which that is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers officers, directors or directors director nominees of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director, director nominee or officer of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Jaws Hurricane Acquisition Corp), Underwriting Agreement (Jaws Hurricane Acquisition Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and the Sponsor or any director, director nominee, executive officer, shareholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers executive officers, director nominees or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Black Spade Acquisition Co), Underwriting Agreement (Black Spade Acquisition Co)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and the Sponsor or any director, officer, shareholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which that is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (XPAC Acquisition Corp.), Underwriting Agreement (XPAC Acquisition Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Megalith Financial Acquisition Corp), Underwriting Agreement (Megalith Financial Acquisition Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any director, director nominee, officer, shareholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which that is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers officers, directors or directors director nominees of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Osprey Energy Acquisition Corp), Underwriting Agreement (Osprey Energy Acquisition Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholderstockholder, customer or supplier of the Company, any Company Affiliate or any Company AffiliateUnderwriter, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company Initial Stockholder or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (United Refining Energy Corp), Underwriting Agreement (United Refining Energy Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Securities Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.. Broadband Capital Management LLC _________ __, 2008

Appears in 1 contract

Samples: Underwriting Agreement (Korea Milestone Acquisition CORP)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any director, officer, shareholderstockholder, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration StatementCompany’s annual and/or quarterly reports on Form 10-K and 10-Q, the Preliminary Prospectus and/or the Prospectus as applicable, which is not so described and described as requiredrequired in such reports. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Prospectus and/or the Prospectus. The Company has not not, in violation of the Xxxxxxxx-Xxxxx Act, directly or indirectly, including through a Subsidiary, extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or executive officer of the Company.

Appears in 1 contract

Samples: Goodrich Petroleum Corp

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and the Sponsor or any director, director nominee, executive officer, shareholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers executive officers, directors or directors director nominees of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 1 contract

Samples: Apollo Strategic Growth Capital III

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any director, director nominee, officer, shareholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, Statutory Prospectus or the Preliminary [[5628397]] Prospectus and/or the Prospectus which that is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers officers, directors or directors director nominees of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any officer, director or officer director nominee of the Company.

Appears in 1 contract

Samples: Underwriting Agreement (UTA Acquisition Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 1 contract

Samples: Underwriting Agreement (Energy Infrastructure Acquisition Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Prospectus and/or General Disclosure Package or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Prospectus General Disclosure Package and/or the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 1 contract

Samples: Underwriting Agreement (Affinity Media International Corp.,)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company AffiliateAffiliate of the Company, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company AffiliateAffiliate of the Company, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.. Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated Maxim Group LLC , 2006

Appears in 1 contract

Samples: Underwriting Agreement (Dekania Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers Directors/Officers or directors of the Company Initial Stockholders or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 1 contract

Samples: Underwriting Agreement (TransTech Services Partners Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any director, officer, shareholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Statutory Prospectus and/or or the Prospectus which that is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as US-DOCS\126081869.6 disclosed in the Registration Statement, the Preliminary Statutory Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any officer or director or officer of the Company.

Appears in 1 contract

Samples: Underwriting Agreement (VMG Consumer Acquisition Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 1 contract

Samples: Underwriting Agreement (Indas Green Acquisition CORP)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Prospectus and/or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Prospectus and/or the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.. {N0405512}

Appears in 1 contract

Samples: Underwriting Agreement (Zi Toprun Acquisition Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Sale Maxim Group LLC September 24, 2007 Page 19 of 45 Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 1 contract

Samples: Underwriting Agreement (Seanergy Maritime Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any director, officer, shareholderstockholder, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration StatementCompany’s annual and/or quarterly reports on Form 10-K and 10-Q, the Preliminary Prospectus and/or the Prospectus as applicable, which is not so described and described as requiredrequired in such reports. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company or the Guarantor to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Prospectus and/or the Prospectus. The Company has not not, in violation of the Xxxxxxxx-Xxxxx Act, directly or indirectly, including through the Guarantor, extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or executive officer of the Company.

Appears in 1 contract

Samples: Goodrich Petroleum Corp

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company AffiliateAffiliate of the Company, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company AffiliateAffiliate of the Company, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 1 contract

Samples: Underwriting Agreement (Dekania Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliate, on the one hand, and any director, officer, shareholder, customer or supplier of the Company or any Company Affiliate, on the other hand, which is required by the Act, the Exchange Act or the Regulations to be described in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.. Chardan Capital Markets, LLC ________ __, 2008

Appears in 1 contract

Samples: Underwriting Agreement (China Fundamental Acquisition Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any Company Affiliateaffiliate of the Company, on the one hand, and any Founder, Sponsor, director, officer, shareholder, special advisor, customer or supplier of the Company or any Company Affiliateaffiliate of the Company, on the other hand, which is required by the Act, Act or the Exchange Act or the Regulations to be described in the Registration Statement, the Preliminary Prospectus and/or or the Prospectus which is not so described and described as required. There are no outstanding loans, advances (except normal advances for business expenses in the ordinary course of business) or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement, the Preliminary Prospectus and/or and the Prospectus. The Company has not extended or maintained credit, arranged for the extension of credit, or renewed an extension of credit, in the form of a personal loan to or for any director or officer of the Company.

Appears in 1 contract

Samples: Prospect Acquisition Corp

Time is Money Join Law Insider Premium to draft better contracts faster.