Related Person Transactions. Except as otherwise disclosed in the Company SEC Documents, there are, and since January 1, 2017, there have been, no Contracts, transactions, arrangements, or understandings between the Company or any of its Subsidiaries, on the one hand, and any Affiliate (including any director, officer, or employee) thereof or any holder of 5% or more of the shares of Company Common Stock, but not including any wholly owned Subsidiary of the Company, on the other hand, that would be required to be disclosed pursuant to Item 404 of Regulation S-K promulgated by the SEC in the Company’s Form 10-K or proxy statement pertaining to an annual meeting of stockholders.
Appears in 4 contracts
Samples: Merger Agreement (Aevi Genomic Medicine, Inc.), Merger Agreement (Cerecor Inc.), Merger Agreement (Aevi Genomic Medicine, Inc.)
Related Person Transactions. Except as otherwise disclosed in the Company SEC Documents, there There are, and since January 1, 20172019, there have been, no Contracts, transactions, arrangements, or understandings between the Company or any of its Subsidiaries, on the one hand, and any Affiliate (including any director, officer, or employeeemployee or any of their respective family members) thereof or any holder of 5% or more of the shares of Company Common StockStock (or any of their respective family members), but not including any wholly owned Subsidiary of the Company, on the other hand, that would be required to be disclosed pursuant to Item 404 of Regulation S-K promulgated by the SEC in the Company’s Form 10-K or proxy statement pertaining to an annual meeting of stockholders.
Appears in 3 contracts
Samples: Merger Agreement (PRA Health Sciences, Inc.), Merger Agreement (Icon PLC), Merger Agreement (Icon PLC)
Related Person Transactions. Except as otherwise disclosed in the Company SEC Documents, there are, and since January 1April 30, 20172016, there have been, no Contracts, transactions, arrangements, or understandings between the Company or any of its Subsidiaries, on the one hand, and any Affiliate (including any director, officer, or employee) thereof or any holder of 5% or more of the shares of Company Common Stock, but not including any wholly wholly-owned Subsidiary of the Company, on the other hand, that would be required to be disclosed pursuant to Item 404 of Regulation S-K promulgated by the SEC in the Company’s Form 10-K or proxy statement pertaining to an annual meeting of stockholders.
Appears in 2 contracts
Samples: Merger Agreement (Torotel Inc), Merger Agreement (Torotel Inc)
Related Person Transactions. Except as otherwise disclosed for compensation or other employment arrangements in the Company SEC Documentsordinary course of business, there are, and since January 1, 20172013, there have been, no Contracts, transactions, arrangements, arrangements or understandings between the Company or any of its Subsidiaries, on the one hand, and any Affiliate (including any director, officer, officer or employee) thereof or any holder of 5% or more of the shares of Company Common Capital Stock, but not including any wholly owned Subsidiary of the Company, on the other hand, that would be required to be disclosed pursuant to Item 404 of Regulation S-K promulgated by the SEC in the Company’s Form 10-K or proxy statement pertaining to an annual meeting of stockholders.
Appears in 2 contracts
Related Person Transactions. Except as otherwise disclosed for compensation or other employment arrangements in the Company SEC Documentsordinary course of business, there are, and since January 1, 20172019, there have been, no Contracts, transactions, arrangements, arrangements or understandings between the Company or any of its Subsidiaries, on the one hand, and any Affiliate (including any director, officer, officer or employee) thereof or any holder of 5% or more of the shares of Company Common Stock, but not including any wholly owned Subsidiary of the Company, on the other hand, that would be required to be disclosed pursuant to Item 404 of Regulation S-K promulgated by the SEC in the Company’s Form 10-K or proxy statement pertaining to an annual meeting of stockholders.
Appears in 2 contracts
Samples: Merger Agreement (Activision Blizzard, Inc.), Agreement and Plan of Merger
Related Person Transactions. Except as otherwise disclosed for compensation or other employment arrangements in the Company SEC Documentsordinary course of business, there are, and since January October 1, 20172018, there have been, no Contracts, transactions, arrangements, arrangements or understandings between the Company or any of its Subsidiaries, on the one hand, and any Affiliate (including any director, officer, officer or employee) thereof or any holder of 5% or more of the shares of Company Common Capital Stock, but not including any wholly owned Subsidiary of the Company, on the other hand, that would be required to be disclosed pursuant to Item 404 of Regulation S-K promulgated by the SEC in the Company’s Form 10-K or proxy statement pertaining to an annual meeting of stockholders.
Appears in 1 contract
Related Person Transactions. Except Other than as otherwise disclosed in the Company SEC Documents, there are, and since January 1, 2017, there have been, are no Contracts, transactions, arrangements, or understandings between the Company or any of its Subsidiaries, on the one hand, and any Affiliate (including any director, officer, or employeeemployee or any of their respective family members) thereof or any holder of 5% or more of the shares of Company Common StockStock (or any of their respective family members), but not including any wholly wholly-owned Subsidiary of the Company, on the other hand, that would be required to be disclosed pursuant to Item 404 of Regulation S-K promulgated by the SEC in the Company’s Form 10-K or proxy statement pertaining to an annual meeting of stockholders.
Appears in 1 contract
Samples: Merger Agreement (Corning Natural Gas Holding Corp)
Related Person Transactions. Except as otherwise disclosed in the Company SEC Documents, there areThere are no, and since January 1, 2017, 2017 there have beennot been any, no Contracts, transactions, arrangements, arrangements or understandings between the Company or any of its Subsidiaries, on the one hand, and any Affiliate (including any director, officer, or employeebeneficial owner (as defined in Rule 13d-3 under the Exchange Act) thereof or any holder of 5% or more of the outstanding shares of Company Common Stock, director or officer) thereof, but not including any wholly wholly-owned Subsidiary of the Company, on the other hand, that would be required to be disclosed pursuant to Item 404 of Regulation S-K promulgated by the SEC in the Company’s Form 10-K or proxy statement pertaining to an annual meeting of stockholders.
Appears in 1 contract
Samples: Merger Agreement (Del Frisco's Restaurant Group, Inc.)
Related Person Transactions. Except as otherwise disclosed in the Company SEC Documents, there There are, and since January 1, 20172018, there have been, no Contracts, transactions, arrangements, or understandings between the Company or any of its Subsidiaries, on the one hand, and any Affiliate (including any director, officer, or employeeemployee or any of their respective family members) thereof or any holder of 5% or more of the shares of Company Common StockStock (or any of their respective family members), but not including any wholly wholly-owned Subsidiary of the Company, on the other hand, that would be required to be disclosed pursuant to Item 404 of Regulation S-K promulgated by the SEC in the Company’s Form 10-K or proxy statement pertaining to an annual meeting of stockholders.
Appears in 1 contract
