Common use of Related Registrants Clause in Contracts

Related Registrants. Where XXX has a principal shareholder, director or officer that is a principal shareholder, director or officer of another registrant, XXX shall adopt policies and procedures to minimize the potential for conflict of interest resulting from such relationship(s). XXX is also required to disclose to clients in writing, initially before making a trade for or providing advice to the client, and in a timely manner C2 thereafter and, if possible, before making the next trade for or providing advice to the client, if there are any significant changes to this disclosure, the details of the relationship(s) and the policies and procedures adopted to minimize the potential for conflicts of interest resulting from such relationships. Sprott Private Wealth LP (“SPW”), a registrant, is related to XXX, by virtue of each of XXX and SPW having SI as a direct or indirect holder of 100% of the voting securities of each general partner of XXX and SPW.

Related Registrants. Where XXX has a principal shareholder, director or officer that is a principal shareholder, director or officer of another registrant, XXX shall adopt policies and procedures to minimize the potential for conflict of interest resulting from such relationship(s). XXX is also required to disclose to clients in writing, initially before making a trade for or providing advice to the client, and in a timely manner C2 thereafter and, if possible, before making the next trade for or providing advice to the client, if there are any significant changes to this disclosure, the details of the relationship(s) and the policies and procedures adopted to minimize the potential for conflicts of interest resulting from such relationships. Sprott Private Wealth LP (“SPW”), a registrant, is related to XXX, by virtue of each of XXX and SPW having SI as a direct or indirect holder of 100% of the voting securities of each general partner of XXX and SPW.