Release of Unsold Securities. From time to time prior to the termination of the applicable AAU, at the request of the Manager, you will advise the Manager of the number or amount of Securities remaining unsold which were retained by or released to you for direct sale, and of the number or amount of Securities and Other Securities (as defined below) purchased for your account remaining unsold which were delivered to you pursuant to Article V hereof or pursuant to any Intersyndicate Agreement, and, on the request of the Manager, you will release to the Manager any such Securities and Other Securities remaining unsold: (a) for sale by the Manager to institutions, Dealers, or retail purchasers, (b) for sale by the Issuer or Seller pursuant to delayed delivery contracts, or (c) if, in the Manager’s opinion, such Securities or Other Securities are needed to make delivery against sales made pursuant to Article V hereof or any Intersyndicate Agreement.
Appears in 160 contracts
Samples: Master Agreement, Master Agreement, Master Agreement (RiverNorth Managed Duration Municipal Income Fund II, Inc.)
Release of Unsold Securities. From time to time prior to the termination of the applicable AAU, at on the request of the Manager, you will shall advise the Manager of the number or amount of Securities remaining unsold which were retained by or released to you for direct sale, sale and of the number or amount of Securities and Other Securities (as defined below) purchased for your account remaining unsold which were delivered to you pursuant to Article V hereof or pursuant to any Intersyndicate Agreement, and, on the request of the Manager, you will shall release to the Manager any such Securities and Other Securities remaining unsold: unsold (ai) for sale by the Manager to institutions, Dealers, Dealers or retail purchasers, (bii) for sale by the Issuer or Seller pursuant to delayed delivery contracts, contracts or (ciii) if, in the Manager’s 's opinion, such Securities or Other Securities are needed to make delivery against sales made pursuant to Article V hereof or any Intersyndicate Agreement.
Appears in 43 contracts
Samples: Master Agreement (Prospect Street High Income Portfolio Inc), Master Agreement (Nuveen Equity Premium Income Fund), Master Agreement (Nuveen Equity Premium Advantage Fund)
Release of Unsold Securities. From time to time prior to the termination of the applicable AAU, at on the request of the Manager, you will shall advise the Manager of the number or amount of Securities remaining unsold which were retained by or released to you for direct sale, sale and of the number or amount of Securities and Other Securities (as defined below) purchased for your account remaining unsold which were delivered to you pursuant to Article V hereof or pursuant to any Intersyndicate Agreement, and, on the request of the Manager, you will shall release to the Manager any such Securities and Other Securities remaining unsold: unsold (ai) for sale by the Manager to institutions, Dealers, Dealers or retail purchasers, (bii) for sale by the Issuer or Seller pursuant to delayed delivery contracts, contracts or (ciii) if, in the Manager’s opinion, such Securities or Other Securities are needed to make delivery against sales made pursuant to Article V hereof or any Intersyndicate Agreement.
Appears in 13 contracts
Samples: Master Agreement (Nuveen Build America Bond Opportunity Fund), Master Agreement (Nuveen Build America Bond Opportunity Fund), Master Agreement (ClearBridge Energy MLP Fund Inc.)
Release of Unsold Securities. From time to time prior to the termination of the applicable AAU, at the request of the Manager, you will advise the Manager of the number or amount of Securities remaining unsold which were retained by or released to you for direct sale, and of the number or amount of Securities and Other Securities (as defined below) purchased for your account remaining unsold which were delivered to you pursuant to Article V hereof or pursuant to any Intersyndicate Agreement, and, on the request of the Manager, you will release to the Manager any such Securities and Other Securities remaining unsold: (a) for sale by the Manager to institutions, Dealers, or retail purchasers, (b) for sale by the Issuer or Seller pursuant to delayed delivery contracts, or (c) if, in the Manager’s 's opinion, such Securities or Other Securities are needed to make delivery against sales made pursuant to Article V hereof or any Intersyndicate Agreement.
Appears in 4 contracts
Samples: Master Agreement (First Trust Dynamic Europe Equity Income Fund), Master Agreement (First Trust New Opportunities MLP & Energy Fund), Master Agreement (First Trust MLP & Energy Income Fund)
Release of Unsold Securities. From time to time prior to the termination of the applicable AAU, at on the request of the Manager, you will shall advise the Manager of the number or amount of Securities remaining unsold which were retained by or released to you for direct sale, sale and of the number or amount of Securities and Other Securities (as defined below) purchased for your account remaining unsold which were delivered to you pursuant to Article V hereof or pursuant to any Intersyndicate Agreement, and, on the request of the Manager, you will shall release to the Manager any such Securities and Other Securities remaining unsold: unsold (ai) for sale by the Manager to institutions, Dealers, Dealers or retail purchasers, (bii) for sale by the Issuer or Seller pursuant to delayed delivery contracts, contracts or (ciii) if, in the Manager’s 's opinion, such Securities or Other Securities are needed to make delivery against sales made pursuant to Article V hereof or any Intersyndicate Agreement.any
Appears in 4 contracts
Samples: Master Agreement (Eaton Vance Risk-Managed Diversified Equity Income Fund), Master Agreement (Kayne Anderson Energy Total Return Fund, Inc.), Master Agreement (Kayne Anderson MLP Investment CO)
Release of Unsold Securities. From time to time prior to the termination of the applicable AAU, at on the request of the Manager, you will advise the Manager of the number or amount of Securities remaining unsold which were retained by or released to you for direct sale, sale and of the number or amount of Securities and Other Securities (as defined below) purchased for your account remaining unsold which were delivered to you pursuant to Article V hereof or pursuant to any Intersyndicate Agreement, and, on the request of the Manager, you will release to the Manager any such Securities and Other Securities remaining unsold: unsold (ai) for sale by the Manager to institutions, Dealers, Dealers or retail purchasers, (bii) for sale by the Issuer or Seller pursuant to delayed delivery contracts, contracts or (ciii) if, in the Manager’s opinion, such Securities or Other Securities are needed to make delivery against sales made pursuant to Article V hereof or any Intersyndicate Agreement.
Appears in 1 contract
Samples: RMR Asia Real Estate Fund
Release of Unsold Securities. From time to time prior to the termination of the applicable AAU, at the request of the Manager, you will advise the Manager of the number or amount of Securities remaining unsold which were retained by or released to you for direct sale, sale and of the number or amount of Securities and Other Securities (as defined below) purchased for your account remaining unsold which were delivered to you pursuant to Article V hereof or pursuant to any Intersyndicate Agreement, and, on the request of the Manager, you will release to the Manager any such Securities and Other Securities remaining unsold: (a) for sale by the Manager to institutions, Dealers, Dealers or retail purchasers, (b) for sale by the Issuer or Seller pursuant to delayed delivery contracts, or (c) if, in the Manager’s opinion, such Securities or Other Securities are needed to make delivery against sales made pursuant to Article V hereof or any Intersyndicate Agreement.
Appears in 1 contract
Release of Unsold Securities. From time to time prior to the termination of the applicable AAU, at on the request of the Manager, you will advise the Manager of the number or amount of Securities remaining unsold which were retained by or released to you for direct sale, sale and of the number or amount of Securities and Other Securities (as defined below) purchased for your account remaining unsold which were delivered to you pursuant to Article V hereof or pursuant to any Intersyndicate Agreement, and, on the request of the Manager, you will release to the Manager any such Securities and Other Securities remaining unsold: unsold (ai) for sale by the Manager to institutions, Dealers, Dealers or retail purchasers, (bii) for sale by the Issuer or Seller pursuant to delayed delivery contracts, contracts or (ciii) if, in the Manager’s 's opinion, such Securities or Other Securities are needed to make delivery against sales made pursuant to Article V hereof or any Intersyndicate Agreement.
Appears in 1 contract
Samples: Master Agreement (RMR Asia Pacific Real Estate Fund)
Release of Unsold Securities. From time to time prior to the termination of the applicable AAU, at the request of the Manager, you will advise the Manager of the number or amount of Securities remaining unsold which were retained by or released to you for direct sale, sale and of the number or amount of Securities and Other Securities (as defined below) purchased for your account remaining unsold which were delivered to you pursuant to Article V hereof or pursuant to any Intersyndicate Agreement, and, on at the request of the Manager, you will release to the Manager any such Securities and Other Securities remaining unsold: (a) for sale by the Manager to institutions, Dealers, Dealers or retail purchasers, (b) for sale by the Issuer or Seller pursuant to delayed delivery contracts, or (c) if, in the Manager’s opinion, such Securities or Other Securities are needed to make delivery against sales made pursuant to Article V hereof or any Intersyndicate Agreement.
Appears in 1 contract
