Release of Unsold Securities. From time to time before termination of the applicable AAU, at the request of the Manager, you will advise the Manager of the amount of Securities remaining unsold that were retained by or released to you for direct sale and of the amount of Securities and Other Securities (as defined below) purchased for your account remaining unsold that were delivered to you pursuant to Section 5 hereof or pursuant to any Intersyndicate Agreement. At the request of the Manager, you will release to the Manager any such Securities and Other Securities remaining unsold (i) for sale by the Manager to institutions, Dealers or retail purchasers, (ii) for sale by the Issuer or Seller pursuant to delayed delivery contracts or (iii) if, in the Manager's opinion, such Securities or Other Securities are needed to make delivery against sales made pursuant to Section 5 hereof or any Intersyndicate Agreement.
Appears in 5 contracts
Samples: Dividend Capital Realty Income Allocation Fund, Master Agreement (RMK High Income Fund Inc), Master Agreement (RMK Strategic Income Fund Inc)
Release of Unsold Securities. From time to time before prior to the termination of the applicable AAU, at the request of the Manager, you will advise the Manager of the amount of Securities remaining unsold that which were retained by or released to you for direct sale and of the amount of Securities and Other Securities (as defined below) purchased for your account remaining unsold that which were delivered to you pursuant to Section 5 hereof or pursuant to any Intersyndicate Agreement. At , and, at the request of the Manager, you will release to the Manager any such Securities and Other Securities remaining unsold (i) for sale by the Manager to institutions, Dealers or retail purchasers, (ii) for sale by the Issuer or a Seller pursuant to delayed delivery contracts or (iii) if, in the Manager's ’s opinion, such Securities or Other Securities are needed to make delivery against sales made pursuant to Section 5 hereof or any Intersyndicate Agreement.
Appears in 3 contracts
Samples: Master Agreement (Seligman Premium Technology Growth Fund, Inc.), Master Agreement (Western Asset Municipal Defined Opportunity Trust Inc.), Master Agreement (Dividend Capital Strategic Global Realty Fund)
Release of Unsold Securities. From time to time before prior to the termination of the applicable AAU, at the request of the Manager, you will advise the Manager of the amount of Securities remaining unsold that which were retained by or released to you for direct sale and of the amount of Securities and Other Securities (as defined below) purchased for your account remaining unsold that which were delivered to you pursuant to Section 5 hereof or pursuant to any Intersyndicate Agreement. At , and, at the request of the Manager, you will release to the Manager any such Securities and Other Securities remaining unsold (i) for sale by the Manager to institutions, Dealers or retail purchasers, (ii) for sale by the Issuer or a Seller pursuant to delayed delivery contracts or (iii) if, in the Manager's opinion, such Securities or Other Securities are needed to make delivery against sales made pursuant to Section 5 hereof or any Intersyndicate Agreement.
Appears in 1 contract
Samples: Master Agreement (First Trust High Income Long/Short Fund)
