Common use of REPORT AND DELIVERY PROTOCOL FOR PAYMENT OF PROCEEDS TO A SIGNATORY STATE Clause in Contracts

REPORT AND DELIVERY PROTOCOL FOR PAYMENT OF PROCEEDS TO A SIGNATORY STATE. Records of Property to be escheated will be generated on the last day of the calendar month: (a) in which the one calendar month review period for property in the Company’s unclaimed property system ends; (b) in which the due diligence period ends; (c) in which the valuation period provided for in Section IV.A.1(i) ends if it is determined that no due diligence is required with respect to the Proceeds; or (d) in which the processing of Missing Data Life Policy UPRs described in Section I. above is completed. Payment of all Proceeds to be reported and remitted shall be delivered as of the 15th business day of the following month. Company agrees that all Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be reported by Company to a Signatory State with a notation indicating that the report is made pursuant to the Audit, and shall be remitted by Company to the Signatory State either through Auditor or in accordance with Auditor' instructions. Further, Company agrees that it shall provide to Auditor a copy of all such reports and remittances. Company further agrees that no Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be included in any annual filings or any supplemental filings made by Company to the Signatory States. Nothing in this Agreement, however, shall prohibit Company from identifying and remitting Proceeds to a Beneficiary if permitted or required by a Signatory State's UP Laws. At such time as the Company provides notice of remittance to a Beneficiary under a Signatory State's UP Laws, the Company shall provide a copy of the notice of remittance to Auditor. The Signatory State and Auditor shall have access to all relevant records documenting the identification of the Beneficiary and the remittance of Proceeds pursuant to this Section. Auditor and Company mutually agree to deliver all notices and reports required under the Agreement according to the following protocols. Reports provided to Company shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xxxxx Xxxxxxxxx, at Xxxxx.Xxxxxxxxx@xxxxxxxxxxx.xxx. Company may designate in writing to Auditor one or more persons to receive such reports instead of Xxxxx Xxxxxxxxx. Reports provided to Auditor shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xxxxxx Xxxxx, at xxxxxx@xxxxxxxxxxxxxx.xxx. Where Auditor is to provide notice to a Signatory State under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by Auditor. Where a Signatory State is to provide notice or a report to Company under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by the Signatory State to Company. Report delivery protocol questions, issues, concerns, or disputes shall, in the first instance, be addressed to Xxxxx Xxxxxxxxx, of Company, or Xxxxxx Xxxxx, of Auditor, for resolution. SCHEDULE E NON-DISCLOSURE AGREEMENT DATED APRIL 10, 2013 SCHEDULE F FORM OF SIGNATORY STATE SIGNATURE PAGE The undersigned Participating State, as identified in the attached Schedule A, agrees to enter into the Global Resolution Agreement with Allianz as a Signatory State. [SIGNATORY STATE] By: Date:

REPORT AND DELIVERY PROTOCOL FOR PAYMENT OF PROCEEDS TO A SIGNATORY STATE. Records of Property to be escheated will be generated on the last day of the calendar month: (a) in which the one calendar month review period for property in the Company’s unclaimed property system ends; (b) in which the due diligence period ends; (c) in which the valuation period provided for in Section IV.A.1(i) ends if it is determined that no due diligence is required with respect to the Proceeds; or (d) in which the processing of Missing Data Life Policy UPRs described in Section I. above is completed. Payment of all Proceeds to be reported and remitted shall be delivered as of the 15th business 10th day of the following month. Company agrees that all Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be reported by Company to a Signatory State with a notation indicating that the report is made pursuant to the Audit, and shall be remitted by Company to the Signatory State either through Auditor or in accordance with Auditor' instructions. Further, Company agrees that it shall provide to Auditor a copy of all such reports and remittances. Company further agrees that no Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be included in any annual filings or any supplemental filings made by Company to the Signatory States. Nothing in this Agreement, however, shall prohibit Company from identifying and remitting Proceeds to a Beneficiary if permitted or required by a Signatory State's UP Laws. At such time as the Company provides notice of remittance to a Beneficiary under a Signatory State's UP Laws, the Company shall provide a copy of the notice of remittance to Auditor. The Signatory State and Auditor shall have access to all relevant records documenting the identification of the Beneficiary and the remittance of Proceeds pursuant to this Section. Auditor and Company mutually agree to deliver all notices and reports required under the Agreement according to the following protocols. Reports provided to Company shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xxxxx Xxxxxxxxx, Xx. Xxxxxxxxxxx Xxxxxxxxx at Xxxxx.Xxxxxxxxx@xxxxxxxxxxx.xxxxxxxxxxxxxx.xxxxxxxxx@xxxxxxx.xxx. Company may designate in writing to Auditor one or more persons to receive such reports instead of Xxxxx Xx. Xxxxxxxxx. Reports provided to Auditor shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xx. Xxxxxx Xxxxx, at xxxxxx@xxxxxxxxxxxxxx.xxx. Where Auditor is to provide notice to a Signatory State under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by Auditor. Where a Signatory State is to provide notice or a report to Company under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by the Signatory State to Company. Report delivery protocol questions, issues, concerns, or disputes shall, in the first instance, be addressed to Xxxxx Xx. Xxxxxxxxx, of Company, or Xxxxxx Xx. Xxxxx, of Auditor, for resolution. SCHEDULE E NON-DISCLOSURE AGREEMENT DATED APRIL 1017, 2013 SCHEDULE F FORM OF SIGNATORY STATE SIGNATURE PAGE The undersigned Participating State, as identified in the attached Schedule A, agrees to enter into the Global Resolution Agreement with Allianz Symetra as a Signatory State. [SIGNATORY STATE] By: Date:

REPORT AND DELIVERY PROTOCOL FOR PAYMENT OF PROCEEDS TO A SIGNATORY STATE. Records of Property to be escheated will be generated on the last day of the calendar month: (a) in which the one calendar month review period for property in the Company’s unclaimed property system ends; (b) in which the due diligence period ends; (c) in which the valuation period provided for in Section IV.A.1(i) ends if it is determined that no due diligence is required with respect to the Proceeds; or (d) in which the processing of Missing Data Life Policy UPRs described in Section I. above is completed. Payment of all Proceeds to be reported and remitted shall be delivered as of the 15th business 10th day of the following month. Company agrees that all Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be reported by Company to a Signatory State with a notation indicating that the report is made pursuant to the Audit, and shall be remitted by Company to the Signatory State either through Auditor or in accordance with Auditor' instructions. Further, Company agrees that it shall provide to Auditor a copy of all such reports and remittances. Company further agrees that no Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be included in any annual filings or any supplemental filings made by Company to the Signatory States. Nothing in this Agreement, however, shall prohibit Company from identifying and remitting Proceeds to a Beneficiary if permitted or required by a Signatory State's UP Laws. At such time as the Company provides notice of remittance to a Beneficiary under a Signatory State's UP Laws, the Company shall provide a copy of the notice of remittance to Auditor. The Signatory State and Auditor shall have access to all relevant records documenting the identification of the Beneficiary and the remittance of Proceeds pursuant to this Section. Auditor and Company mutually agree to deliver all notices and reports required under the Agreement according to the following protocols. Reports provided to Company shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xxxxx Xxxxxxxxx, Xx. Xxxxxx Xxxxxxx at Xxxxx.Xxxxxxxxx@xxxxxxxxxxx.xxxxxxxxx.xxxxxxx@xxxxxxxxxxx.xxx. Company may designate in writing to Auditor one or more persons to receive such reports instead of Xxxxx XxxxxxxxxXx. Xxxxxxx. Reports provided to Auditor shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xx. Xxxxxx Xxxxx, at xxxxxx@xxxxxxxxxxxxxx.xxx. Where Auditor is to provide notice to a Signatory State under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by Auditor. Where a Signatory State is to provide notice or a report to Company under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by the Signatory State to Company. Report delivery protocol questions, issues, concerns, or disputes shall, in the first instance, be addressed to Xxxxx XxxxxxxxxXx. Xxxxxxx, of Company, or Xxxxxx Xx. Xxxxx, of Auditor, for resolution. SCHEDULE E NON-DISCLOSURE AGREEMENT DATED APRIL 1011, 2013 2011 SCHEDULE F FORM OF SIGNATORY STATE SIGNATURE PAGE The undersigned Participating State, as identified in the attached Schedule A, agrees to enter into the Global Resolution Agreement with Allianz Pacific Life as a Signatory State. [SIGNATORY STATE] By: Date:

REPORT AND DELIVERY PROTOCOL FOR PAYMENT OF PROCEEDS TO A SIGNATORY STATE. Records of Property to be escheated will be generated on the last day of the calendar month: (a) in which the one calendar month review period for property in the Company’s unclaimed property system ends; (b) in which the due diligence period ends; (c) in which the valuation period provided for in Section IV.A.1(i) ends if it is determined that no due diligence is required with respect to the Proceeds; or (d) in which the processing of Missing Data Life Policy UPRs described in Section I. above is completed. Payment of all Proceeds to be reported and remitted shall be delivered as of the 15th business 10th day of the following month. Company agrees that all Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be reported by Company to a Signatory State with a notation indicating that the report is made pursuant to the Audit, and shall be remitted by Company to the Signatory State either through Auditor or in accordance with Auditor' instructions. Further, Company agrees that it shall provide to Auditor a copy of all such reports and remittances. Company further agrees that no Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be included in any annual filings or any supplemental filings made by Company to the Signatory States. Nothing in this Agreement, however, shall prohibit Company from identifying and remitting Proceeds to a Beneficiary if permitted or required by a Signatory State's UP Laws. At such time as the Company provides notice of remittance to a Beneficiary under a Signatory State's UP Laws, the Company shall provide a copy of the notice of remittance to Auditor. The Signatory State and Auditor shall have access to all relevant records documenting the identification of the Beneficiary and the remittance of Proceeds pursuant to this Section. Auditor and Company mutually agree to deliver all notices and reports required under the Agreement according to the following protocols. Reports provided to Company shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xx. Xxxxx Xxxxxxxxx, Xxxxx at Xxxxx.Xxxxxxxxx@xxxxxxxxxxx.xxxxxxxx.xxxxx@xxxxxxxxxxx.xxx. Company may designate in writing to Auditor one or more persons to receive such reports instead of Xxxxx XxxxxxxxxXx. Xxxxx. Reports provided to Auditor shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xx. Xxxxxx Xxxxx, at xxxxxx@xxxxxxxxxxxxxx.xxx. Where Auditor is to provide notice to a Signatory State under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by Auditor. Where a Signatory State is to provide notice or a report to Company under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by the Signatory State to Company. Report delivery protocol questions, issues, concerns, or disputes shall, in the first instance, be addressed to Xxxxx XxxxxxxxxXx. Xxxxx, of Company, or Xxxxxx Xx. Xxxxx, of Auditor, for resolution. SCHEDULE E NON-DISCLOSURE AGREEMENT DATED APRIL 10JULY 1, 2013 2010 SCHEDULE F FORM OF SIGNATORY STATE SIGNATURE PAGE The undersigned Participating State, as identified in the attached Schedule A, agrees to enter into the Global Resolution Agreement with Allianz Hartford as a Signatory State. [SIGNATORY STATE] By: Date:

REPORT AND DELIVERY PROTOCOL FOR PAYMENT OF PROCEEDS TO A SIGNATORY STATE. Records of Property to be escheated will be generated on the last day of the calendar month: (a) in which the one calendar month review period for property in the Company’s unclaimed property system ends; (b) in which the due diligence period ends; (c) in which the valuation period provided for in Section IV.A.1(i) ends if it is determined that no due diligence is required with respect to the Proceeds; or (d) in which the processing of Missing Data Life Policy UPRs described in Section I. above is completed. Payment of all Proceeds to be reported and remitted shall be delivered as of the 15th business 10th day of the following month. Company agrees that all Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be reported by Company to a Signatory State with a notation indicating that the report is made pursuant to the Audit, and shall be remitted by Company to the Signatory State either through Auditor or in accordance with Auditor' instructions. Further, Company agrees that it shall provide to Auditor a copy of all such reports and remittances. Company further agrees that no Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be included in any annual filings or any supplemental filings made by Company to the Signatory States. Nothing in this Agreement, however, shall prohibit Company from identifying and remitting Proceeds to a Beneficiary if permitted or required by a Signatory State's UP Laws. At such time as the Company provides notice of remittance to a Beneficiary under a Signatory State's UP Laws, the Company shall provide a copy of the notice of remittance to Auditor. The Signatory State and Auditor shall have access to all relevant records documenting the identification of the Beneficiary and the remittance of Proceeds pursuant to this Section. Auditor and Company mutually agree to deliver all notices and reports required under the Agreement according to the following protocols. Reports provided to Company shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xx. Xxxxx XxxxxxxxxXxxxxxxxxxxx at DBachenheimer@tiaa- xxxx.xxx, or Xx. Xxx Xxx at Xxxxx.Xxxxxxxxx@xxxxxxxxxxx.xxxXXxx@xxxx-xxxx.xxx. Company may designate in writing to Auditor one or more persons to receive such reports instead of Xxxxx XxxxxxxxxXx. Xxxxxxxxxxxx or Xx. Xxx. Reports provided to Auditor shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xx. Xxxxxx Xxxxx, at xxxxxx@xxxxxxxxxxxxxx.xxx. Where Auditor is to provide notice to a Signatory State under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by Auditor. Where a Signatory State is to provide notice or a report to Company under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by the Signatory State to Company. Report delivery protocol questions, issues, concerns, or disputes shall, in the first instance, be addressed to Xxxxx XxxxxxxxxXx. Xxxxxxxxxxxx or Xx. Xxx, of Company, or Xxxxxx Xx. Xxxxx, of Auditor, for resolution. SCHEDULE E NON-DISCLOSURE AGREEMENT DATED APRIL 10MARCH 26, 2013 SCHEDULE F FORM OF SIGNATORY STATE SIGNATURE PAGE The undersigned Participating State, as identified in the attached Schedule A, agrees to enter into the Global Resolution Agreement with Allianz TIAA-CREF as a Signatory State. [SIGNATORY STATE] By: Date: