Common use of REPORT AND DELIVERY PROTOCOL FOR PAYMENT OF Clause in Contracts

REPORT AND DELIVERY PROTOCOL FOR PAYMENT OF. PROCEEDS TO A SIGNATORY STATE Records of Property to be escheated will be generated on the last day of the calendar month: (a) in which the one calendar month review period for property in the Company’s unclaimed property system ends; (b) in which the due diligence period ends; (c) in which the valuation period provided for in Section IV.A.1(i) ends if it is determined that no due diligence is required with respect to the Proceeds; or (d) in which the processing of Missing Data Life Policy UPRs described in Section I. above is completed. Payment of all Proceeds to be reported and remitted shall be delivered as of the 15th day of the following month. Company agrees that all Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be reported by Company to a Signatory State with a notation indicating that the report is made pursuant to the Audit, and shall be remitted by Company to the Signatory State either through Auditor or in accordance with Auditor' instructions. Further, Company agrees that it shall provide to Auditor a copy of all such reports and remittances. Company further agrees that no Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be included in any annual filings or any supplemental filings made by Company to the Signatory States. Nothing in this Agreement, however, shall prohibit Company from identifying and remitting Proceeds to a Beneficiary if permitted or required by a Signatory State's UP Laws. At such time as the Company provides notice of remittance to a Beneficiary under a Signatory State's UP Laws, the Company shall provide a copy of the notice of remittance to Auditor. The Signatory State and Auditor shall have access to all relevant records documenting the identification of the Beneficiary and the remittance of Proceeds pursuant to this Section. Auditor and Company mutually agree to deliver all notices and reports required under the Agreement according to the following protocols. Reports provided to Company shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xxxx Xxxxxxx at Xxxx.Xxxxxxx@xx.xxx.xxx. Company may designate in writing to Auditor one or more persons to receive such reports instead of Xxxx Xxxxxxx. Reports provided to Auditor shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xx. Xxxxxx Xxxxx, at xxxxxx@xxxxxxxxxxxxxx.xxx. Where Auditor is to provide notice to a Signatory State under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by Auditor. Where a Signatory State is to provide notice or a report to Company under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by the Signatory State to Company. Report delivery protocol questions, issues, concerns, or disputes shall, in the first instance, be addressed to Xxxx Xxxxxxx, of Company, or Xx. Xxxxx, of Auditor, for resolution. Company may change its designated contact for notices, reports, questions, issues, concerns, or disputes by notice to Auditor. SCHEDULE E NON-DISCLOSURE AGREEMENT DATED JUNE 17, 2011 SCHEDULE F FORM OF SIGNATORY STATE SIGNATURE PAGE The undersigned Participating State, as identified in the attached Schedule A, agrees to enter into the Global Resolution Agreement with ING as a Signatory State. [SIGNATORY STATE] By: Date:

REPORT AND DELIVERY PROTOCOL FOR PAYMENT OF. PROCEEDS TO A SIGNATORY STATE Records of Property to be escheated will be generated on the last day of the calendar month: (a) in which the one calendar month review period for property in the Company’s unclaimed property system ends; (b) in which the due diligence period ends; (c) in which the valuation period provided for in Section IV.A.1(i) ends if it is determined that no due diligence is required with respect to the Proceeds; or (d) in which the processing of Missing Data Life Policy UPRs described in Section I. above is completed. Payment of all Proceeds to be reported and remitted shall be delivered as of the 15th 10th day of the following month. Company agrees that all Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be reported by Company to a Signatory State with a notation indicating that the report is made pursuant to the Audit, and shall be remitted by Company to the Signatory State either through Auditor or in accordance with Auditor' instructions. Further, Company agrees that it shall provide to Auditor a copy of all such reports and remittances. Company further agrees that no Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be included in any annual filings or any supplemental filings made by Company to the Signatory States. Nothing in this Agreement, however, shall prohibit Company from identifying and remitting Proceeds to a Beneficiary if permitted or required by a Signatory State's UP Laws. At such time as the Company provides notice of remittance to a Beneficiary under a Signatory State's UP Laws, the Company shall provide a copy of the notice of remittance to Auditor. The Signatory State and Auditor shall have access to all relevant records documenting the identification of the Beneficiary and the remittance of Proceeds pursuant to this Section. Auditor and Company mutually agree to deliver all notices and reports required under the Agreement according to the following protocols. Reports provided to Company shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xxxx Xxxxxxx at Xxxx.Xxxxxxx@xx.xxx.xxx. Company may designate in writing to Auditor one or more persons to receive such reports instead of Xxxx Xxxxxxx. Reports provided to Auditor shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xx. Xxxxxx Xxxxx, at xxxxxx@xxxxxxxxxxxxxx.xxx. Where Auditor is to provide notice to a Signatory State under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by Auditor. Where a Signatory State is to provide notice or a report to Company under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by the Signatory State to Company. Report delivery protocol questions, issues, concerns, or disputes shall, in the first instance, be addressed to Xxxx Xxxxxxx, of Company, or Xx. Xxxxx, of Auditor, for resolution. Company may change its designated contact for notices, reports, questions, issues, concerns, or disputes by notice to Auditor. SCHEDULE E NON-DISCLOSURE AGREEMENT DATED JUNE 17, 2011 SCHEDULE F FORM OF SIGNATORY STATE SIGNATURE PAGE The undersigned Participating State, as identified in the attached Schedule A, agrees to enter into the Global Resolution Agreement with ING as a Signatory State. [SIGNATORY STATE] By: Date:.

REPORT AND DELIVERY PROTOCOL FOR PAYMENT OF. PROCEEDS TO A SIGNATORY STATE Records of Property to be escheated will be generated on the last day of the calendar month: (a) in which the one calendar month review period for property in the Company’s unclaimed property system ends; (b) in which the due diligence period ends; (c) in which the valuation period provided for in Section IV.A.1(i) ends if it is determined that no due diligence is required with respect to the Proceeds; or (d) in which the processing of Industrial RPU/Missing Data Life Policy UPRs described in Section I. above is completed. Payment of all Proceeds to be reported and remitted shall be delivered as of the 15th 10th day of the following month. Company agrees that all Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be reported by Company to a Signatory State with a notation indicating that the report is made pursuant to the Audit, and shall be remitted by Company to the Signatory State either through Auditor or in accordance with Auditor' instructions. Further, Company agrees that it shall provide to Auditor a copy of all such reports and remittances. Company further agrees that no Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be included in any annual filings or any supplemental filings made by Company to the Signatory States. Nothing in this Agreement, however, shall prohibit Company from identifying and remitting Proceeds to a Beneficiary if permitted or required by a Signatory State's UP Laws. At such time as the Company provides notice of remittance to a Beneficiary under a Signatory State's UP Laws, the Company shall provide a copy of the notice of remittance to Auditor. The Signatory State and Auditor shall have access to all relevant records documenting the identification of the Beneficiary and the remittance of Proceeds pursuant to this Section. Auditor and Company mutually agree to deliver all notices and reports required under the Agreement according to the following protocols. Reports provided to Company shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xxxx Xxxxxxx Xxxxxx at Xxxx.Xxxxxxx@xx.xxx.xxxxxxx.xxxxxx@xxxxxxxxxxxxxxxxxxx.xxx and Xxxxx Xxxxx at xxxxx.xxxxx@xxxxxxxxxxxxxxxxxxx.xxx. Company may designate in writing to Auditor one or more persons to receive such reports instead of Xxxx XxxxxxxXxxxxx and Xxxxx Xxxxx. Reports provided to Auditor shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xx. Xxxxxx Xxxxx, at xxxxxx@xxxxxxxxxxxxxx.xxx. Where Auditor is to provide notice to a Signatory State under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by Auditor. Where a Signatory State is to provide notice or a report to Company under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by the Signatory State to Company. Report delivery protocol questions, issues, concerns, or disputes shall, in the first instance, be addressed to Xxxx XxxxxxxXxxxxx and Xxxxx Xxxxx, of Company, or Xx. Xxxxxx Xxxxx, of Auditor, for resolution. Company may change its designated contact for notices, reports, questions, issues, concerns, or disputes by notice to Auditor. SCHEDULE E NON-DISCLOSURE AGREEMENT DATED JUNE 17FEBRUARY 16, 2011 2012 SCHEDULE F FORM OF SIGNATORY STATE SIGNATURE PAGE The undersigned Participating State, as identified in the attached Schedule A, agrees to enter into the Global Resolution Agreement with ING Western & Southern as a Signatory State. [SIGNATORY STATE] By: Date:

REPORT AND DELIVERY PROTOCOL FOR PAYMENT OF. PROCEEDS TO A SIGNATORY STATE Records of Property to be escheated will be generated on the last day of the calendar month: (a) in which the one calendar month review period for property in the Company’s unclaimed property system ends; (b) in which the due diligence period ends; (c) in which the valuation period provided for in Section IV.A.1(i) ends if it is determined that no due diligence is required with respect to the Proceeds; or (d) in which the processing of Missing Data Life Policy UPRs described in Section I. above is completed. Payment of all Proceeds to be reported and remitted shall be delivered as of the 15th 10th day of the following month. Company agrees that all Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be reported by Company to a Signatory State with a notation indicating that the report is made pursuant to the Audit, and shall be remitted by Company to the Signatory State either through Auditor or in accordance with Auditor' instructions. Further, Company agrees that it shall provide to Auditor a copy of all such reports and remittances. Company further agrees that no Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be included in any annual filings or any supplemental filings made by Company to the Signatory States. Nothing in this Agreement, however, shall prohibit Company from identifying and remitting Proceeds to a Beneficiary if permitted or required by a Signatory State's UP Laws. At such time as the Company provides notice of remittance to a Beneficiary under a Signatory State's UP Laws, the Company shall provide a copy of the notice of remittance to Auditor. The Signatory State and Auditor shall have access to all relevant records documenting the identification of the Beneficiary and the remittance of Proceeds pursuant to this Section. Auditor and Company mutually agree to deliver all notices and reports required under the Agreement according to the following protocols. Reports provided to Company shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xxxx Xxxxxxx Ms. Xxxxx Xxxxxx at Xxxx.Xxxxxxx@xx.xxx.xxxxxxxxxx@xxxxxxxxxx.xxx. Company may designate in writing to Auditor one or more persons to receive such reports instead of Xxxx XxxxxxxMs. Xxxxxx. Reports provided to Auditor shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xx. Xxxxxx XxxxxXxxxxxx Xxxxxxx, at xxxxxx@xxxxxxxxxxxxxx.xxxxxxxxxx.xxxxxxx@xxxxx.xxx. Where Auditor is to provide notice to a Signatory State under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by Auditor. Where a Signatory State is to provide notice or a report to Company under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by the Signatory State to Company. Report delivery protocol questions, issues, concerns, or disputes shall, in the first instance, be addressed to Xxxx XxxxxxxMs. Xxxxxx, of Company, or Xx. XxxxxMr. Xxxxxx Xxxx, Xxxxxx.xxxx@xxxxx.xxx, of Auditor, for resolution. Company may change its designated contact for notices, reports, questions, issues, concerns, or disputes by notice to Auditor. SCHEDULE E NON-DISCLOSURE AGREEMENT DATED JUNE 176, 2011 2013 SCHEDULE F FORM OF SIGNATORY STATE SIGNATURE PAGE The undersigned Participating State, as identified in the attached Schedule A, agrees to enter into the Global Resolution Agreement with ING SFG as a Signatory State. [SIGNATORY STATE] By: Date:

REPORT AND DELIVERY PROTOCOL FOR PAYMENT OF. PROCEEDS TO A SIGNATORY STATE Records of Property to be escheated will be generated on the last day of the calendar month: (a) in which the one calendar month review period for property in the Company’s unclaimed property system ends; (b) in which the due diligence period ends; (c) in which the valuation period provided for in Section IV.A.1(i) ends if it is determined that no due diligence is required with respect to the Proceeds; or (d) in which the processing of Missing Data Life Policy UPRs described in Section I. above is completed. Payment of all Proceeds to be reported and remitted shall be delivered as of the 15th 10th day of the following month. Company agrees that all Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be reported by Company to a Signatory State with a notation indicating that the report is made pursuant to the Audit, and shall be remitted by Company to the Signatory State either through Auditor or in accordance with Auditor' instructions. Further, Company agrees that it shall provide to Auditor a copy of all such reports and remittances. Company further agrees that no Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be included in any annual filings or any supplemental filings made by Company to the Signatory States. Nothing in this Agreement, however, shall prohibit Company from identifying and remitting Proceeds to a Beneficiary if permitted or required by a Signatory State's UP Laws. At such time as the Company provides notice of remittance to a Beneficiary under a Signatory State's UP Laws, the Company shall provide a copy of the notice of remittance to Auditor. The Signatory State and Auditor shall have access to all relevant records documenting the identification of the Beneficiary and the remittance of Proceeds pursuant to this Section. Auditor and Company mutually agree to deliver all notices and reports required under the Agreement according to the following protocols. Reports provided to Company shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xxxx Xxxxxxx Xx. Xxxxxxxxx X. Frawley at Xxxx.Xxxxxxx@xx.xxx.xxxXXXXXXXXX_X_XXXXXXX@XxxXxxxXxxx.xxx. Company may designate in writing to Auditor one or more persons to receive such reports instead of Xxxx Xx. Xxxxxxx. Reports provided to Auditor shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xx. Xxxxxx Xxxxx, at xxxxxx@xxxxxxxxxxxxxx.xxx. Where Auditor is to provide notice to a Signatory State under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by Auditor. Where a Signatory State is to provide notice or a report to Company under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by the Signatory State to Company. Report delivery protocol questions, issues, concerns, or disputes shall, in the first instance, be addressed to Xxxx XxxxxxxXx. Xxxxxxxxx X. Frawley, of Company, or Xx. Xxxxxx Xxxxx, of Auditor, for resolution. Company may change its designated contact for notices, reports, questions, issues, concerns, or disputes by notice to Auditor. SCHEDULE E NON-DISCLOSURE AGREEMENT DATED JUNE 17FEBRUARY 22, 2011 SCHEDULE F FORM OF SIGNATORY STATE SIGNATURE PAGE The undersigned Participating State, as identified in the attached Schedule A, agrees to enter into the Global Resolution Agreement with ING New York Life as a Signatory State. [SIGNATORY STATE] By: Date:

REPORT AND DELIVERY PROTOCOL FOR PAYMENT OF. PROCEEDS TO A SIGNATORY STATE Records of Property to be escheated will be generated on the last day of the calendar month: (a) in which the one calendar month review period for property in the Company’s unclaimed property system ends; (b) in which the due diligence period ends; (c) in which the valuation period provided for in Section IV.A.1(i) ends if it is determined that no due diligence is required with respect to the Proceeds; or (d) in which the processing of Missing Data Life Policy UPRs described in Section I. above is completed. Payment of all Proceeds to be reported and remitted shall be delivered as of the 15th 10th day of the following month. Company agrees that all Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be reported by Company to a Signatory State with a notation indicating that the report is made pursuant to the Audit, and shall be remitted by Company to the Signatory State either through Auditor or in accordance with Auditor' instructions. Further, Company agrees that it shall provide to Auditor a copy of all such reports and remittances. Company further agrees that no Proceeds to be reported and remitted to a Signatory State pursuant to this Agreement shall be included in any annual filings or any supplemental filings made by Company to the Signatory States. Nothing in this Agreement, however, shall prohibit Company from identifying and remitting Proceeds to a Beneficiary if permitted or required by a Signatory State's UP Laws. At such time as the Company provides notice of remittance to a Beneficiary under a Signatory State's UP Laws, the Company shall provide a copy of the notice of remittance to Auditor. The Signatory State and Auditor shall have access to all relevant records documenting the identification of the Beneficiary and the remittance of Proceeds pursuant to this Section. Auditor and Company mutually agree to deliver all notices and reports required under the Agreement according to the following protocols. Reports provided to Company shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xxxx Xxxxxxx Xx. Xxxxxx Xxxxxxxxx at Xxxx.Xxxxxxx@xx.xxx.xxxxxxxxx.xxxxxxxxx@xxxxxxxx.xxx and Xx. Xxxxx Xxxxx at xxxxx.xxxxx@xxxxxxxx.xxx. Company may designate in writing to Auditor one or more persons to receive such reports instead of Xxxx XxxxxxxXx. Xxxxxxxxx and/or Xx. Xxxxx. Reports provided to Auditor shall be delivered in electronic, encrypted, password protected, unlocked (to permit sorting) Excel format (or such other format as Auditor and Company mutually agree in writing) to Xx. Xxxxxx Xxxxx, at xxxxxx@xxxxxxxxxxxxxx.xxx. Where Auditor is to provide notice to a Signatory State under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by Auditor. Where a Signatory State is to provide notice or a report to Company under Section 3.E of the Agreement or this Schedule D, the date of notice is the date on which notice is sent by the Signatory State to Company. Report delivery protocol questions, issues, concerns, or disputes shall, in the first instance, be addressed to Xxxx XxxxxxxXx. Xxxxxxxxx and Xx. Xxxxx, of Company, or Xx. Xxxxx, of Auditor, for resolution. Company may change its designated contact for notices, reports, questions, issues, concerns, or disputes by notice to Auditor. SCHEDULE E NON-DISCLOSURE AGREEMENT DATED JUNE 1715, 2011 2010 SCHEDULE F FORM OF SIGNATORY STATE SIGNATURE PAGE The undersigned Participating State, as identified in the attached Schedule A, agrees to enter into the Global Resolution Agreement with ING Genworth as a Signatory State. [SIGNATORY STATE] By: Date: