Reporting and Consent. 5.1 The Subscriber expressly consents and agrees to: (a) the Issuer collecting personal information regarding the Subscriber for the purpose of completing the transactions contemplated by this Agreement; and (b) the Issuer releasing personal information regarding the Subscriber and this Subscription, including the Subscriber’s name, residential address, telephone number, email address and registration and delivery instructions, the number of Securities purchased, the number of securities of the Issuer held by the Subscriber, the status of the Subscriber as an insider or registrant, or as otherwise represented herein, and, if applicable, information regarding the beneficial ownership of the principals of the Subscriber, to securities regulatory authorities in compliance with Applicable Securities Laws, to other authorities as required by law and to the registrar and transfer agent of the Issuer for the purpose of arranging for the preparation of the certificates representing the Securities in connection with the Offering. The purpose of the collection of the information is to ensure the Issuer and its advisers will be able to issue Securities to the Subscriber in accordance with the instructions of the Subscriber and in compliance with applicable Canadian corporate and securities laws and Canadian Securities Exchange policies, and to obtain the information required to be provided in documents required to be filed with securities regulatory authorities under Applicable Securities Laws and with other authorities as required by law. The Subscriber further expressly consents and agrees to the collection, use and disclosure of all such personal information by securities regulatory authorities and other authorities in accordance with their requirements, including the provision of all such personal information to third party service providers from time to time. The contact information for the officer of the Issuer who can answer questions about the collection of information by the Issuer is as follows: Name & Title: J. O▇▇▇ ▇▇▇▇▇▇▇▇▇, CEO Issuer Name: Grown Rogue International Inc. Address: 3▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇▇, ▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇▇▇ Telephone No: 5▇▇-▇▇▇-▇▇▇▇ 5.2 The Subscriber expressly acknowledges and agrees that: (a) the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act of Canada, a list setting forth the identities of the purchasers of the Securities and any personal information provided by the Subscriber, and the Subscriber hereby represents and warrants that to the best of the Subscriber’s knowledge, none of the funds representing the subscription proceeds to be provided by the Subscriber (i) have been or will be derived from or related to any activity that is deemed criminal under the law of Canada, the United States of America, or any other jurisdiction, or (ii) are being tendered on behalf of a person or entity who has not been identified to the Subscriber; the Subscriber hereby further covenants that it shall promptly notify the Issuer if the Subscriber discovers that any of such representations ceases to be true, and shall provide the Issuer with appropriate information in connection therewith; (b) the Subscriber is not a person or entity identified in the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism (“RIUNRST”), the United Nations Al-Qaida and Taliban Regulations (“UNAQTR”), the Regulations Implementing the United Nations Resolution on the Democratic People’s Republic of Korea (“UNRDPRK”), the Regulations Implementing the United Nations Resolution on Iran (“RIUNRI”), the Special Economic Measures (Zimbabwe) Regulations (the “Zimbabwe Regulations”), the Special Economic Measures (Burma) Regulations (the “Burma Regulations”) or any other similar statute; (c) the Subscriber acknowledges that the Issuer may in the future be required by law to disclose the Subscriber’s name and other information relating to this Agreement and the Subscriber’s subscription hereunder pursuant to the PCMLA, the Criminal Code (Canada), RIUNRST, UNAQTR, UNRDPRK, RIUNRI, the Zimbabwe Regulations, the Burma Regulations or any other similar statute; and (d) the Subscriber shall complete, sign and return such additional documentation as may be required from time to time under Applicable Securities Laws or any other applicable laws in connection with the Offering and this subscription. 5.3 The Subscriber authorizes the indirect collection of Personal Information (as hereinafter defined) by the securities regulatory authority or regulator (each as defined in National Instrument 14-101 Definitions) and confirms that the Subscriber has been notified by the Issuer: (a) that the Issuer will be delivering Personal Information to the securities regulatory authority or regulator; (b) that the Personal Information is being collected indirectly by the securities regulatory authority or regulator under the authority granted to it in Applicable Securities Laws; (c) that such Personal Information is being collected for the purpose of the administration and enforcement of Applicable Securities Laws; and (d) that the title, business address and business telephone number of the public official who can answer questions about the securities regulatory authority’s or regulator’s indirect collection of the Personal Information is as follows: (i) British Columbia Securities Commission, P.O. Box 10142, Pacific Centre, 7▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Inquiries: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇▇▇▇▇▇@▇▇▇▇.▇▇.▇▇; (ii) Alberta Securities Commission, Suite 600, 2▇▇ – ▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; (iii) Financial and Consumer Affairs Authority of Saskatchewan, Suite 6▇▇ - ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; (iv) The Manitoba Securities Commission, 5▇▇ – ▇▇▇ ▇▇. ▇▇▇▇ ▇▇▇▇▇▇, Winnipeg, Manitoba R3C 4K5, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Manitoba 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; (v) Ontario Securities Commission, 2▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: e▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇.▇▇.▇▇, Public official contact regarding indirect collection of information: Inquiries Officer; (vi) Autorité des marchés financiers, 8▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇, ▇.▇. 246, Tour de la Bourse, Montréal, Québec H4Z 1G3, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇ or 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For filing purposes only), Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For privacy requests only), Email: f▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For corporate finance issuers); f▇▇▇▇_▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For investment fund issuers); (vii) Financial and Consumer Services Commission (New Brunswick), 8▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇,, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇ Brunswick E2L 2J2, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇@▇▇▇▇.▇▇; (viii) Nova Scotia Securities Commission, Suite 400, 5▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇, ▇.▇. Box 458 Halifax, Nova Scotia B3J 2P8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; (ix) P▇▇▇▇▇ ▇▇▇▇▇▇ Island Securities Office, 9▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor S▇▇▇ Building, P.O. Box 2000 Charlottetown, P▇▇▇▇▇ ▇▇▇▇▇▇ Island C1A 7N8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; and (x) Government of Newfoundland and Labrador, Financial Services Regulation Division, P.O. Box 8700, Confederation Building 2nd Floor, West Block, P▇▇▇▇▇ ▇▇▇▇▇▇ Drive, St. John’s, Newfoundland and Labrador A1B 4J6, Attention: Director of Securities, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇.
Appears in 2 contracts
Sources: Private Placement Subscription Agreement (Grown Rogue International Inc.), Private Placement Subscription Agreement (Grown Rogue International Inc.)
Reporting and Consent. 5.1 The Subscriber expressly consents and agrees to:
(a) the Issuer collecting personal information regarding the Subscriber for the purpose of completing the transactions contemplated by this Agreement; and
(b) the Issuer releasing personal information regarding the Subscriber and this Subscriptionsubscription, including the Subscriber’s name, residential address, telephone number, email address and registration and delivery instructions, the number of Purchased Securities purchased, the number of securities of the Issuer held by the Subscriber, the status of the Subscriber as an insider or registrant, or as otherwise represented herein, and, if applicable, information regarding the beneficial ownership of the principals of the Subscriber, to securities regulatory authorities in compliance with Applicable Securities Laws, to other authorities as required by law and to the registrar and transfer agent of the Issuer for the purpose of arranging for the preparation of the certificates representing the Purchased Securities in connection with the Offering. The purpose of the collection of the information is to ensure the Issuer and its advisers will be able to issue Purchased Securities to the Subscriber in accordance with the instructions of the Subscriber and in compliance with applicable Canadian corporate and securities laws and Canadian Securities Exchange policies, and to obtain the information required to be provided in documents required to be filed with securities regulatory authorities under Applicable Securities Laws and with other authorities as required by law. The Subscriber further expressly consents and agrees to the collection, use and disclosure of all such personal information by securities regulatory authorities and other authorities in accordance with their requirements, including the provision of all such personal information to third party service providers from time to time. The contact information for the officer of the Issuer who can answer questions about the collection of information by the Issuer is as follows: Name & Title: J. O▇▇▇ ▇▇▇▇▇▇▇▇▇, President & CEO Issuer Name: Grown Rogue International Inc. Address: 35▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇▇, ▇▇ ▇▇▇ ▇▇▇, ▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇ Telephone NoEmail: 5▇▇-o▇▇▇-@▇▇▇▇▇▇▇▇▇▇.▇▇▇
5.2 The Subscriber expressly acknowledges and agrees that:
(a) the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act of Canada, a list setting forth the identities of the purchasers of the Securities and any personal information provided by the Subscriber, and the Subscriber hereby represents and warrants that to the best of the Subscriber’s knowledge, none of the funds representing the subscription proceeds to be provided by the Subscriber (i) have been or will be derived from or related to any activity that is deemed criminal under the law of Canada, the United States of America, or any other jurisdiction, or (ii) are being tendered on behalf of a person or entity who has not been identified to the Subscriber; the Subscriber hereby further covenants that it shall promptly notify the Issuer if the Subscriber discovers that any of such representations ceases to be true, and shall provide the Issuer with appropriate information in connection therewith;
(b) the Subscriber is not a person or entity identified in the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism (“RIUNRST”), the United Nations Al-Qaida and Taliban Regulations (“UNAQTR”), the Regulations Implementing the United Nations Resolution on the Democratic People’s Republic of Korea (“UNRDPRK”), the Regulations Implementing the United Nations Resolution on Iran (“RIUNRI”), the Special Economic Measures (Zimbabwe) Regulations (the “Zimbabwe Regulations”), the Special Economic Measures (Burma) Regulations (the “Burma Regulations”) or any other similar statute;
(c) the Subscriber acknowledges that the Issuer may in the future be required by law to disclose the Subscriber’s name and other information relating to this Agreement and the Subscriber’s subscription hereunder pursuant to the PCMLA, the Criminal Code (Canada), RIUNRST, UNAQTR, UNRDPRK, RIUNRI, the Zimbabwe Regulations, the Burma Regulations or any other similar statute; and
(d) the Subscriber shall complete, sign and return such additional documentation as may be required from time to time under Applicable Securities Laws or any other applicable laws in connection with the Offering and this subscription.
5.3 The Subscriber authorizes the indirect collection of Personal Information (as hereinafter defined) by the securities regulatory authority or regulator (each as defined in National Instrument 14-101 Definitions) and confirms that the Subscriber has been notified by the Issuer:
(a) that the Issuer will be delivering Personal Information to the securities regulatory authority or regulator;
(b) that the Personal Information is being collected indirectly by the securities regulatory authority or regulator under the authority granted to it in Applicable Securities Laws;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of Applicable Securities Laws; and
(d) that the title, business address and business telephone number of the public official who can answer questions about the securities regulatory authority’s or regulator’s indirect collection of the Personal Information is as follows:
(i) British Columbia Securities Commission, P.O. Box 10142, Pacific Centre, 7▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Inquiries: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇▇▇▇▇▇@▇▇▇▇.▇▇.▇▇;
(ii) Alberta Securities Commission, Suite 600, 2▇▇ – ▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iii) Financial and Consumer Affairs Authority of Saskatchewan, Suite 6▇▇ - ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iv) The Manitoba Securities Commission, 5▇▇ – ▇▇▇ ▇▇. ▇▇▇▇ ▇▇▇▇▇▇, Winnipeg, Manitoba R3C 4K5, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Manitoba 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(v) Ontario Securities Commission, 2▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: e▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇.▇▇.▇▇, Public official contact regarding indirect collection of information: Inquiries Officer;
(vi) Autorité des marchés financiers, 8▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇, ▇.▇. 246, Tour de la Bourse, Montréal, Québec H4Z 1G3, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇ or 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For filing purposes only), Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For privacy requests only), Email: f▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For corporate finance issuers); f▇▇▇▇_▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For investment fund issuers);
(vii) Financial and Consumer Services Commission (New Brunswick), 8▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇,, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇ Brunswick E2L 2J2, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇@▇▇▇▇.▇▇;
(viii) Nova Scotia Securities Commission, Suite 400, 5▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇, ▇.▇. Box 458 Halifax, Nova Scotia B3J 2P8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(ix) P▇▇▇▇▇ ▇▇▇▇▇▇ Island Securities Office, 9▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor S▇▇▇ Building, P.O. Box 2000 Charlottetown, P▇▇▇▇▇ ▇▇▇▇▇▇ Island C1A 7N8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; and
(x) Government of Newfoundland and Labrador, Financial Services Regulation Division, P.O. Box 8700, Confederation Building 2nd Floor, West Block, P▇▇▇▇▇ ▇▇▇▇▇▇ Drive, St. John’s, Newfoundland and Labrador A1B 4J6, Attention: Director of Securities, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇.
Appears in 2 contracts
Sources: Convertible Debenture Subscription Agreement (Grown Rogue International Inc.), Convertible Debenture Subscription Agreement (Grown Rogue International Inc.)
Reporting and Consent. 5.1 The Subscriber Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, expressly consents and agrees to:
(a) the Issuer collecting personal information regarding the Subscriber for the purpose of completing the transactions contemplated by this AgreementSubscription; and
(b) the Issuer releasing personal information regarding the Subscriber Subscriber, and this Subscription, including the Subscriber’s name, residential address, telephone number, email address and registration and delivery instructions, the number of Securities purchased, the number of securities of the Issuer held by the Subscriber, the status of the Subscriber as an insider or registrant, Insider or as otherwise represented herein, and, if applicable, information regarding the beneficial ownership of or the principals of the Subscriber, to securities regulatory authorities in compliance with Applicable Securities Laws, to other authorities as required by law and to the registrar and transfer agent of the Issuer for the purpose purposes of arranging for the preparation of the certificates representing the Securities in connection with the Offering. The purpose of the collection of the information is to ensure the Issuer and its advisers advisors will be able to issue Securities to the Subscriber in accordance with the instructions of the Subscriber and in compliance with applicable Canadian corporate corporate, securities and securities laws and Canadian Securities other laws, as well as Exchange policiesrequirements, and to obtain the information required to be provided in documents required to be filed with securities regulatory authorities under Applicable Securities Laws and with other authorities (including an Exchange) as required by lawrequired, which may include their public disclosure of such information. The Subscriber Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, further expressly consents and agrees to the collection, use and disclosure of all such personal information by securities regulatory authorities and other authorities in accordance with their requirements, including including, but not limited to, the publishing or making available to the public of such information and the provision of all such personal information to third third-party service providers for their collection, use and disclosure from time to time. The contact information for the officer of the Issuer who can answer questions about the collection of information by the Issuer is as follows: Name & Title: J. O▇Am▇▇ ▇▇▇▇▇▇, President Issuer Name: CHEMESIS INTERNATIONAL INC. Address: Su▇▇▇ ▇▇▇▇, CEO Issuer Name: Grown Rogue International Inc. Address: 3▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇ ▇▇▇ ▇mail Address: am▇▇▇▇▇ Telephone No: 5▇▇-▇▇▇-▇@▇▇▇▇▇▇▇▇.▇▇▇
5.2 The Subscriber Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, expressly acknowledges and agrees that:
(a) the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act of Canada, a list setting forth the identities of the purchasers of the Securities and any personal information provided by the Subscriber, and the Subscriber hereby represents and warrants that to the best of the Subscriber’s knowledge, none of the funds representing the subscription Subscription proceeds to be provided by the Subscriber (i) have been or will be derived from or related to any activity that is deemed criminal under the law laws of Canada, the United States of America, or any other jurisdiction, or (ii) are being tendered on behalf of a person or entity who has not been identified to the Subscriber; the Subscriber hereby further covenants that it shall promptly notify the Issuer if the Subscriber discovers that any of such representations ceases cease to be true, and shall provide the Issuer with appropriate information in connection therewith;herewith; and
(b) the Subscriber is not a person or entity identified in the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism (“RIUNRST”), the United Nations Al-Qaida and Taliban Regulations (“UNAQTR”), the Regulations Implementing the United Nations Resolution on the Democratic People’s Republic of Korea (“UNRDPRK”), the Regulations Implementing the United Nations Resolution on Iran (“RIUNRI”), the Special Economic Measures (Zimbabwe) Regulations (the “Zimbabwe Regulations”), the Special Economic Measures (Burma) Regulations (the “Burma Regulations”) or any other similar statute;
(c) the Subscriber acknowledges that the Issuer may in the future be required by law to disclose the Subscriber’s name and other information relating to this Agreement and the Subscriber’s subscription hereunder pursuant to the PCMLA, the Criminal Code (Canada), RIUNRST, UNAQTR, UNRDPRK, RIUNRI, the Zimbabwe Regulations, the Burma Regulations or any other similar statute; and
(d) the Subscriber it shall complete, sign and return such additional documentation as may be required from time to time under Applicable Securities Laws or any other applicable laws in connection with the Offering and this subscriptionSubscription.
5.3 The Subscriber authorizes the indirect collection of Personal Information (as hereinafter defined) by the securities regulatory authority or regulator (each as defined in National Instrument 14-101 Definitions) and confirms that Furthermore, the Subscriber has been is hereby notified by the Issuerand acknowledges that:
(a) that the Issuer will be delivering Personal Information may deliver to the securities regulatory authority or regulatorapplicable Canadian Securities Commission certain personal information pertaining to the Subscriber, including such Subscriber’s full name, residential address, telephone number and email address, the number of Securities purchased by the Subscriber and the total purchase price paid for such Securities, the prospectus exemption relied on by the Issuer and the date of distribution of the Securities;
(b) that the Personal Information such information is being collected indirectly by the securities regulatory authority or regulator applicable Canadian Securities Commission under the authority granted to it in Applicable Securities Lawssecurities legislation;
(c) that such Personal Information information is being collected for the purpose purposes of the administration and enforcement of Applicable Securities Lawsthe securities legislation of the applicable Canadian jurisdictions; and
(d) that the title, business address and business telephone number of Subscriber may contact the following public official who can answer in each jurisdiction with respect to questions about the securities regulatory authority’s or regulatorapplicable Canadian Securities Commission’s indirect collection of such information at the Personal Information is as follows:
(i) following address and telephone number: Alberta Securities Commission Su▇▇▇ ▇▇▇, ▇▇▇ – ▇▇▇ ▇▇▇▇▇▇ ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇ ▇elephone: 40▇-▇▇▇-▇▇▇▇ ▇oll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇ ▇acsimile: 40▇-▇▇▇-▇▇▇▇ ▇ublic official contact regarding indirect collection of information: FOIP Coordinator British Columbia Securities CommissionCommission P.▇. ▇▇▇ ▇▇▇▇▇, P.O. Box 10142, Pacific Centre, 7▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇0▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇ ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇ ▇, Inquiriesnquiries: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇60▇-▇▇▇-▇▇▇▇ ▇, oll free in Canada: 1-800-373-6393 Facsimile: (60▇▇▇) -▇▇▇-▇▇▇▇ ▇, Emailmail: iFO▇-▇▇▇▇▇▇▇@▇▇▇▇.▇▇.▇▇ ▇;
(ii) Alberta ublic official contact regarding indirect collection of information: FOI Inquiries The Manitoba Securities Commission, Suite 600, 2Commission 500 – 40▇ ▇▇. ▇▇▇▇ – ▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Manitoba R3C 4K5 Telephone: (20▇▇▇) -▇▇▇-▇▇▇▇ ▇, Toll oll free in Canada: Manitoba 1-▇▇▇-▇▇▇-▇▇▇▇ ▇, Facsimileacsimile: (20▇▇▇) -▇▇▇-▇▇▇▇ ▇;
(iii) ublic official contact regarding indirect collection of information: Director Financial and Consumer Affairs Authority of Saskatchewan, Suite 6Services Commission (New Brunswick) 85 ▇▇ - ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇ Brunswick E2L 2J2 Telephone: 50▇-▇▇▇-▇▇▇▇ ▇oll free in Canada: 1-866-933-2222 Facsimile: 50▇-▇▇▇-▇▇▇▇ ▇mail: in▇▇@▇▇▇▇.▇▇ ▇ublic official contact regarding indirect collection of information: Chief Executive Officer and Privacy Officer Government of Newfoundland and Labrador Financial Services Regulation Division P.▇. ▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ▇r▇▇▇▇ ▇▇▇▇▇▇ ▇rive St. John’s, Newfoundland and Labrador A1B 4J6 Attention: Director of Securities Telephone: 70▇-▇▇▇-▇▇▇▇ ▇acsimile: 70▇-▇▇▇-▇▇▇▇ ▇ublic official contact regarding indirect collection of information: Superintendent of Securities Government of the Northwest Territories Office of the Superintendent of Securities P.▇. ▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇ ▇, Telephoneelephone: (86▇▇▇) -▇▇▇-▇▇▇▇ ▇, Facsimileacsimile: (86▇▇▇) -▇▇▇-▇▇▇▇ ▇;
(iv) The Manitoba ublic official contact regarding indirect collection of information: Superintendent of Securities Commission, 5▇▇ – Nova Scotia Securities Commission Su▇▇▇ ▇▇▇, ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ ▇ower P.▇. ▇▇▇ ▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇ ▇▇▇ ▇elephone: 90▇-▇▇▇-▇▇▇▇ ▇acsimile: 90▇-▇▇▇-▇▇▇▇ ▇ublic official contact regarding indirect collection of information: Executive Director Government of Nunavut Department of Justice Legal Registries Division P.O. Box 1000, Station 57▇ ▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇▇▇, Winnipeg, Manitoba R3C 4K5, Telephone: (▇▇ ▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Manitoba 1-▇▇Nunavut X0A 0H0 Telephone: 86▇-▇▇▇-▇▇▇▇ ▇, Facsimileacsimile: (86▇▇▇) -▇▇▇-▇▇▇▇ ▇;
(v) ublic official contact regarding indirect collection of information: Superintendent of Securities Ontario Securities Commission, 2▇ Commission 20 ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇ ▇, Telephoneelephone: (▇▇▇) ▇▇▇416-▇▇▇▇, 593- 8314 Toll free in Canada: 1-▇▇1-877-785-1555 Facsimile: 41▇-▇▇▇-▇▇▇▇ ▇, Facsimilemail: (▇▇▇) ▇▇▇-▇▇▇▇, Email: e▇ex▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇.▇▇.▇▇ ▇, Public ublic official contact regarding indirect collection of information: Inquiries Officer;
(vi) Officer Pr▇▇▇▇ ▇▇▇▇▇▇ ▇sland Securities Office 95 ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor Sh▇▇ ▇uilding P.▇. ▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇ 7N8 Telephone: 90▇-▇▇▇-▇▇▇▇ ▇acsimile: 90▇-▇▇▇-▇▇▇▇ ▇ublic official contact regarding indirect collection of information: Superintendent of Securities Autorité des marchés financiers, 8▇financiers 80▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ ▇tage C.P. 24▇, ▇▇▇▇ ▇▇ ▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇.▇. 246, Tour de la Bourse, Montréal, Québec H4Z 1G3, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇ or 1-▇▇▇ ▇▇▇ ▇éléphone: 51▇-▇▇▇-▇▇▇▇ ▇, r 1-877-525-0337 Facsimile: (51▇▇▇) -▇▇▇-▇▇▇▇ (For filing purposes only), Facsimile▇mail: (▇▇▇) ▇▇▇-▇▇▇▇ (For privacy requests only), Email: f▇fi▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For corporate finance issuers); f▇ublic official contact regarding indirect collection of information: Secrétaire générale Financial and Consumer Affairs Authority of Saskatchewan Suite 601 – 19▇▇▇_▇ ▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For investment fund issuers);
(vii) Financial and Consumer Services Commission (New Brunswick), 8▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇,, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇ Brunswick E2L 2J2, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇@▇▇▇▇.▇▇;
(viii) Nova Scotia Securities Commission, Suite 400, 5▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇, ▇.▇. Box 458 Halifax, Nova Scotia B3J 2P8, Telephone: (▇▇▇) ▇ ▇▇▇ ▇▇▇ ▇elephone: 30▇-▇▇▇-▇▇▇▇ ▇, Facsimileacsimile: (30▇▇▇) -▇▇▇-▇▇▇▇ ▇;
(ix) Public official contact regarding indirect collection of information: Director Government of Yukon Department of Community Services Office of the Superintendent of Securities 30▇ ▇▇▇▇▇ ▇▇▇▇▇▇ Island Securities Office, 9▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor S▇▇▇ Building▇▇, P.O. Box 2000 Charlottetown, P▇▇▇▇▇ ▇▇▇▇ ▇▇▇ Island C1A 7N8, Telephone▇elephone: (86▇▇▇) -▇▇▇-▇▇▇▇ ▇, Facsimileacsimile: (86▇▇▇) -▇▇▇-▇▇▇▇ ▇; and
(x) Government of Newfoundland and Labrador, Financial Services Regulation Division, P.O. Box 8700, Confederation Building 2nd Floor, West Block, P▇▇▇▇▇ mail: se▇▇▇▇▇▇ Drive, St. John’s, Newfoundland and Labrador A1B 4J6, Attention: Director of Securities, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇@▇▇▇.▇▇.▇▇ ▇ublic official contact regarding indirect collection of information: Superintendent of Securities
Appears in 1 contract
Sources: Subscription Agreement (Chemesis International Inc.)
Reporting and Consent. 5.1 The Subscriber 8.1 Each Vendor, on its own behalf and on behalf of any other person for whom it is contracting hereunder, expressly consents and agrees to:
(a) the Issuer Purchaser collecting personal information regarding the Subscriber Vendor for the purpose of completing the transactions contemplated by this Agreement; and
(b) the Issuer Purchaser releasing personal information regarding the Subscriber Vendor and this SubscriptionAgreement, including the SubscriberVendor’s name, residential address, telephone number, email address and registration and delivery instructions, the number of Securities purchased, the number of securities of the Issuer held by the Subscriber, the status of the Subscriber as an insider or registrant, or as otherwise represented hereinConsideration Shares received, and, if applicable, information regarding the beneficial ownership of or the principals of the SubscriberVendor, to securities regulatory authorities in compliance with Applicable Securities Laws, to other authorities as required by law and to the registrar and transfer agent of the Issuer Purchaser for the purpose of arranging for the preparation of the certificates representing the Securities Consideration Shares in connection with the Offering. transaction contemplated in this Agreement. The purpose of the collection of the information is to ensure the Issuer Purchaser and its advisers advisors will be able to issue Securities the Consideration Shares to the Subscriber Vendor in accordance with the instructions of the Subscriber Vendor and in compliance with applicable Canadian corporate corporate, securities and securities laws and Canadian Securities other laws, as well as Exchange policiesrequirements, and to obtain the information required to be provided in documents required to be filed with securities regulatory authorities under Applicable Securities Laws and with other authorities (including the Exchange) as required by lawrequired, which may include their public disclosure of such information. The Subscriber Vendor, on its own behalf and on behalf of any other person for whom it is contracting hereunder, further expressly consents and agrees to the collection, use and disclosure of all such personal information by securities regulatory authorities and other authorities in accordance with their requirements, including but not limited to the publishing or making available to the public of such information and the provision of all such personal information to third party service providers for their collection, use and disclosure from time to time. The contact information for the officer of the Issuer Purchaser who can answer questions about the collection of information by the Issuer Purchaser is as follows: Name & Title: J. O▇▇▇ ▇▇▇▇▇▇▇▇▇, CEO Issuer Name: Grown Rogue International Inc. Address: 3▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇▇, ▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇▇▇ Telephone No: 5▇▇-Global Health Clinics Ltd. ▇▇▇-▇▇▇▇
5.2 The Subscriber expressly acknowledges and agrees that:
(a) the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act of Canada, a list setting forth the identities of the purchasers of the Securities and any personal information provided by the Subscriber, and the Subscriber hereby represents and warrants that to the best of the Subscriber’s knowledge, none of the funds representing the subscription proceeds to be provided by the Subscriber (i) have been or will be derived from or related to any activity that is deemed criminal under the law of Canada, the United States of America, or any other jurisdiction, or (ii) are being tendered on behalf of a person or entity who has not been identified to the Subscriber; the Subscriber hereby further covenants that it shall promptly notify the Issuer if the Subscriber discovers that any of such representations ceases to be true, and shall provide the Issuer with appropriate information in connection therewith;
(b) the Subscriber is not a person or entity identified in the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism (“RIUNRST”), the United Nations Al-Qaida and Taliban Regulations (“UNAQTR”), the Regulations Implementing the United Nations Resolution on the Democratic People’s Republic of Korea (“UNRDPRK”), the Regulations Implementing the United Nations Resolution on Iran (“RIUNRI”), the Special Economic Measures (Zimbabwe) Regulations (the “Zimbabwe Regulations”), the Special Economic Measures (Burma) Regulations (the “Burma Regulations”) or any other similar statute;
(c) the Subscriber acknowledges that the Issuer may in the future be required by law to disclose the Subscriber’s name and other information relating to this Agreement and the Subscriber’s subscription hereunder pursuant to the PCMLA, the Criminal Code (Canada), RIUNRST, UNAQTR, UNRDPRK, RIUNRI, the Zimbabwe Regulations, the Burma Regulations or any other similar statute; and
(d) the Subscriber shall complete, sign and return such additional documentation as may be required from time to time under Applicable Securities Laws or any other applicable laws in connection with the Offering and this subscription.
5.3 The Subscriber authorizes the indirect collection of Personal Information (as hereinafter defined) by the securities regulatory authority or regulator (each as defined in National Instrument 14-101 Definitions) and confirms that the Subscriber has been notified by the Issuer:
(a) that the Issuer will be delivering Personal Information to the securities regulatory authority or regulator;
(b) that the Personal Information is being collected indirectly by the securities regulatory authority or regulator under the authority granted to it in Applicable Securities Laws;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of Applicable Securities Laws; and
(d) that the title, business address and business telephone number of the public official who can answer questions about the securities regulatory authority’s or regulator’s indirect collection of the Personal Information is as follows:
(i) British Columbia Securities Commission, P.O. Box 10142, Pacific Centre, 7▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Inquiries: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇▇▇▇▇▇@▇▇▇▇.▇▇.▇▇;
(ii) Alberta Securities Commission, Suite 600, 2▇▇ – ▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iii) Financial and Consumer Affairs Authority of Saskatchewan, Suite 6▇▇ - ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iv) The Manitoba Securities Commission, 5▇▇ – ▇▇▇ ▇▇. ▇▇▇▇ ▇▇▇▇▇▇, Winnipeg, Manitoba R3C 4K5, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Manitoba 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(v) Ontario Securities Commission, 2▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: e▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇.▇▇.▇▇, Public official contact regarding indirect collection of information: Inquiries Officer;
(vi) Autorité des marchés financiers, 8▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇, ▇.▇. 246, Tour de la Bourse, Montréal, Québec H4Z 1G3, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇ or 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For filing purposes only), Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For privacy requests only), Email: f▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇V6C3N6 ▇▇▇▇▇▇▇▇.▇▇.▇▇ (For corporate finance issuers); f▇▇▇▇_▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For investment fund issuers);
(vii) Financial Name and Consumer Services Commission (New Brunswick), 8▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇,, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇ Brunswick E2L 2J2, TelephoneTitle: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in CanadaPurchaser Name: 1-▇▇▇-▇▇▇-▇▇▇▇, FacsimileAddress: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇@▇▇▇▇.▇▇;
(viii) Nova Scotia Securities Commission, Suite 400, 5▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇, ▇.▇. Box 458 Halifax, Nova Scotia B3J 2P8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(ix) P▇▇▇▇▇ ▇▇▇▇▇▇ Island Securities Office, 9▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor S▇▇▇ Building, P.O. Box 2000 Charlottetown, P▇▇▇▇▇ ▇▇▇▇▇▇ Island C1A 7N8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; and
(x) Government of Newfoundland and Labrador, Financial Services Regulation Division, P.O. Box 8700, Confederation Building 2nd Floor, West Block, P▇▇▇▇▇ ▇▇▇▇▇▇ Drive, St. John’s, Newfoundland and Labrador A1B 4J6, Attention: Director of Securities, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇.Email Address:
Appears in 1 contract
Sources: Share Purchase Agreement
Reporting and Consent. 5.1 The Subscriber expressly consents and agrees to:
(a) the Issuer collecting personal information regarding the Subscriber for the purpose of completing the transactions contemplated by this Agreement; and
(b) the Issuer releasing personal information regarding the Subscriber and this Subscriptionsubscription, including the Subscriber’s name, residential address, telephone number, email address and registration and delivery instructions, the number of Purchased Securities purchased, the number of securities of the Issuer held by the Subscriber, the status of the Subscriber as an insider or registrant, or as otherwise represented herein, and, if applicable, information regarding the beneficial ownership of the principals of the Subscriber, to securities regulatory authorities in compliance with Applicable Securities Laws, to other authorities as required by law and to the registrar and transfer agent of the Issuer for the purpose of arranging for the preparation of the certificates representing the Purchased Securities in connection with the Offering. The purpose of the collection of the information is to ensure the Issuer and its advisers will be able to issue Purchased Securities to the Subscriber in accordance with the instructions of the Subscriber and in compliance with applicable Canadian corporate and securities laws and Canadian Securities Exchange policies, and to obtain the information required to be provided in documents required to be filed with securities regulatory authorities under Applicable Securities Laws and with other authorities as required by law. The Subscriber further expressly consents and agrees to the collection, use and disclosure of all such personal information by securities regulatory authorities and other authorities in accordance with their requirements, including the provision of all such personal information to third party service providers from time to time. The contact information for the officer of the Issuer who can answer questions about the collection of information by the Issuer is as follows: Name & Title: J. O▇▇▇ ▇▇▇▇▇▇▇▇▇, President & CEO Issuer Name: Grown Rogue International Inc. Address: 35▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇▇, ▇▇ ▇▇▇ ▇▇▇, ▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇ Telephone NoEmail: 5▇▇-o▇▇▇-@▇▇▇▇▇▇▇▇▇▇.▇▇▇
5.2 The Subscriber expressly acknowledges and agrees that:
(a) the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act of Canada, a list setting forth the identities of the purchasers of the Securities and any personal information provided by the Subscriber, and the Subscriber hereby represents and warrants that to the best of the Subscriber’s knowledge, none of the funds representing the subscription proceeds to be provided by the Subscriber (i) have been or will be derived from or related to any activity that is deemed criminal under the law of Canada, the United States of America, or any other jurisdiction, or (ii) are being tendered on behalf of a person or entity who has not been identified to the Subscriber; the Subscriber hereby further covenants that it shall promptly notify the Issuer if the Subscriber discovers that any of such representations ceases to be true, and shall provide the Issuer with appropriate information in connection therewith;
(b) the Subscriber is not a person or entity identified in the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism (“RIUNRST”), the United Nations Al-Qaida and Taliban Regulations (“UNAQTR”), the Regulations Implementing the United Nations Resolution on the Democratic People’s Republic of Korea (“UNRDPRK”), the Regulations Implementing the United Nations Resolution on Iran (“RIUNRI”), the Special Economic Measures (Zimbabwe) Regulations (the “Zimbabwe Regulations”), the Special Economic Measures (Burma) Regulations (the “Burma Regulations”) or any other similar statute;
(c) the Subscriber acknowledges that the Issuer may in the future be required by law to disclose the Subscriber’s name and other information relating to this Agreement and the Subscriber’s subscription hereunder pursuant to the PCMLA, the Criminal Code (Canada), RIUNRST, UNAQTR, UNRDPRK, RIUNRI, the Zimbabwe Regulations, the Burma Regulations or any other similar statute; and
(d) the Subscriber shall complete, sign and return such additional documentation as may be required from time to time under Applicable Securities Laws or any other applicable laws in connection with the Offering and this subscription.
5.3 The Subscriber authorizes the indirect collection of Personal Information (as hereinafter defined) by the securities regulatory authority or regulator (each as defined in National Instrument 14-101 Definitions) and confirms that the Subscriber has been notified by the Issuer:
(a) that the Issuer will be delivering Personal Information to the securities regulatory authority or regulator;
(b) that the Personal Information is being collected indirectly by the securities regulatory authority or regulator under the authority granted to it in Applicable Securities Laws;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of Applicable Securities Laws; and
(d) that the title, business address and business telephone number of the public official who can answer questions about the securities regulatory authority’s or regulator’s indirect collection of the Personal Information is as follows:
(i) British Columbia Securities Commission, P.O. Box 10142, Pacific Centre, 7▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Inquiries: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇▇▇▇▇▇@▇▇▇▇.▇▇.▇▇;
(ii) Alberta Securities Commission, Suite 600, 2▇▇ – ▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iii) Financial and Consumer Affairs Authority of Saskatchewan, Suite 6▇▇ - ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iv) The Manitoba Securities Commission, 5▇▇ – ▇▇▇ ▇▇. ▇▇▇▇ ▇▇▇▇▇▇, Winnipeg, Manitoba R3C 4K5, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Manitoba 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(v) Ontario Securities Commission, 2▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: e▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇.▇▇.▇▇, Public official contact regarding indirect collection of information: Inquiries Officer;
(vi) Autorité des marchés financiers, 8▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇, ▇.▇. 246, Tour de la Bourse, Montréal, Québec H4Z 1G3, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇ or 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For filing purposes only), Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For privacy requests only), Email: f▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For corporate finance issuers); f▇▇▇▇_▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For investment fund issuers);
(vii) Financial and Consumer Services Commission (New Brunswick), 8▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇,, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇ Brunswick E2L 2J2, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇@▇▇▇▇.▇▇;
(viii) Nova Scotia Securities Commission, Suite 400, 5▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇, ▇.▇. Box 458 Halifax, Nova Scotia B3J 2P8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(ix) P▇▇▇▇▇ ▇▇▇▇▇▇ Island Securities Office, 9▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor S▇▇▇ Building, P.O. Box 2000 Charlottetown, P▇▇▇▇▇ ▇▇▇▇▇▇ Island C1A 7N8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; and
(x) Government of Newfoundland and Labrador, Financial Services Regulation Division, P.O. Box 8700, Confederation Building 2nd Floor, West Block, P▇▇▇▇▇ ▇▇▇▇▇▇ Drive, St. John’s, Newfoundland and Labrador A1B 4J6, Attention: Director of Securities, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇.Money
Appears in 1 contract
Sources: Convertible Debenture Subscription Agreement (Grown Rogue International Inc.)
Reporting and Consent. 5.1 The Subscriber Subscriber, on its own behalf and on behalf of any Disclosed Principal, expressly consents and agrees to:
(a) the Issuer collecting personal information regarding the Subscriber and any Disclosed Principal for the purpose of completing the transactions contemplated by this Agreementsubscription; and
(b) the Issuer releasing personal information regarding the Subscriber Subscriber, any Disclosed Principal and this Subscription, including the Subscriber's and any Disclosed Principal’s name, residential address, telephone number, email address and registration and delivery instructions, the number of Securities purchased, the number of securities of the Issuer held by the SubscriberSubscriber and any Disclosed Principal, the status of the Subscriber and any Disclosed Principal as an insider or registrantinsider, as a Pro Group member or as otherwise represented herein, and, if applicable, information regarding the beneficial ownership of or the principals of the SubscriberSubscriber and any Disclosed Principal, to securities regulatory authorities in compliance with Applicable Securities Laws, to other authorities as required by law and to the registrar and transfer agent of the Issuer for the purpose of arranging for the preparation of the certificates representing the Securities in connection with the Offering. The purpose of the collection of the information is to ensure the Issuer and its advisers advisors will be able to issue Securities to the Subscriber in accordance with the instructions of the Subscriber and in compliance with applicable Canadian corporate and securities laws and Canadian Securities Exchange policieslaws, and to obtain the information required to be provided in documents required to be filed with securities regulatory authorities under Applicable Securities Laws and with other authorities as required by law. The Subscriber Subscriber, on its own behalf and on behalf of any Disclosed Principal, further expressly consents and agrees to the collection, use and disclosure of all such personal information by securities regulatory authorities and other authorities in accordance with their requirements, including the provision of all such personal information to third party service providers from time to time. The contact information for the officer of the Issuer who can answer questions about the collection of information by the Issuer is as follows: Name & Title: J. O▇▇▇ ▇▇▇▇▇▇▇▇▇, CEO Chief Financial Officer and Director Issuer Name: Grown Rogue International Inc. LEXARIA CORP. Address: 3▇▇ Suite 950 – ▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇, Vancouver, BC V6E 4A4 Telephone No: (▇▇▇▇▇▇▇, ▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇▇▇ Telephone No: 5▇▇-) ▇▇▇-▇▇▇▇
5.2 The Subscriber Subscriber, on its own behalf and on behalf of any Disclosed Principal, expressly acknowledges and agrees that:
(a) the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act of Canada, a list setting forth the identities of the purchasers of the Securities and any personal information provided by the Subscriber, and the Subscriber hereby represents and warrants that to the best of the Subscriber’s knowledge, none of the funds representing the subscription proceeds to be provided by the Subscriber (i) have been or will be derived from or related to any activity that is deemed criminal under the law of Canada, the United States of America, or any other jurisdiction, or (ii) are being tendered on behalf of a person or entity who has not been identified to the Subscriber; the Subscriber hereby further covenants that it shall promptly notify the Issuer if the Subscriber discovers that any of such representations ceases to be true, and shall provide the Issuer with appropriate information in connection therewith;
(b) the Subscriber is not a person or entity identified in the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism (“RIUNRST”), the United Nations Al-Qaida and Taliban Regulations (“UNAQTR”), the Regulations Implementing the United Nations Resolution on the Democratic People’s Republic of Korea (“UNRDPRK”), the Regulations Implementing the United Nations Resolution on Iran (“RIUNRI”), the Special Economic Measures (Zimbabwe) Regulations (the “Zimbabwe Regulations”), the Special Economic Measures (Burma) Regulations (the “Burma Regulations”) or any other similar statute;
(c) the Subscriber acknowledges that the Issuer may in the future be required by law to disclose the Subscriber’s name and other information relating to this Agreement and the Subscriber’s subscription hereunder pursuant to the PCMLA, the Criminal Code (Canada), RIUNRST, UNAQTR, UNRDPRK, RIUNRI, the Zimbabwe Regulations, the Burma Regulations or any other similar statute; and
(d) the Subscriber shall complete, sign and return such additional documentation as may be required from time to time under Applicable Securities Laws or any other applicable laws in connection with the Offering and this subscription.
5.3 The Subscriber authorizes the indirect collection of Personal Information (as hereinafter defined) by the securities regulatory authority or regulator (each as defined in National Instrument 14-101 Definitions) and confirms that the Subscriber has been notified by the Issuer:
(a) that the Issuer will be delivering Personal Information to the securities regulatory authority or regulator;
(b) that the Personal Information is being collected indirectly by the securities regulatory authority or regulator under the authority granted to it in Applicable Securities Laws;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of Applicable Securities Laws; and
(d) that the title, business address and business telephone number of the public official who can answer questions about the securities regulatory authority’s or regulator’s indirect collection of the Personal Information is as follows:
(i) British Columbia Securities Commission, P.O. Box 10142, Pacific Centre, 7▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Inquiries: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇▇▇▇▇▇@▇▇▇▇.▇▇.▇▇;
(ii) Alberta Securities Commission, Suite 600, 2▇▇ – ▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iii) Financial and Consumer Affairs Authority of Saskatchewan, Suite 6▇▇ - ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iv) The Manitoba Securities Commission, 5▇▇ – ▇▇▇ ▇▇. ▇▇▇▇ ▇▇▇▇▇▇, Winnipeg, Manitoba R3C 4K5, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Manitoba 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(v) Ontario Securities Commission, 2▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: e▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇.▇▇.▇▇, Public official contact regarding indirect collection of information: Inquiries Officer;
(vi) Autorité des marchés financiers, 8▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇, ▇.▇. 246, Tour de la Bourse, Montréal, Québec H4Z 1G3, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇ or 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For filing purposes only), Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For privacy requests only), Email: f▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For corporate finance issuers); f▇▇▇▇_▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For investment fund issuers);
(vii) Financial and Consumer Services Commission (New Brunswick), 8▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇,, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇ Brunswick E2L 2J2, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇@▇▇▇▇.▇▇;
(viii) Nova Scotia Securities Commission, Suite 400, 5▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇, ▇.▇. Box 458 Halifax, Nova Scotia B3J 2P8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(ix) P▇▇▇▇▇ ▇▇▇▇▇▇ Island Securities Office, 9▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor S▇▇▇ Building, P.O. Box 2000 Charlottetown, P▇▇▇▇▇ ▇▇▇▇▇▇ Island C1A 7N8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; and
(x) Government of Newfoundland and Labrador, Financial Services Regulation Division, P.O. Box 8700, Confederation Building 2nd Floor, West Block, P▇▇▇▇▇ ▇▇▇▇▇▇ Drive, St. John’s, Newfoundland and Labrador A1B 4J6, Attention: Director of Securities, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇.the
Appears in 1 contract
Sources: Private Placement Subscription Agreement (Lexaria Corp.)
Reporting and Consent. 5.1 5.1. The Subscriber Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, expressly consents and agrees to:
(a) the Issuer collecting personal information regarding the Subscriber for the purpose of completing the transactions contemplated by this AgreementSubscription; and
(b) the Issuer releasing personal information regarding the Subscriber and this Subscription, including the Subscriber’s name, residential address, telephone number, email address and registration and delivery instructions, the number of Securities purchased, the number of securities of the Issuer held by the Subscriber, the status of the Subscriber as an insider or registrantinsider, as a Pro Group member or as otherwise represented herein, and, if applicable, information regarding the beneficial ownership of or the principals of the Subscriber, to securities regulatory authorities in compliance with Applicable Securities Laws, to other authorities as required by law and to the registrar and transfer agent of the Issuer as required for the purpose of arranging for the preparation of the certificates representing the Securities in connection with the Offering. The purpose of the collection of the information is to ensure the Issuer and its advisers advisors will be able to issue Securities to the Subscriber in accordance with the instructions of the Subscriber and in compliance with applicable Canadian corporate corporate, securities and securities other laws and Canadian Securities Exchange policies, and to obtain the information required to be provided in documents required to be filed with securities regulatory authorities under Applicable Securities Laws and with other authorities as required by lawrequired, which may include their public disclosure of such information. The Subscriber Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, further expressly consents and agrees to the collection, use and disclosure of all such personal information by securities regulatory authorities and other authorities in accordance with their requirements, including but not limited to the publishing or making available to the public of such information and the provision of all such personal information to third party service providers for their collection, use and disclosure from time to time. The Subscriber further acknowledges and agrees that certain aspects of its personal information, namely the Subscriber’s name, residential address and number of Securities purchased, will be available in public record maintained by the British Columbia Securities Commission. The contact information for the officer of the Issuer who can answer questions about the collection of information by the Issuer is as follows: Name & Title: J. O▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇, CEO and Director Issuer Name: Grown Rogue International Inc. DRNK Beverage Corp. Address: 3▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇▇▇ Telephone No: 5▇▇-▇▇▇-▇▇▇▇______________________
5.2 5.2. The Subscriber Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, expressly acknowledges and agrees that:
(a) the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act of Canada, a list setting forth the identities of the purchasers of the Securities and any personal information provided by the Subscriber, and the Subscriber hereby represents and warrants that to the best of the Subscriber’s knowledge, none of the funds representing the subscription proceeds to be provided by the Subscriber (i) have been or will be derived from or related to any activity that is deemed criminal under the law of Canada, the United States of America, or any other jurisdiction, or (ii) are being tendered on behalf of a person or entity who has not been identified to the Subscriber; the Subscriber hereby further covenants that it shall promptly notify the Issuer if the Subscriber discovers that any of such representations ceases to be true, and shall provide the Issuer with appropriate information in connection therewith;
(b) the Subscriber is not a person or entity identified in the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism (“RIUNRST”), the United Nations Al-Qaida and Taliban Regulations (“UNAQTR”), the Regulations Implementing the United Nations Resolution on the Democratic People’s Republic of Korea (“UNRDPRK”), the Regulations Implementing the United Nations Resolution on Iran (“RIUNRI”), the Special Economic Measures (Zimbabwe) Regulations (the “Zimbabwe Regulations”), the Special Economic Measures (Burma) Regulations (the “Burma Regulations”) or any other similar statute;
(c) the Subscriber acknowledges that the Issuer may in the future be required by law to disclose the Subscriber’s name and other information relating to this Agreement and the Subscriber’s subscription hereunder pursuant to the PCMLA, the Criminal Code (Canada), RIUNRST, UNAQTR, UNRDPRK, RIUNRI, the Zimbabwe Regulations, the Burma Regulations or any other similar statute; and
(d) the Subscriber shall complete, sign and return such additional documentation as may be required from time to time under Applicable Securities Laws or any other applicable laws in connection with the Offering and this subscription.
5.3 The Subscriber authorizes the indirect collection of Personal Information (as hereinafter defined) by the securities regulatory authority or regulator (each as defined in National Instrument 14-101 Definitions) and confirms that the Subscriber has been notified by the Issuer:
(a) that the Issuer will be delivering Personal Information to the securities regulatory authority or regulator;
(b) that the Personal Information is being collected indirectly by the securities regulatory authority or regulator under the authority granted to it in Applicable Securities Laws;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of Applicable Securities Laws; and
(d) that the title, business address and business telephone number of the public official who can answer questions about the securities regulatory authority’s or regulator’s indirect collection of the Personal Information is as follows:
(i) British Columbia Securities Commission, P.O. Box 10142, Pacific Centre, 7▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Inquiries: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇▇▇▇▇▇@▇▇▇▇.▇▇.▇▇;
(ii) Alberta Securities Commission, Suite 600, 2▇▇ – ▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iii) Financial and Consumer Affairs Authority of Saskatchewan, Suite 6▇▇ - ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iv) The Manitoba Securities Commission, 5▇▇ – ▇▇▇ ▇▇. ▇▇▇▇ ▇▇▇▇▇▇, Winnipeg, Manitoba R3C 4K5, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Manitoba 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(v) Ontario Securities Commission, 2▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: e▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇.▇▇.▇▇, Public official contact regarding indirect collection of information: Inquiries Officer;
(vi) Autorité des marchés financiers, 8▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇, ▇.▇. 246, Tour de la Bourse, Montréal, Québec H4Z 1G3, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇ or 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For filing purposes only), Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For privacy requests only), Email: f▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For corporate finance issuers); f▇▇▇▇_▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For investment fund issuers);
(vii) Financial and Consumer Services Commission (New Brunswick), 8▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇,, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇ Brunswick E2L 2J2, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇@▇▇▇▇.▇▇;
(viii) Nova Scotia Securities Commission, Suite 400, 5▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇, ▇.▇. Box 458 Halifax, Nova Scotia B3J 2P8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(ix) P▇▇▇▇▇ ▇▇▇▇▇▇ Island Securities Office, 9▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor S▇▇▇ Building, P.O. Box 2000 Charlottetown, P▇▇▇▇▇ ▇▇▇▇▇▇ Island C1A 7N8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; and
(x) Government of Newfoundland and Labrador, Financial Services Regulation Division, P.O. Box 8700, Confederation Building 2nd Floor, West Block, P▇▇▇▇▇ ▇▇▇▇▇▇ Drive, St. John’s, Newfoundland and Labrador A1B 4J6, Attention: Director of Securities, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇.
Appears in 1 contract
Reporting and Consent. 5.1 The Subscriber Subscriber, on its own behalf and on behalf of any Disclosed Principal, expressly consents and agrees to:
(a) the Issuer collecting personal information regarding the Subscriber and any Disclosed Principal for the purpose of completing the transactions contemplated by this Agreementsubscription; and
(b) the Issuer releasing personal information regarding the Subscriber Subscriber, any Disclosed Principal and this Subscription, including the Subscriber's and any Disclosed Principal’s name, residential address, telephone number, email address and registration and delivery instructions, the number of Securities purchased, the number of securities of the Issuer held by the SubscriberSubscriber and any Disclosed Principal, the status of the Subscriber and any Disclosed Principal as an insider or registrantinsider, as a Pro Group member or as otherwise represented herein, and, if applicable, information regarding the beneficial ownership of or the principals of the SubscriberSubscriber and any Disclosed Principal, to securities regulatory authorities in compliance with Applicable Securities Laws, to other authorities as required by law and to the registrar and transfer agent of the Issuer for the purpose of arranging for the preparation of the certificates representing the Securities in connection with the Offering. The purpose of the collection of the information is to ensure the Issuer and its advisers advisors will be able to issue Securities to the Subscriber in accordance with the instructions of the Subscriber and in compliance with applicable Canadian corporate and securities laws and Canadian Securities (including for the purposes described in Appendix 6A of the TSX Venture Exchange policiesCorporate Finance Manual), and to obtain the information required to be provided in documents required to be filed with securities regulatory authorities under Applicable Securities Laws and with other authorities as required by law. The Subscriber Subscriber, on its own behalf and on behalf of any Disclosed Principal, further expressly consents and agrees to the collection, use and disclosure of all such personal information by securities regulatory authorities and other authorities in accordance with their requirements, including the provision of all such personal information to third party service providers from time to time. The contact information for the officer of the Issuer who can answer questions about the collection of information by the Issuer is as follows: Name & Title: J. O▇▇▇▇▇▇▇ ▇▇▇’▇▇▇▇▇▇, CEO President and Chief Executive Officer Issuer Name: Grown Rogue International NaiKun Wind Energy Group Inc. Address: 3▇▇ 615 – ▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇▇, ▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇▇▇ Vancouver, British Columbia V6E 4G1 Telephone No: 5▇▇▇-▇▇▇-▇▇▇▇ Email Address: ▇▇▇▇▇▇▇▇@▇▇▇▇▇▇.▇▇
5.2 The Subscriber Subscriber, on its own behalf and on behalf of any Disclosed Principal, expressly acknowledges and agrees that:
(a) the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act of Canada, a list setting forth the identities of the purchasers of the Securities and any personal information provided by the Subscriber, and the Subscriber hereby represents and warrants that to the best of the Subscriber’s knowledge, none of the funds representing the subscription proceeds to be provided by the Subscriber (i) have been or will be derived from or related to any activity that is deemed criminal under the law of Canada, the United States of America, or any other jurisdiction, or (ii) are being tendered on behalf of a person or entity who has not been identified to the Subscriber; the Subscriber hereby further covenants that it shall promptly notify the Issuer if the Subscriber discovers that any of such representations ceases to be true, and shall provide the Issuer with appropriate information in connection therewith;
(b) the Subscriber is not a person or entity identified in the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism (“RIUNRST”), the United Nations Al-Qaida and Taliban Regulations (“UNAQTR”), the Regulations Implementing the United Nations Resolution on the Democratic People’s Republic of Korea (“UNRDPRK”), the Regulations Implementing the United Nations Resolution on Iran (“RIUNRI”), the Special Economic Measures (Zimbabwe) Regulations (the “Zimbabwe Regulations”), the Special Economic Measures (Burma) Regulations (the “Burma Regulations”) or any other similar statute;
(c) the Subscriber acknowledges that the Issuer may in the future be required by law to disclose the Subscriber’s name and other information relating to this Agreement and the Subscriber’s subscription hereunder pursuant to the PCMLA, the Criminal Code (Canada), RIUNRST, UNAQTR, UNRDPRK, RIUNRI, the Zimbabwe Regulations, the Burma Regulations or any other similar statute; and
(d) the Subscriber shall complete, sign and return such additional documentation as may be required from time to time under Applicable Securities Laws or any other applicable laws in connection with the Offering and this subscription.
5.3 The Subscriber authorizes the indirect collection of Personal Information (as hereinafter defined) by the securities regulatory authority or regulator (each as defined in National Instrument 14-101 Definitions) and confirms that the Subscriber has been notified by the Issuer:
(a) that the Issuer will be delivering Personal Information to the securities regulatory authority or regulator;
(b) that the Personal Information is being collected indirectly by the securities regulatory authority or regulator under the authority granted to it in Applicable Securities Laws;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of Applicable Securities Laws; and
(d) that the title, business address and business telephone number of the public official who can answer questions about the securities regulatory authority’s or regulator’s indirect collection of the Personal Information is as follows:
(i) British Columbia Securities Commission, P.O. Box 10142, Pacific Centre, 7▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Inquiries: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇▇▇▇▇▇@▇▇▇▇.▇▇.▇▇;
(ii) Alberta Securities Commission, Suite 600, 2▇▇ – ▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iii) Financial and Consumer Affairs Authority of Saskatchewan, Suite 6▇▇ - ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iv) The Manitoba Securities Commission, 5▇▇ – ▇▇▇ ▇▇. ▇▇▇▇ ▇▇▇▇▇▇, Winnipeg, Manitoba R3C 4K5, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Manitoba 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(v) Ontario Securities Commission, 2▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: e▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇.▇▇.▇▇, Public official contact regarding indirect collection of information: Inquiries Officer;
(vi) Autorité des marchés financiers, 8▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇, ▇.▇. 246, Tour de la Bourse, Montréal, Québec H4Z 1G3, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇ or 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For filing purposes only), Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For privacy requests only), Email: f▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For corporate finance issuers); f▇▇▇▇_▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For investment fund issuers);
(vii) Financial and Consumer Services Commission (New Brunswick), 8▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇,, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇ Brunswick E2L 2J2, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇@▇▇▇▇.▇▇;
(viii) Nova Scotia Securities Commission, Suite 400, 5▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇, ▇.▇. Box 458 Halifax, Nova Scotia B3J 2P8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(ix) P▇▇▇▇▇ ▇▇▇▇▇▇ Island Securities Office, 9▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor S▇▇▇ Building, P.O. Box 2000 Charlottetown, P▇▇▇▇▇ ▇▇▇▇▇▇ Island C1A 7N8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; and
(x) Government of Newfoundland and Labrador, Financial Services Regulation Division, P.O. Box 8700, Confederation Building 2nd Floor, West Block, P▇▇▇▇▇ ▇▇▇▇▇▇ Drive, St. John’s, Newfoundland and Labrador A1B 4J6, Attention: Director of Securities, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇.Money
Appears in 1 contract
Sources: Subscription Agreement
Reporting and Consent. 5.1 The Subscriber
8.1 Each of the Vendors expressly consents and agrees to:
(a) the Issuer Purchaser collecting personal information regarding the Subscriber such Vendor for the purpose of completing the transactions contemplated by this Agreement; andand
(b) the Issuer Purchaser releasing personal information regarding the Subscriber such Vendor and this SubscriptionAgreement, including the Subscribersuch Vendor’s name, residential address, telephone number, email address and address, registration and delivery instructions, and the number of Securities purchased, the number of securities of the Issuer held by the Subscriber, the status of the Subscriber as an insider or registrant, or as otherwise represented herein, and, if applicable, information regarding the beneficial ownership of the principals of the SubscriberConsideration Shares received, to securities regulatory authorities in compliance with Applicable Securities Laws, to other authorities as required by law and to the registrar and transfer agent of the Issuer Purchaser for the purpose of arranging for the preparation of the certificates representing the Securities Consideration Shares in connection with the Offeringtransaction contemplated in this Agreement. The purpose of the collection of the information is to ensure the Issuer Purchaser and its advisers advisors will be able to issue Securities the Consideration Shares to the Subscriber Vendors in accordance with the instructions of the Subscriber applicable Vendor and in compliance with applicable Canadian corporate corporate, securities, and securities laws and Canadian Securities Exchange policiesother laws, and to obtain the information required to be provided in documents required to be filed with securities regulatory authorities under Applicable Securities Laws and with other authorities as required by lawrequired, which may include their public disclosure of such information. The Subscriber Vendors further expressly consents consent and agrees agree to the collection, use use, and disclosure of all such personal information by securities regulatory authorities and other authorities in accordance with their requirements, including but not limited to the publishing or making available to the public of such information and the provision of all such personal information to third party service providers for their collection, use, and disclosure from time to time. The contact information for the officer of the Issuer Purchaser who can answer questions about the collection of information by the Issuer Purchaser is as follows: Name & and Title: J. O▇▇▇▇ ▇▇▇▇▇▇▇▇▇, CEO Issuer Purchaser Name: Grown Rogue International Modern Meat Inc. Address: 3▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇, Vancouver, B.C. V6A 0B9 9. Email Address: Notices [REDACTED: Email address]
9.1 Any notice, communication, instrument, or document required or permitted to be given under this Agreement shall be in writing and may be given by personal delivery, pre-paid, certified, or registered mail, or by telecommunication, email or other similar form of communication (in each case with electronic confirmed receipt), addressed as follows:
(a) If to the Company or the Vendors at: 1257189 B.C. Ltd. ▇▇▇▇▇▇▇, ▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇, ▇▇ Telephone No: 5▇▇-▇▇▇-▇▇▇▇
5.2 The Subscriber expressly acknowledges and agrees that:
(a) the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act of Canada, a list setting forth the identities of the purchasers of the Securities and any personal information provided by the Subscriber, and the Subscriber hereby represents and warrants that to the best of the Subscriber’s knowledge, none of the funds representing the subscription proceeds to be provided by the Subscriber (i) have been or will be derived from or related to any activity that is deemed criminal under the law of Canada, the United States of America, or any other jurisdiction, or (ii) are being tendered on behalf of a person or entity who has not been identified to the Subscriber; the Subscriber hereby further covenants that it shall promptly notify the Issuer if the Subscriber discovers that any of such representations ceases to be true, and shall provide the Issuer with appropriate information in connection therewith;
(b) the Subscriber is not a person or entity identified in the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism (“RIUNRST”), the United Nations Al-Qaida and Taliban Regulations (“UNAQTR”), the Regulations Implementing the United Nations Resolution on the Democratic People’s Republic of Korea (“UNRDPRK”), the Regulations Implementing the United Nations Resolution on Iran (“RIUNRI”), the Special Economic Measures (Zimbabwe) Regulations (the “Zimbabwe Regulations”), the Special Economic Measures (Burma) Regulations (the “Burma Regulations”) or any other similar statute;
(c) the Subscriber acknowledges that the Issuer may in the future be required by law to disclose the Subscriber’s name and other information relating to this Agreement and the Subscriber’s subscription hereunder pursuant to the PCMLA, the Criminal Code (Canada), RIUNRST, UNAQTR, UNRDPRK, RIUNRI, the Zimbabwe Regulations, the Burma Regulations or any other similar statute; and
(d) the Subscriber shall complete, sign and return such additional documentation as may be required from time to time under Applicable Securities Laws or any other applicable laws in connection with the Offering and this subscription.
5.3 The Subscriber authorizes the indirect collection of Personal Information (as hereinafter defined) by the securities regulatory authority or regulator (each as defined in National Instrument 14-101 Definitions) and confirms that the Subscriber has been notified by the Issuer:
(a) that the Issuer will be delivering Personal Information to the securities regulatory authority or regulator;
(b) that the Personal Information is being collected indirectly by the securities regulatory authority or regulator under the authority granted to it in Applicable Securities Laws;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of Applicable Securities Laws; and
(d) that the title, business address and business telephone number of the public official who can answer questions about the securities regulatory authority’s or regulator’s indirect collection of the Personal Information is as follows:
(i) British Columbia Securities Commission, P.O. Box 10142, Pacific Centre, 7▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇ ▇▇▇▇▇▇▇▇▇, ▇▇, ▇▇▇ ▇▇▇ Attention: ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Inquiries: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇▇▇▇▇▇@▇▇▇▇.▇▇.▇▇;
(ii) Alberta Securities Commission, Suite 600, 2▇▇ – ▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone[REDACTED: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in CanadaEmail address] with a copy to: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iii) Financial and Consumer Affairs Authority of Saskatchewan, Suite 6▇▇ - ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇ & ▇▇▇▇▇▇▇▇▇ LLP Suite ▇▇▇▇, ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iv) The Manitoba Securities Commission, 5▇▇ – ▇▇▇ ▇▇. ▇▇▇▇ ▇▇▇▇▇▇, Winnipeg, Manitoba R3C 4K5, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Manitoba 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(v) Ontario Securities Commission, 2▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇, ▇▇▇ ▇▇▇ Attent ion: ▇▇▇▇ ▇▇▇▇▇ Email: [REDACTED: Email address] If to the Purchaser at: Modern Meat Inc. ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: e▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇.▇▇.▇▇, Public official contact regarding indirect collection of information: Inquiries Officer;
(vi) Autorité des marchés financiers, 8▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇, ▇.▇. 246, Tour de la Bourse, Montréal, Québec H4Z 1G3, Telephone▇ Attention: (▇▇▇) ▇▇▇-▇▇▇▇ or 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For filing purposes only), Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For privacy requests only), Email: f▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For corporate finance issuers); f▇▇▇▇_▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For investment fund issuers);
(vii) Financial and Consumer Services Commission (New Brunswick), 8▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇,, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇ Brunswick E2L 2J2, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇@▇▇▇▇.▇▇;
(viii) Nova Scotia Securities Commission, Suite 400, 5▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇CEO Email: [REDACTED: Email address] and such shall be deemed to have been given (i) if effected by personal delivery, ▇or telecommunication, email, or other similar form of communication (with electronic confirmed receipt), at the time of delivery or electronic confirmed receipt unless such occurs after the recipient’s customary business hours in which case it shall be deemed to have been given on the next business day; and (ii) if effected by mail, on the fourth business day after mailing excluding all days on which postal service is disrupted.▇. Box 458 Halifax, Nova Scotia B3J 2P8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(ix) P▇▇▇▇▇ ▇▇▇▇▇▇ Island Securities Office, 9▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor S▇▇▇ Building, P.O. Box 2000 Charlottetown, P▇▇▇▇▇ ▇▇▇▇▇▇ Island C1A 7N8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; and
(x) Government 9.2 A party may at any time in the above manner give notice to the other parties of Newfoundland any change of address and Labrador, Financial Services Regulation Division, P.O. Box 8700, Confederation Building 2nd Floor, West Block, P▇▇▇▇▇ ▇▇▇▇▇▇ Drive, St. John’s, Newfoundland and Labrador A1B 4J6, Attention: Director after the giving of Securities, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇such notice the address or addresses specified will be the address of such party for the purpose of giving notice hereunder.
Appears in 1 contract
Sources: Share Purchase Agreement
Reporting and Consent. 5.1 The Subscriber Subscriber, on its own behalf and on behalf of any Disclosed Principal, expressly consents and agrees to:
(a) the Issuer collecting personal information regarding the Subscriber and any Disclosed Principal for the purpose of completing the transactions contemplated by this Agreementsubscription; and
(b) the Issuer releasing personal information regarding the Subscriber Subscriber, any Disclosed Principal and this Subscription, including the Subscriber's and any Disclosed Principal’s name, residential address, telephone number, email address and registration and delivery instructions, the number of Securities purchased, the number of securities of the Issuer held by the SubscriberSubscriber and any Disclosed Principal, the status of the Subscriber and any Disclosed Principal as an insider or registrantinsider, as a Pro Group member or as otherwise represented herein, and, if applicable, information regarding the beneficial ownership of or the principals of the SubscriberSubscriber and any Disclosed Principal, to securities regulatory authorities in compliance with Applicable Securities Laws, to other authorities as required by law and to the registrar and transfer agent of the Issuer for the purpose of arranging for the preparation of the certificates representing the Securities in connection with the Offering. The purpose of the collection of the information is to ensure the Issuer and its advisers advisors will be able to issue Securities to the Subscriber in accordance with the instructions of the Subscriber and in compliance with applicable Canadian corporate and securities laws and Canadian Securities Exchange policieslaws, and to obtain the information required to be provided in documents required to be filed with securities regulatory authorities under Applicable Securities Laws and with other authorities as required by law. The Subscriber Subscriber, on its own behalf and on behalf of any Disclosed Principal, further expressly consents and agrees to the collection, use and disclosure of all such personal information by securities regulatory authorities and other authorities in accordance with their requirements, including the provision of all such personal information to third party service providers from time to time. The contact information for the officer of the Issuer who can answer questions about the collection of information by the Issuer is as follows: Name & Title: J. O▇▇▇ ▇▇▇▇▇▇▇▇▇, CEO Chief Financial Officer Issuer Name: Grown Rogue International Inc. ENERTOPIA CORP. Address: 3▇▇ Suite 950 – ▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇, Vancouver, BC V6E 4A4 Telephone No: (▇▇▇▇▇▇▇, ▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇▇▇ Telephone No: 5▇▇-) ▇▇▇-▇▇▇▇
5.2 The Subscriber Subscriber, on its own behalf and on behalf of any Disclosed Principal, expressly acknowledges and agrees that:
(a) the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act of Canada, a list setting forth the identities of the purchasers of the Securities and any personal information provided by the Subscriber, and the Subscriber hereby represents and warrants that to the best of the Subscriber’s knowledge, none of the funds representing the subscription proceeds to be provided by the Subscriber (i) have been or will be derived from or related to any activity that is deemed criminal under the law of Canada, the United States of America, or any other jurisdiction, or (ii) are being tendered on behalf of a person or entity who has not been identified to the Subscriber; the Subscriber hereby further covenants that it shall promptly notify the Issuer if the Subscriber discovers that any of such representations ceases to be true, and shall provide the Issuer with appropriate information in connection therewith;
(b) the Subscriber is not a person or entity identified in the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism (“RIUNRST”), the United Nations Al-Qaida and Taliban Regulations (“UNAQTR”), the Regulations Implementing the United Nations Resolution on the Democratic People’s Republic of Korea (“UNRDPRK”), the Regulations Implementing the United Nations Resolution on Iran (“RIUNRI”), the Special Economic Measures (Zimbabwe) Regulations (the “Zimbabwe Regulations”), the Special Economic Measures (Burma) Regulations (the “Burma Regulations”) or any other similar statute;
(c) the Subscriber acknowledges that the Issuer may in the future be required by law to disclose the Subscriber’s name and other information relating to this Agreement and the Subscriber’s subscription hereunder pursuant to the PCMLA, the Criminal Code (Canada), RIUNRST, UNAQTR, UNRDPRK, RIUNRI, the Zimbabwe Regulations, the Burma Regulations or any other similar statute; and
(d) the Subscriber shall complete, sign and return such additional documentation as may be required from time to time under Applicable Securities Laws or any other applicable laws in connection with the Offering and this subscription.
5.3 The Subscriber authorizes the indirect collection of Personal Information (as hereinafter defined) by the securities regulatory authority or regulator (each as defined in National Instrument 14-101 Definitions) and confirms that the Subscriber has been notified by the Issuer:
(a) that the Issuer will be delivering Personal Information to the securities regulatory authority or regulator;
(b) that the Personal Information is being collected indirectly by the securities regulatory authority or regulator under the authority granted to it in Applicable Securities Laws;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of Applicable Securities Laws; and
(d) that the title, business address and business telephone number of the public official who can answer questions about the securities regulatory authority’s or regulator’s indirect collection of the Personal Information is as follows:
(i) British Columbia Securities Commission, P.O. Box 10142, Pacific Centre, 7▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Inquiries: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇▇▇▇▇▇@▇▇▇▇.▇▇.▇▇;
(ii) Alberta Securities Commission, Suite 600, 2▇▇ – ▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iii) Financial and Consumer Affairs Authority of Saskatchewan, Suite 6▇▇ - ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iv) The Manitoba Securities Commission, 5▇▇ – ▇▇▇ ▇▇. ▇▇▇▇ ▇▇▇▇▇▇, Winnipeg, Manitoba R3C 4K5, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Manitoba 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(v) Ontario Securities Commission, 2▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: e▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇.▇▇.▇▇, Public official contact regarding indirect collection of information: Inquiries Officer;
(vi) Autorité des marchés financiers, 8▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇, ▇.▇. 246, Tour de la Bourse, Montréal, Québec H4Z 1G3, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇ or 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For filing purposes only), Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For privacy requests only), Email: f▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For corporate finance issuers); f▇▇▇▇_▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For investment fund issuers);
(vii) Financial and Consumer Services Commission (New Brunswick), 8▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇,, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇ Brunswick E2L 2J2, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇@▇▇▇▇.▇▇;
(viii) Nova Scotia Securities Commission, Suite 400, 5▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇, ▇.▇. Box 458 Halifax, Nova Scotia B3J 2P8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(ix) P▇▇▇▇▇ ▇▇▇▇▇▇ Island Securities Office, 9▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor S▇▇▇ Building, P.O. Box 2000 Charlottetown, P▇▇▇▇▇ ▇▇▇▇▇▇ Island C1A 7N8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; and
(x) Government of Newfoundland and Labrador, Financial Services Regulation Division, P.O. Box 8700, Confederation Building 2nd Floor, West Block, P▇▇▇▇▇ ▇▇▇▇▇▇ Drive, St. John’s, Newfoundland and Labrador A1B 4J6, Attention: Director of Securities, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇.the
Appears in 1 contract
Sources: Private Placement Subscription Agreement (Enertopia Corp.)
Reporting and Consent. 5.1 The Subscriber Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, expressly consents and agrees to:
(a) the Issuer and the Agent collecting personal information regarding the Subscriber for the purpose of completing the transactions contemplated by this AgreementSubscription; and
(b) the Issuer and the Agent releasing personal information regarding the Subscriber Subscriber, and this Subscription, including the Subscriber’s name, residential address, telephone number, email address and registration and delivery instructions, the number of Securities purchased, the prospectus exemption relied, the number of securities of the Issuer held by the Subscriber, the status of the Subscriber as an insider or registrant, Insider or as otherwise represented herein, and, if applicable, information regarding the beneficial ownership of or the principals of the Subscriber, to securities regulatory authorities in compliance with Applicable Securities Laws, to other authorities as required by law and to the registrar and transfer agent of the Issuer for the purpose purposes of arranging for the preparation of the certificates representing the Securities in connection with the Offering. The purpose of the collection of the information is to ensure the Issuer Issuer, the Agent and its advisers their advisors will be able to issue Securities to the Subscriber in accordance with the instructions of the Subscriber and in compliance with applicable Canadian corporate corporate, securities and securities laws and Canadian Securities other laws, as well as any Exchange policiesrequirements (if applicable), and to obtain the information required to be provided in documents required to be filed with securities regulatory authorities under Applicable Securities Laws and with other authorities (including an Exchange, if applicable) as required by lawrequired, which may include their public disclosure of such information. The Subscriber Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, further expressly consents and agrees to the collection, use and disclosure of all such personal information by securities regulatory authorities and other authorities in accordance with their requirements, including including, but not limited to, the publishing or making available to the public of such information and the provision of all such personal information to third third-party service providers for their collection, use and disclosure from time to time. The contact information for the officer of the Issuer who can answer questions about the collection of information by the Issuer is as follows: Name & Title: J. O▇▇▇▇▇ ▇▇▇▇▇▇, COO Issuer Name: ▇▇▇, CEO Issuer Name: Grown Rogue International ▇▇▇ Labs Inc. Address: 3▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ , Burnaby, BC V5J 4R6 Email Address: ▇▇▇▇, ▇@▇▇▇▇▇▇▇, ▇▇ ▇▇.▇▇▇ The contact information for the Agent who can answer questions about the collection of information by the Agent is as follows: Name & Title: ▇▇▇▇▇ ▇▇▇▇▇▇ Telephone No▇, Managing Director Issuer Name: 5Research Capital Corporation Address: #1920 – ▇▇-▇▇▇-▇▇▇▇
5.2 The Subscriber expressly acknowledges and agrees that:
(a) the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act of Canada, a list setting forth the identities of the purchasers of the Securities and any personal information provided by the Subscriber, and the Subscriber hereby represents and warrants that to the best of the Subscriber’s knowledge, none of the funds representing the subscription proceeds to be provided by the Subscriber (i) have been or will be derived from or related to any activity that is deemed criminal under the law of Canada, the United States of America, or any other jurisdiction, or (ii) are being tendered on behalf of a person or entity who has not been identified to the Subscriber; the Subscriber hereby further covenants that it shall promptly notify the Issuer if the Subscriber discovers that any of such representations ceases to be true, and shall provide the Issuer with appropriate information in connection therewith;
(b) the Subscriber is not a person or entity identified in the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism (“RIUNRST”), the United Nations Al-Qaida and Taliban Regulations (“UNAQTR”), the Regulations Implementing the United Nations Resolution on the Democratic People’s Republic of Korea (“UNRDPRK”), the Regulations Implementing the United Nations Resolution on Iran (“RIUNRI”), the Special Economic Measures (Zimbabwe) Regulations (the “Zimbabwe Regulations”), the Special Economic Measures (Burma) Regulations (the “Burma Regulations”) or any other similar statute;
(c) the Subscriber acknowledges that the Issuer may in the future be required by law to disclose the Subscriber’s name and other information relating to this Agreement and the Subscriber’s subscription hereunder pursuant to the PCMLA, the Criminal Code (Canada), RIUNRST, UNAQTR, UNRDPRK, RIUNRI, the Zimbabwe Regulations, the Burma Regulations or any other similar statute; and
(d) the Subscriber shall complete, sign and return such additional documentation as may be required from time to time under Applicable Securities Laws or any other applicable laws in connection with the Offering and this subscription.
5.3 The Subscriber authorizes the indirect collection of Personal Information (as hereinafter defined) by the securities regulatory authority or regulator (each as defined in National Instrument 14-101 Definitions) and confirms that the Subscriber has been notified by the Issuer:
(a) that the Issuer will be delivering Personal Information to the securities regulatory authority or regulator;
(b) that the Personal Information is being collected indirectly by the securities regulatory authority or regulator under the authority granted to it in Applicable Securities Laws;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of Applicable Securities Laws; and
(d) that the title, business address and business telephone number of the public official who can answer questions about the securities regulatory authority’s or regulator’s indirect collection of the Personal Information is as follows:
(i) British Columbia Securities Commission, P.O. Box 10142, Pacific Centre, 7▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Inquiries: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇▇▇▇▇▇@▇▇▇▇.▇▇.▇▇;
(ii) Alberta Securities Commission, Suite 600, 2▇▇ – ▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iii) Financial and Consumer Affairs Authority of Saskatchewan, Suite 6▇▇ - ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iv) The Manitoba Securities Commission, 5▇▇ – ▇▇▇ ▇▇. ▇▇▇▇ ▇▇▇▇▇▇, Winnipeg, Manitoba R3C 4K5, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Manitoba 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(v) Ontario Securities Commission, 2▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: e▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇.▇▇.▇▇, Public official contact regarding indirect collection of information: Inquiries Officer;
(vi) Autorité des marchés financiers, 8▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇, ▇.▇. 246, Tour de la Bourse, Montréal, Québec H4Z 1G3, Telephone▇ Email Address: (▇▇▇) ▇▇▇-▇▇▇▇ or 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For filing purposes only), Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For privacy requests only), Email: f▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For corporate finance issuers); f▇▇▇▇_▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For investment fund issuers);
5.2 The Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, expressly acknowledges and agrees that:
(viia) Financial and Consumer Services Commission the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (New Brunswick), 8▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇,, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇ Brunswick E2L 2J2, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇@▇▇▇▇.▇▇;
(viii) Nova Scotia Securities Commission, Suite 400, 5▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇, ▇.▇. Box 458 Halifax, Nova Scotia B3J 2P8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(ix) P▇▇▇▇▇ ▇▇▇▇▇▇ Island Securities Office, 9▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor S▇▇▇ Building, P.O. Box 2000 Charlottetown, P▇▇▇▇▇ ▇▇▇▇▇▇ Island C1A 7N8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; and
(x) Government of Newfoundland and Labrador, Financial Services Regulation Division, P.O. Box 8700, Confederation Building 2nd Floor, West Block, P▇▇▇▇▇ ▇▇▇▇▇▇ Drive, St. John’s, Newfoundland and Labrador A1B 4J6, Attention: Director of Securities, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇.
Appears in 1 contract
Sources: Subscription Agreement
Reporting and Consent. 5.1 11.1 The Subscriber Vendors expressly consents consent and agrees agree to:
(a) the Issuer Purchaser collecting personal information regarding the Subscriber such Vendors for the purpose of completing the transactions contemplated by this Agreement; and
(b) the Issuer Purchaser releasing personal information regarding the Subscriber such Vendors and this SubscriptionAgreement, including the Subscriber’s such Vendors' name, residential address, telephone number, email address and address, registration and delivery instructions, and the number of Securities purchased, the number of securities of the Issuer held by the Subscriber, the status of the Subscriber as an insider or registrant, or as otherwise represented herein, and, if applicable, information regarding the beneficial ownership of the principals of the SubscriberConsideration Shares and Consideration Warrants received, to securities regulatory authorities in compliance with Applicable Securities Laws, to other authorities as required by law and to the registrar and transfer agent of the Issuer Purchaser for the purpose of arranging for the preparation of the certificates representing the Securities Consideration Shares and Consideration Warrants in connection with the Offeringtransactions contemplated in this Agreement. The purpose of the collection of the information is to ensure the Issuer Purchaser and its advisers advisors will be able to issue Securities the Consideration Shares and the Consideration Warrants to the Subscriber Vendors in accordance with the instructions of the Subscriber applicable Vendors and in compliance with applicable Canadian corporate corporate, securities, and securities laws and Canadian Securities Exchange policiesother laws, and to obtain the information required to be provided in documents required to be filed with securities regulatory authorities under Applicable Securities Laws and with other authorities as required by lawrequired, which may include their public disclosure of such information. The Subscriber Vendors further expressly consents consent and agrees agree to the collection, use use, and disclosure of all such personal information by securities regulatory authorities and other authorities in accordance with their requirements, including but not limited to the publishing or making available to the public of such information and the provision of all such personal information to third party service providers for their collection, use, and disclosure from time to time. The contact information for the officer of the Issuer Purchaser who can answer questions about the collection of information by the Issuer Purchaser is as follows: Name & and Title: J. O▇▇▇▇ ▇▇▇▇▇▇▇, Chief Executive Officer Purchaser Name: Balsam Technologies Corp. Address: Suite ▇▇▇▇, CEO Issuer Name: Grown Rogue International Inc. Address: 3▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇Vancouver, ▇▇▇▇▇▇▇British Columbia, ▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇▇▇ Telephone NoV6C 1T2 Email Address: 5▇▇-▇▇▇-▇▇▇▇
5.2 The Subscriber expressly acknowledges and agrees that:
(a) the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act of Canada, a list setting forth the identities of the purchasers of the Securities and any personal information provided by the Subscriber, and the Subscriber hereby represents and warrants that to the best of the Subscriber’s knowledge, none of the funds representing the subscription proceeds to be provided by the Subscriber (i) have been or will be derived from or related to any activity that is deemed criminal under the law of Canada, the United States of America, or any other jurisdiction, or (ii) are being tendered on behalf of a person or entity who has not been identified to the Subscriber; the Subscriber hereby further covenants that it shall promptly notify the Issuer if the Subscriber discovers that any of such representations ceases to be true, and shall provide the Issuer with appropriate information in connection therewith;
(b) the Subscriber is not a person or entity identified in the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism (“RIUNRST”), the United Nations Al-Qaida and Taliban Regulations (“UNAQTR”), the Regulations Implementing the United Nations Resolution on the Democratic People’s Republic of Korea (“UNRDPRK”), the Regulations Implementing the United Nations Resolution on Iran (“RIUNRI”), the Special Economic Measures (Zimbabwe) Regulations (the “Zimbabwe Regulations”), the Special Economic Measures (Burma) Regulations (the “Burma Regulations”) or any other similar statute;
(c) the Subscriber acknowledges that the Issuer may in the future be required by law to disclose the Subscriber’s name and other information relating to this Agreement and the Subscriber’s subscription hereunder pursuant to the PCMLA, the Criminal Code (Canada), RIUNRST, UNAQTR, UNRDPRK, RIUNRI, the Zimbabwe Regulations, the Burma Regulations or any other similar statute; and
(d) the Subscriber shall complete, sign and return such additional documentation as may be required from time to time under Applicable Securities Laws or any other applicable laws in connection with the Offering and this subscription.
5.3 The Subscriber authorizes the indirect collection of Personal Information (as hereinafter defined) by the securities regulatory authority or regulator (each as defined in National Instrument 14-101 Definitions) and confirms that the Subscriber has been notified by the Issuer:
(a) that the Issuer will be delivering Personal Information to the securities regulatory authority or regulator;
(b) that the Personal Information is being collected indirectly by the securities regulatory authority or regulator under the authority granted to it in Applicable Securities Laws;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of Applicable Securities Laws; and
(d) that the title, business address and business telephone number of the public official who can answer questions about the securities regulatory authority’s or regulator’s indirect collection of the Personal Information is as follows:
(i) British Columbia Securities Commission, P.O. Box 10142, Pacific Centre, 7▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Inquiries: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇▇▇▇▇▇@▇▇▇▇.▇▇.▇▇;
(ii) Alberta Securities Commission, Suite 600, 2▇▇ – ▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iii) Financial and Consumer Affairs Authority of Saskatchewan, Suite 6▇▇ - ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iv) The Manitoba Securities Commission, 5▇▇ – ▇▇▇ ▇▇. ▇▇▇▇ ▇▇▇▇▇▇, Winnipeg, Manitoba R3C 4K5, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Manitoba 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(v) Ontario Securities Commission, 2▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: e▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇.▇▇.▇▇, Public official contact regarding indirect collection of information: Inquiries Officer;
(vi) Autorité des marchés financiers, 8▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇, ▇.▇. 246, Tour de la Bourse, Montréal, Québec H4Z 1G3, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇ or 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For filing purposes only), Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For privacy requests only), Email: f▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@.▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For corporate finance issuers); f▇▇▇▇_▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For investment fund issuers);
(vii) Financial and Consumer Services Commission (New Brunswick), 8▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇,, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇ Brunswick E2L 2J2, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇@▇▇▇▇.▇▇;
(viii) Nova Scotia Securities Commission, Suite 400, 5▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇, ▇.▇. Box 458 Halifax, Nova Scotia B3J 2P8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(ix) P▇▇▇▇▇ ▇▇▇▇▇▇ Island Securities Office, 9▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor S▇▇▇ Building, P.O. Box 2000 Charlottetown, P▇▇▇▇▇ ▇▇▇▇▇▇ Island C1A 7N8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; and
(x) Government of Newfoundland and Labrador, Financial Services Regulation Division, P.O. Box 8700, Confederation Building 2nd Floor, West Block, P▇▇▇▇▇ ▇▇▇▇▇▇ Drive, St. John’s, Newfoundland and Labrador A1B 4J6, Attention: Director of Securities, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇.
Appears in 1 contract
Sources: Share Purchase Agreement (RewardStream Solutions Inc.)
Reporting and Consent. 5.1 The Subscriber Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, expressly consents and agrees to:
(a) the Issuer collecting personal information regarding the Subscriber for the purpose of completing the transactions contemplated by this Agreementsubscription; and
(b) the Issuer releasing personal information regarding the Subscriber and this Subscription, including the Subscriber’s name, residential address, telephone number, email address and registration and delivery instructions, the number of Securities purchased, the number of securities of the Issuer held by the Subscriber, the status of the Subscriber as an insider or registrantinsider, as a Pro Group member or as otherwise represented herein, and, if applicable, information regarding the beneficial ownership of or the principals of the Subscriber, to securities regulatory authorities in compliance with Applicable Securities Laws, to other authorities as required by law and to the registrar and transfer agent of the Issuer for the purpose of arranging for the preparation of the certificates representing the Securities in connection with the Offering. The purpose of the collection of the information is to ensure the Issuer and its advisers advisors will be able to issue Securities to the Subscriber in accordance with the instructions of the Subscriber and in compliance with applicable Canadian corporate corporate, securities and securities laws and Canadian Securities other laws, as well as Exchange policiesrequirements, and to obtain the information required to be provided in documents required to be filed with securities regulatory authorities under Applicable Securities Laws and with other authorities (including the Exchange) as required by lawrequired, which may include their public disclosure of such information. The Subscriber Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, further expressly consents and agrees to the collection, use and disclosure of all such personal information by securities regulatory authorities and other authorities in accordance with their requirementsrequirements (including for the purposes described in the Exchange’s Corporate Finance Manual Appendix 6A), including but not limited to the publishing or making available to the public of such information and the provision of all such personal information to third party service providers for their collection, use and disclosure from time to time. The contact information for the officer of the Issuer who can answer questions about the collection of information by the Issuer is as follows: Name & Title: J. O▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇, CEO Chief Financial Officer Issuer Name: Grown Rogue International Siyata Mobile Inc. Address: 3▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇ ▇▇▇, ▇▇ ▇-▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇ ▇▇▇ Telephone No: (▇▇▇▇▇▇ Telephone No: 5▇▇-) ▇▇▇-▇▇▇▇ Email Address: ▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇
5.2 The Subscriber Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, expressly acknowledges and agrees that:
(a) the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act of Canada, a list setting forth the identities of the purchasers of the Securities and any personal information provided by the Subscriber, and the Subscriber hereby represents and warrants that to the best of the Subscriber’s knowledge, none of the funds representing the subscription proceeds to be provided by the Subscriber (i) have been or will be derived from or related to any activity that is deemed criminal under the law of Canada, the United States of America, or any other jurisdiction, or (ii) are being tendered on behalf of a person or entity who has not been identified to the Subscriber; the Subscriber hereby further covenants that it shall promptly notify the Issuer if the Subscriber discovers that any of such representations ceases to be true, and shall provide the Issuer with appropriate information in connection therewith;
(b) the Subscriber is not a person or entity identified in the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism (“RIUNRST”), the United Nations Al-Qaida and Taliban Regulations (“UNAQTR”), the Regulations Implementing the United Nations Resolution on the Democratic People’s Republic of Korea (“UNRDPRK”), the Regulations Implementing the United Nations Resolution on Iran (“RIUNRI”), the Special Economic Measures (Zimbabwe) Regulations (the “Zimbabwe Regulations”), the Special Economic Measures (Burma) Regulations (the “Burma Regulations”) or any other similar statute;
(c) the Subscriber acknowledges that the Issuer may in the future be required by law to disclose the Subscriber’s name and other information relating to this Agreement and the Subscriber’s subscription hereunder pursuant to the PCMLA, the Criminal Code (Canada), RIUNRST, UNAQTR, UNRDPRK, RIUNRI, the Zimbabwe Regulations, the Burma Regulations or any other similar statute; and
(d) the Subscriber shall complete, sign and return such additional documentation as may be required from time to time under Applicable Securities Laws or any other applicable laws in connection with the Offering and this subscription.
5.3 The Subscriber authorizes the indirect collection of Personal Information (as hereinafter defined) by the securities regulatory authority or regulator (each as defined in National Instrument 14-101 Definitions) and confirms that the Subscriber has been notified by the Issuer:
(a) that the Issuer will be delivering Personal Information to the securities regulatory authority or regulator;
(b) that the Personal Information is being collected indirectly by the securities regulatory authority or regulator under the authority granted to it in Applicable Securities Laws;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of Applicable Securities Laws; and
(d) that the title, business address and business telephone number of the public official who can answer questions about the securities regulatory authority’s or regulator’s indirect collection of the Personal Information is as follows:
(i) British Columbia Securities Commission, P.O. Box 10142, Pacific Centre, 7▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Inquiries: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇▇▇▇▇▇@▇▇▇▇.▇▇.▇▇;
(ii) Alberta Securities Commission, Suite 600, 2▇▇ – ▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iii) Financial and Consumer Affairs Authority of Saskatchewan, Suite 6▇▇ - ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iv) The Manitoba Securities Commission, 5▇▇ – ▇▇▇ ▇▇. ▇▇▇▇ ▇▇▇▇▇▇, Winnipeg, Manitoba R3C 4K5, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Manitoba 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(v) Ontario Securities Commission, 2▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: e▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇.▇▇.▇▇, Public official contact regarding indirect collection of information: Inquiries Officer;
(vi) Autorité des marchés financiers, 8▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇, ▇.▇. 246, Tour de la Bourse, Montréal, Québec H4Z 1G3, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇ or 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For filing purposes only), Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For privacy requests only), Email: f▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For corporate finance issuers); f▇▇▇▇_▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For investment fund issuers);
(vii) Financial and Consumer Services Commission (New Brunswick), 8▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇,, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇ Brunswick E2L 2J2, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇@▇▇▇▇.▇▇;
(viii) Nova Scotia Securities Commission, Suite 400, 5▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇, ▇.▇. Box 458 Halifax, Nova Scotia B3J 2P8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(ix) P▇▇▇▇▇ ▇▇▇▇▇▇ Island Securities Office, 9▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor S▇▇▇ Building, P.O. Box 2000 Charlottetown, P▇▇▇▇▇ ▇▇▇▇▇▇ Island C1A 7N8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; and
(x) Government of Newfoundland and Labrador, Financial Services Regulation Division, P.O. Box 8700, Confederation Building 2nd Floor, West Block, P▇▇▇▇▇ ▇▇▇▇▇▇ Drive, St. John’s, Newfoundland and Labrador A1B 4J6, Attention: Director of Securities, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇.Money
Appears in 1 contract
Reporting and Consent. 5.1 The Subscriber Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, expressly consents and agrees to:: 44195|4977869_1
(a) the Issuer collecting personal information regarding the Subscriber for the purpose of completing the transactions contemplated by this AgreementSubscription; and
(b) the Issuer releasing personal information regarding the Subscriber and this Subscription, including the Subscriber’s 's name, residential address, telephone number, email address and registration and delivery instructions, the number of Securities purchased, the number of securities of the Issuer held by the Subscriber, the status of the Subscriber as an insider or registrantinsider, as a Pro Group member or as otherwise represented herein, and, if applicable, information regarding the beneficial ownership of or the principals of the Subscriber, to securities regulatory authorities in compliance with Applicable Securities Laws, to other authorities as required by law and to the registrar and transfer agent of the Issuer as required for the purpose of arranging for the preparation of the certificates representing the Securities in connection with the Offering. The purpose of the collection of the information is to ensure the Issuer and its advisers advisors will be able to issue Securities to the Subscriber in accordance with the instructions of the Subscriber and in compliance with applicable Canadian corporate corporate, securities and securities other laws and Canadian Securities Exchange policies, and to obtain the information required to be provided in documents required to be filed with securities regulatory authorities under Applicable Securities Laws and with other authorities as required by lawrequired, which may include their public disclosure of such information. The Subscriber Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, further expressly consents and agrees to the collection, use and disclosure of all such personal information by securities regulatory authorities and other authorities in accordance with their requirements, including but not limited to the publishing or making available to the public of such information and the provision of all such personal information to third party service providers for their collection, use and disclosure from time to time. The Subscriber further acknowledges and agrees that certain aspects of its personal information, namely the Subscriber's name, residential address and number of Securities purchased, will be available in public record maintained by the British Columbia Securities Commission. The contact information for the officer of the Issuer who can answer questions about the collection of information by the Issuer is as follows: Name & Title: J. O▇▇▇ ▇▇▇▇▇▇▇▇▇, CEO Issuer Name: Grown Rogue International Inc. Address: 3▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇▇, ▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇▇▇ Telephone NoIssuer Name: 5▇▇-▇▇▇-▇▇▇▇
5.2 The Subscriber expressly acknowledges and agrees that:
1234721 B.C. Ltd. (a) the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act of Canada, a list setting forth the identities of the purchasers of the Securities and any personal information provided by the Subscriber, and the Subscriber hereby represents and warrants that to the best of the Subscriber’s knowledge, none of the funds representing the subscription proceeds to be provided by the Subscriber (irenamed Nevada King Mining Ltd.) have been or will be derived from or related to any activity that is deemed criminal under the law of Canada, the United States of America, or any other jurisdiction, or (ii) are being tendered on behalf of a person or entity who has not been identified to the Subscriber; the Subscriber hereby further covenants that it shall promptly notify the Issuer if the Subscriber discovers that any of such representations ceases to be true, and shall provide the Issuer with appropriate information in connection therewith;
(b) the Subscriber is not a person or entity identified in the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism (“RIUNRST”), the United Nations Al-Qaida and Taliban Regulations (“UNAQTR”), the Regulations Implementing the United Nations Resolution on the Democratic People’s Republic of Korea (“UNRDPRK”), the Regulations Implementing the United Nations Resolution on Iran (“RIUNRI”), the Special Economic Measures (Zimbabwe) Regulations (the “Zimbabwe Regulations”), the Special Economic Measures (Burma) Regulations (the “Burma Regulations”) or any other similar statute;
(c) the Subscriber acknowledges that the Issuer may in the future be required by law to disclose the Subscriber’s name and other information relating to this Agreement and the Subscriber’s subscription hereunder pursuant to the PCMLA, the Criminal Code (Canada), RIUNRST, UNAQTR, UNRDPRK, RIUNRI, the Zimbabwe Regulations, the Burma Regulations or any other similar statute; and
(d) the Subscriber shall complete, sign and return such additional documentation as may be required from time to time under Applicable Securities Laws or any other applicable laws in connection with the Offering and this subscription.
5.3 The Subscriber authorizes the indirect collection of Personal Information (as hereinafter defined) by the securities regulatory authority or regulator (each as defined in National Instrument 14-101 Definitions) and confirms that the Subscriber has been notified by the Issuer:
(a) that the Issuer will be delivering Personal Information to the securities regulatory authority or regulator;
(b) that the Personal Information is being collected indirectly by the securities regulatory authority or regulator under the authority granted to it in Applicable Securities Laws;
(c) that such Personal Information is being collected for the purpose of the administration and enforcement of Applicable Securities Laws; and
(d) that the title, business address and business telephone number of the public official who can answer questions about the securities regulatory authority’s or regulator’s indirect collection of the Personal Information is as follows:
(i) British Columbia Securities Commission, P.O. Box 10142, Pacific Centre, 7Address: 2500 – ▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Inquiries: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇▇▇▇▇▇@▇▇▇▇.▇▇.▇▇;
(ii) Alberta Securities Commission, Suite 600, 2▇▇ – ▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iii) Financial and Consumer Affairs Authority of Saskatchewan, Suite 6▇▇ - ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iv) The Manitoba Securities Commission, 5▇▇ – ▇▇▇ ▇▇. ▇▇▇▇ ▇▇▇▇▇▇, Winnipeg, Manitoba R3C 4K5, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Manitoba 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(v) Ontario Securities Commission, 2▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: e▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇.▇▇.▇▇, Public official contact regarding indirect collection of information: Inquiries Officer;
(vi) Autorité des marchés financiers, 8▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇, ▇.▇. 246, Tour de la Bourse, Montréal, Québec H4Z 1G3, TelephoneTelephone No: (▇▇▇) ▇▇▇-▇▇▇▇ or 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For filing purposes only), Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For privacy requests only), Email: f▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For corporate finance issuers); f▇▇▇▇_▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For investment fund issuers);
5.2 The Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, expressly acknowledges and agrees that:
(viia) Financial and Consumer Services Commission the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (New Brunswick), 8▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇,, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇ Brunswick E2L 2J2, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇@▇▇▇▇.▇▇;
(viii) Nova Scotia Securities Commission, Suite 400, 5▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇, ▇.▇. Box 458 Halifax, Nova Scotia B3J 2P8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(ix) P▇▇▇▇▇ ▇▇▇▇▇▇ Island Securities Office, 9▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor S▇▇▇ Building, P.O. Box 2000 Charlottetown, P▇▇▇▇▇ ▇▇▇▇▇▇ Island C1A 7N8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; and
(x) Government of Newfoundland and Labrador, Financial Services Regulation Division, P.O. Box 8700, Confederation Building 2nd Floor, West Block, P▇▇▇▇▇ ▇▇▇▇▇▇ Drive, St. John’s, Newfoundland and Labrador A1B 4J6, Attention: Director of Securities, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇.Money
Appears in 1 contract
Sources: Subscription Agreement
Reporting and Consent. 5.1 The Subscriber Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, expressly consents and agrees to:
(a) the Issuer collecting personal information regarding the Subscriber for the purpose of completing the transactions contemplated by this AgreementSubscription; and
(b) the Issuer releasing personal information regarding the Subscriber Subscriber, and this Subscription, including the Subscriber’s name, residential address, telephone number, email address and registration and delivery instructions, the number of Securities purchased, the number of securities of the Issuer held by the Subscriber, the status of the Subscriber as an insider or registrant, Insider or as otherwise represented herein, and, if applicable, information regarding the beneficial ownership of or the principals of the Subscriber, to securities regulatory authorities in compliance with Applicable Securities Laws, to other authorities as required by law and to the registrar and transfer agent of the Issuer for the purpose purposes of arranging for the preparation of the certificates representing the Securities in connection with the Offering. The purpose of the collection of the information is to ensure the Issuer and its advisers advisors will be able to issue Securities to the Subscriber in accordance with the instructions of the Subscriber and in compliance with applicable Canadian corporate corporate, securities and securities laws and Canadian Securities other laws, as well as Exchange policiesrequirements, and to obtain the information required to be provided in documents required to be filed with securities regulatory authorities under Applicable Securities Laws and with other authorities (including an Exchange) as required by lawrequired, which may include their public disclosure of such information. The Subscriber Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, further expressly consents and agrees to the collection, use and disclosure of all such personal information by securities regulatory authorities and other authorities in accordance with their requirements, including including, but not limited to, the publishing or making available to the public of such information and the provision of all such personal information to third third-party service providers for their collection, use and disclosure from time to time. The contact information for the officer of the Issuer who can answer questions about the collection of information by the Issuer is as follows: Name & Title: J. O▇▇▇▇ ▇▇▇▇▇▇, President Issuer Name: CHEMESIS INTERNATIONAL INC. Address: ▇▇▇▇▇ ▇▇▇▇, CEO Issuer Name: Grown Rogue International Inc. Address: 3▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇ ▇▇▇ Email Address: ▇▇▇▇▇▇ Telephone No: 5▇▇-▇▇▇-▇▇@▇▇▇▇▇▇▇▇.▇▇▇
5.2 The Subscriber Subscriber, on its own behalf and on behalf of any other person for whom it is contracting hereunder, expressly acknowledges and agrees that:
(a) the Issuer may be required to provide applicable securities regulators, or otherwise under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act of Canada, a list setting forth the identities of the purchasers of the Securities and any personal information provided by the Subscriber, and the Subscriber hereby represents and warrants that to the best of the Subscriber’s knowledge, none of the funds representing the subscription Subscription proceeds to be provided by the Subscriber (i) have been or will be derived from or related to any activity that is deemed criminal under the law laws of Canada, the United States of America, or any other jurisdiction, or (ii) are being tendered on behalf of a person or entity who has not been identified to the Subscriber; the Subscriber hereby further covenants that it shall promptly notify the Issuer if the Subscriber discovers that any of such representations ceases cease to be true, and shall provide the Issuer with appropriate information in connection therewith;herewith; and
(b) the Subscriber is not a person or entity identified in the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism (“RIUNRST”), the United Nations Al-Qaida and Taliban Regulations (“UNAQTR”), the Regulations Implementing the United Nations Resolution on the Democratic People’s Republic of Korea (“UNRDPRK”), the Regulations Implementing the United Nations Resolution on Iran (“RIUNRI”), the Special Economic Measures (Zimbabwe) Regulations (the “Zimbabwe Regulations”), the Special Economic Measures (Burma) Regulations (the “Burma Regulations”) or any other similar statute;
(c) the Subscriber acknowledges that the Issuer may in the future be required by law to disclose the Subscriber’s name and other information relating to this Agreement and the Subscriber’s subscription hereunder pursuant to the PCMLA, the Criminal Code (Canada), RIUNRST, UNAQTR, UNRDPRK, RIUNRI, the Zimbabwe Regulations, the Burma Regulations or any other similar statute; and
(d) the Subscriber it shall complete, sign and return such additional documentation as may be required from time to time under Applicable Securities Laws or any other applicable laws in connection with the Offering and this subscriptionSubscription.
5.3 The Subscriber authorizes the indirect collection of Personal Information (as hereinafter defined) by the securities regulatory authority or regulator (each as defined in National Instrument 14-101 Definitions) and confirms that Furthermore, the Subscriber has been is hereby notified by the Issuerand acknowledges that:
(a) that the Issuer will be delivering Personal Information may deliver to the securities regulatory authority or regulatorapplicable Canadian Securities Commission certain personal information pertaining to the Subscriber, including such Subscriber’s full name, residential address, telephone number and email address, the number of Securities purchased by the Subscriber and the total purchase price paid for such Securities, the prospectus exemption relied on by the Issuer and the date of distribution of the Securities;
(b) that the Personal Information such information is being collected indirectly by the securities regulatory authority or regulator applicable Canadian Securities Commission under the authority granted to it in Applicable Securities Lawssecurities legislation;
(c) that such Personal Information information is being collected for the purpose purposes of the administration and enforcement of Applicable Securities Lawsthe securities legislation of the applicable Canadian jurisdictions; and
(d) that the title, business address and business telephone number of Subscriber may contact the following public official who can answer in each jurisdiction with respect to questions about the securities regulatory authority’s or regulatorapplicable Canadian Securities Commission’s indirect collection of such information at the Personal Information is as follows:
(i) following address and telephone number: Alberta Securities Commission ▇▇▇▇▇ ▇▇▇, ▇▇▇ – ▇▇▇ ▇▇▇▇▇▇ ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇ Telephone: ▇▇▇-▇▇▇-▇▇▇▇ Toll free in Canada: ▇-▇▇▇-▇▇▇-▇▇▇▇ Facsimile: ▇▇▇-▇▇▇-▇▇▇▇ Public official contact regarding indirect collection of information: FOIP Coordinator British Columbia Securities CommissionCommission ▇.▇. ▇▇▇ ▇▇▇▇▇, P.O. Box 10142, Pacific Centre, 7▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇ ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, ▇ Inquiries: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, ▇ Toll free in Canada: 1-800-373-6393 Facsimile: (▇▇▇) ▇▇▇-▇▇▇-▇, ▇▇▇ Email: i▇▇▇-▇▇▇▇▇▇▇@▇▇▇▇.▇▇.▇▇ Public official contact regarding indirect collection of information: FOI Inquiries The Manitoba Securities Commission 500 – ▇;
(ii) Alberta Securities Commission, Suite 600, 2▇▇ – ▇▇. ▇▇▇▇ ▇▇▇▇▇▇ Winnipeg, Manitoba R3C 4K5 Telephone: ▇▇▇-▇▇▇-▇▇▇▇ Toll free in Manitoba ▇-▇▇▇-▇▇▇-▇▇▇▇ Facsimile: ▇▇▇-▇▇▇-▇▇▇▇ Public official contact regarding indirect collection of information: Director Financial and Consumer Services Commission (New Brunswick) ▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, Telephone: (▇▇▇) ▇▇▇-▇ ▇▇▇▇, Toll free in CanadaNew Brunswick E2L 2J2 Telephone: 1-▇▇▇-▇▇▇-▇▇▇▇, ▇ Toll free in Canada: 1-866-933-2222 Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iii) Financial and Consumer Affairs Authority of Saskatchewan, Suite 6▇▇ - -▇▇▇▇ Email: ▇▇▇▇@▇▇▇▇.▇▇ Public official contact regarding indirect collection of information: Chief Executive Officer and Privacy Officer Government of Newfoundland and Labrador Financial Services Regulation Division ▇.▇. ▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ Drive St. John’s, Newfoundland and Labrador A1B 4J6 Attention: Director of Securities Telephone: ▇▇▇-▇▇▇-▇▇▇▇ Facsimile: ▇▇▇-▇▇▇-▇▇▇▇ Public official contact regarding indirect collection of information: Superintendent of Securities Government of the Northwest Territories Office of the Superintendent of Securities ▇.▇. ▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, ▇ Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(iv) The Manitoba Securities Commission, 5▇▇ – ▇▇▇ ▇▇. ▇▇▇▇ ▇▇▇▇▇▇, Winnipeg, Manitoba R3C 4K5, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Manitoba 1-▇▇▇-▇▇▇-▇▇▇▇, ▇ Facsimile: (▇▇▇) ▇▇▇-▇▇▇-▇;
(v) ▇▇▇ Public official contact regarding indirect collection of information: Superintendent of Securities Nova Scotia Securities Commission ▇▇▇▇▇ ▇▇▇, ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ Tower ▇.▇. ▇▇▇ ▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇ ▇▇▇ Telephone: ▇▇▇-▇▇▇-▇▇▇▇ Facsimile: ▇▇▇-▇▇▇-▇▇▇▇ Public official contact regarding indirect collection of information: Executive Director Government of Nunavut Department of Justice Legal Registries Division P.O. Box 1000, Station ▇▇▇ ▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Iqaluit, Nunavut X0A 0H0 Telephone: ▇▇▇-▇▇▇-▇▇▇▇ Facsimile: ▇▇▇-▇▇▇-▇▇▇▇ Public official contact regarding indirect collection of information: Superintendent of Securities Ontario Securities Commission, 2Commission ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇, ▇ Telephone: (▇▇▇) ▇▇▇416-▇▇▇▇, 593- 8314 Toll free in Canada: 1-1-877-785-1555 Facsimile: ▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, ▇ Email: e▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇.▇▇.▇▇, ▇ Public official contact regarding indirect collection of information: Inquiries Officer;
(vi) Officer ▇▇▇▇▇▇ ▇▇▇▇▇▇ Island Securities Office ▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor ▇▇▇▇ Building ▇.▇. ▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ C1A 7N8 Telephone: ▇▇▇-▇▇▇-▇▇▇▇ Facsimile: ▇▇▇-▇▇▇-▇▇▇▇ Public official contact regarding indirect collection of information: Superintendent of Securities Autorité des marchés financiers, 8financiers ▇▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ étage C.P. ▇▇▇, ▇▇▇▇ ▇▇ ▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇.▇. 246, Tour de la Bourse, Montréal, Québec H4Z 1G3, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇ or 1-▇▇▇ ▇▇▇ Téléphone: ▇▇▇-▇▇▇-▇▇▇▇, ▇ or 1-877-525-0337 Facsimile: (▇▇▇) -▇▇▇-▇▇▇▇ (For filing purposes only), Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇ (For privacy requests only), Email: f▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For corporate finance issuers); fPublic official contact regarding indirect collection of information: Secrétaire générale Financial and Consumer Affairs Authority of Saskatchewan Suite 601 – ▇▇▇▇_▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇, Saskatchewan S4P 4H2 Telephone: ▇▇▇-▇▇▇-▇▇▇▇ Facsimile: ▇▇▇-▇▇▇-▇▇▇▇ Public official contact regarding indirect collection of information: Director Government of Yukon Department of Community Services Office of the Superintendent of Securities ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ ▇▇▇ Telephone: ▇▇▇-▇▇▇-▇▇▇▇ Facsimile: ▇▇▇-▇▇▇-▇▇▇▇ Email: ▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ (For investment fund issuers);
(vii) Financial and Consumer Services Commission (New Brunswick), 8▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇,, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇ Brunswick E2L 2J2, TelephonePublic official contact regarding indirect collection of information: (▇▇▇) ▇▇▇-▇▇▇▇, Toll free in Canada: 1-▇▇▇-▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇, Email: i▇▇▇@▇▇▇▇.▇▇;
(viii) Nova Scotia Securities Commission, Suite 400, 5▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇, ▇.▇. Box 458 Halifax, Nova Scotia B3J 2P8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇;
(ix) P▇▇▇▇▇ ▇▇▇▇▇▇ Island Securities Office, 9▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, 4th Floor S▇▇▇ Building, P.O. Box 2000 Charlottetown, P▇▇▇▇▇ ▇▇▇▇▇▇ Island C1A 7N8, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇; and
(x) Government of Newfoundland and Labrador, Financial Services Regulation Division, P.O. Box 8700, Confederation Building 2nd Floor, West Block, P▇▇▇▇▇ ▇▇▇▇▇▇ Drive, St. John’s, Newfoundland and Labrador A1B 4J6, Attention: Director Superintendent of Securities, Telephone: (▇▇▇) ▇▇▇-▇▇▇▇, Facsimile: (▇▇▇) ▇▇▇-▇▇▇▇.
Appears in 1 contract
Sources: Subscription Agreement (Chemesis International Inc.)