Common use of Reporting Covenant Clause in Contracts

Reporting Covenant. Required Complies ------------------ -------- -------- Monthly financial statements Monthly within 30 days Yes No Annual (CPA Audited) FYE within 120 days Yes No Annual business plan/operating budget FYE within 30 days Yes No 10K and 10Q (as applicable) Yes No A/R and A/P Agings, Borrowing Base Certs. Monthly within 30 days Yes No A/R Audit Initial and Semi-Annual Yes No IP Report Quarterly within 30 days Yes No Total amount of Borrower's cash and investments Amount: $_________ Yes No Total amount of Borrower's cash and investments Amount: $_________ Yes No with Bank Financial Covenant Required Actual Complies ------------------ -------- ------ -------- Maintain on a Monthly Basis: Minimum Quick Ratio 1.25:1.00 _____:1.00 Yes No Minimum EBITDA From 12/31/04 through 3/31/05 $150,000 $________ Yes No From 4/30/05 through Revolving $300,000 $________ Yes No Maturity Date Maintain on a Daily Basis Minimum Cash at Bank $750,000 $________ Yes No Comments Regarding Exceptions: See Attached. BANK USE ONLY Sincerely, Received by:_____________________________ AUTHORIZED SIGNER __________________________________ Date: _________________________________ SIGNATURE _________________________________ Verified:________________________________ TITLE AUTHORIZED SIGNED Date: _________________________________ _________________________________ DATE Compliance Status Yes No Corporation Resolutions and Incumbency Certification Authority to Procure Loans -------------------------------------------------------------------------------- I certify that I am the duly elected and qualified Secretary of TCI SOLUTIONS, INC.; that the following is a true and correct copy of resolutions duly adopted by the Board of Directors of the Corporation in accordance with its bylaws and applicable statutes. Copy of Resolutions: Be it Resolved, That:

Reporting Covenant. Required Complies ------------------ -------- -------- Monthly financial statements Monthly within 30 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Annual (CPA Audited) FYE within 120 days Yes No Annual business plan/operating budget FYE within 30 days Yes No 10K Financial Covenant Required Actual Complies ------------------ -------- ------ -------- Cash and 10Q (as applicable) Yes No A/R and A/P Agings, Borrowing Base Certs. Monthly within 30 days Yes No A/R Audit Initial and Semi-Annual Yes No IP Report Quarterly within 30 days Yes No Total amount of Borrower's cash and investments Amount: Unrestricted Marketable Securities $100,000,000 $_________ Yes No Total amount Maintain on a Quarterly Basis: Net Debt to Annualized Quarterly Revenues Yes No through 3/31/00 4.00 : 1.00 _______:1.00 from 4/01/00 to 6/30/00 3.50 : 1.00 _______:1.00 after 6/30/00 2.50 : 1.00 _______:1.00 Revenues for trailing 12 mos. Yes No as of Borrower's cash and investments Amount: 3/31/00 $200,000,000 $__________ Yes No with Bank Financial Covenant Required Actual Complies ------------------ -------- ------ -------- Maintain on a Monthly Basis: Minimum Quick Ratio 1.25:1.00 _____:1.00 Yes No Minimum EBITDA From 12/31/04 through 3/31/05 as of 6/30/00 $150,000 250,000,000 $__________ Yes No From 4/30/05 through Revolving as of 9/30/00 and thereafter $300,000 300,000,000 $__________ EBITDA for trailing 12 mos. Yes No Maturity Date Maintain on a Daily Basis Minimum Cash at Bank as of 3/31/00 ($750,000 34,000,000) $__________ Yes No as of 6/30/00 ($10,000,000) $__________ as of 9/30/00 and thereafter $22,000,000 $__________ NEW OFFICES -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- --------------------------------- Comments Regarding Exceptions: See Attached. BANK USE ONLY Sincerely, Received by:: ____________________ AUTHORIZED SIGNER __________________________________ SIGNATURE Date:____________________________ __________________________________ Verified: _______________________ TITLE AUTHORIZED SIGNER __________________________________ Date: _________________________________ SIGNATURE _________________________________ Verified:________________________________ TITLE AUTHORIZED SIGNED Date: _________________________________ _________________________________ DATE Compliance Status Status: Yes No Corporation Resolutions --------------------------------- FIRST AMENDMENT --------------- TO -- AMENDED AND RESTATED -------------------- LOAN AND SECURITY AGREEMENT --------------------------- THIS FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (the "Amendment") is entered into as of April 28,2000, by and Incumbency Certification Authority to Procure Loans -------------------------------------------------------------------------------- I certify that I am among SILICON VALLY BANK as Agent and a Bank (the duly elected and qualified Secretary of TCI SOLUTIONS"Agent"), EXODUS COMMUNICATIONS, INC.; , a Delaware corporation as borrower (the "Borrower"), and those certain financial institutions from time to time party to that certain Amended and Restated Loan and Security Agreement dated as of March 8, 2000 (the following is a true and correct copy of resolutions duly adopted by "Loan Agreement") as Banks (the Board of Directors of "Banks"). Unless otherwise defined herein, each capitalized term used in this Agreement shall have the Corporation meaning accorded to it in accordance with its bylaws and applicable statutesthe Loan Agreement. Copy of Resolutions: Be it Resolved, That:RECITALS --------

Reporting Covenant. Required Complies ------------------ -------- -------- Monthly financial statements Monthly within 30 days Yes No Annual (CPA Audited) Audited FYE within 120 days Yes No Annual business plan/operating budget FYE within 30 days Yes No 10K and 10Q (as applicable) Yes No A/R and A/P Agings, Borrowing Base Certs. Monthly within 30 days Yes No A/R Audit Initial and Semi-Annual Yes No IP Report Quarterly within 30 days Yes No Total amount of Borrower's cash and investments Amount: $_________ Yes No Total amount of Borrower's cash and investments Amount: $_________ Yes No with Bank Financial Covenant Required Actual Complies ------------------ -------- ------ -------- Maintain on a Monthly Basis: Minimum Quick Ratio 1.25:1.00 Tangible Net Worth $3,000,000 $_____:1.00 Yes No Minimum EBITDA From 12/31/04 through 3/31/05 $150,000 $________ Yes No From 4/30/05 through Revolving --------- Maximum Debt/Tangible Net Worth 1.50:1.00 _____:1.00 Yes No ---- Minimum Cash Coverage * $300,000 $_________ Yes No Maturity Date Maintain on a Daily Basis Minimum Cash at Bank Quarterly Basis: Debt Service Coverage * $750,000 $_________ Yes No Comments Regarding Exceptions: See Attached. BANK USE ONLY Sincerely, Received by:____________________Profitability * $_________ AUTHORIZED SIGNER Yes No * See attached Schedule __________________________________ Comments Regarding Exceptions: See Attached. BANK USE ONLY Received by: ___________________ Sincerely, AUTHORIZED SIGNER /s/ Xxxxxx X. Xxxxxxx Date: __________________________ --------------------------------------- SIGNATURE Verified: ______________________ _______________________________________ SIGNATURE _________________________________ Verified:________________________________ AUTHORIZED SIGNER TITLE AUTHORIZED SIGNED Date: _________________________________ _______________________________________ DATE Compliance Status Status: Yes No Corporation Resolutions and Incumbency Certification Authority to Procure Loans -------------------------------------------------------------------------------- I certify that I am the duly elected and qualified Secretary of TCI SOLUTIONS, INC.; that the following is a true and correct copy of resolutions duly adopted by the Board of Directors of the Corporation in accordance with its bylaws and applicable statutes. Copy of Resolutions__________________________________ SCHEDULE D COMPLIANCE CERTIFICATE MINIMUM LIQUIDITY: Be it Resolved, That:DEBT SERVICE COVERAGE: ----------------------------------------

Reporting Covenant. Required Complies --------------------------------------- ------------------------------- ------------------ -------- -------- Monthly financial statements + CC Monthly within 30 45 days Yes No Annual (CPA Audited) FYE within 120 days Yes No Annual business plan/operating budget FYE within 30 days Yes No 10K and 10Q (as applicable) Yes No A/R and & A/P Agings, Borrowing Base Certs. * Monthly within 30 20 days Yes No A/R Audit Initial and Semi-Annual Yes No IP Report Quarterly Borrowing Base Certificate* Monthly within 30 20 days Yes No Total amount of Borrower's cash *at such times as outstandings exist and investments Amountprior to any disbursement if no outstandings exist Financial Covenant Required Actual Complies --------------------------------------- ----------------------- ------------- --------------- Maintain on a Monthly Basis: $Minimum Quick Ratio 1.50:1.00 ____:1.00 Yes No Minimum Tangible New Work $1,500,000 plus $_______ Yes No Total amount 50% of Borrower's cash and investments Amount: $new equity Maximum Debt/Tangible New Worth 1.00:1.00 ____:1.00 Yes No Profitability: beginning 9/30/98 Quarterly $_______ Yes No with Bank Financial Covenant Required Actual Complies ------------------ -------- ------ -------- Maintain on a Monthly Basisand thereafter Losses not to exceed: Minimum Quick Ratio 1.25:1.00 _____:1.00 $500,000 for the three (3) months ending Yes No Minimum EBITDA From 12/31/04 through 3/31/05 3/31/98; and $150,000 $________ Yes No From 4/30/05 through Revolving $300,000 $________ Yes No Maturity Date Maintain on a Daily Basis Minimum Cash at Bank $750,000 $________ Yes No 200,000 for the three (3) months ending 6/30/98 Comments Regarding Exceptions: See Attached. Attached ----------------------------------- | BANK USE ONLY | Sincerely, | ------------- | | | | Received by:_____________________________ AUTHORIZED SIGNER By: | CLARENT CORPORATION | -------------------- | | Authorized Signature | | Date: | __________________________________ Date: | ---------------------- | Signature | Verified | | -------------------- | | Authorized Signature | __________________________________ SIGNATURE | Date: | Title | ----------------------- | | Compliance Status: Yes No | ----------------------------------- __________________________________ VerifiedDate SILICON VALLEY BANK PRO FORMA INVOICE FOR LOAN CHARGES BORROWER: CLARENT CORPORATION LOAN OFFICER: Xxxxx Xxxx DATE: May 22, 1998 Revolving Loan Fee $12,000.00 Credit Report 35.00 UCC Search Fee 150.00 UCC Filing Fee 40.00 Intellectual Property Filing Fees 550.00 TOTAL FEE DUE $12,775.00 ------------- ========== Please indicate the method of payment:________________________________ TITLE AUTHORIZED SIGNED Date: _________________________________ _________________________________ DATE Compliance Status Yes No Corporation Resolutions and Incumbency Certification Authority to Procure Loans -------------------------------------------------------------------------------- I certify that I am the duly elected and qualified Secretary of TCI SOLUTIONS, INC.; that the following is a true and correct copy of resolutions duly adopted by the Board of Directors of the Corporation in accordance with its bylaws and applicable statutes. Copy of Resolutions: Be it Resolved, That:

Reporting Covenant. Required Complies ------------------ -------- -------- Monthly financial statements Monthly within 30 days Yes No Annual (CPA Audited) FYE within 120 90 days Yes No Annual business plan/operating budget FYE within 30 days Yes No 10K and 10Q (as applicable) Yes No A/R and A/P Agings, Borrowing Base Certs. Monthly within 30 days Yes No A/R Audit Initial and Semi-Annual Yes No IP Report Quarterly within 30 days Yes No Total amount of Borrower's cash and investments Amount: $_________ Yes No Total amount of Borrower's cash and investments Amount: $_________ Yes No with Bank Financial Covenant Required Actual Complies ------------------ -------- ------ -------- Maintain on a Monthly Basis: Minimum Quick Ratio 1.25:1.00 _1.50:1.00 ____:1.00 Yes No Minimum EBITDA From 12/31/04 through 3/31/05 Liquidity 1.50:1.00* ____:1.00 Yes No Tangible Net Worth $ 700,000 $150,000 $________ Yes No From 4/30/05 through Revolving $300,000 $________ Yes No Maturity Date Maintain on a Daily Basis Minimum Cash at Bank $750,000 $________ Yes No *Except for months of January, February and March 1997 for which the covenant shall not be tested. --------------------------------------------- Comments Regarding Exceptions: See Attached. Attached BANK USE ONLY Sincerely, Received by:_____________________________ Sincerely, AUTHORIZED SIGNER __________________________________ Date: :_________________________________ SIGNATURE Verified:_____________________________ _______________________________ VerifiedAUTHORIZED SIGNER TITLE Date:________________________________ TITLE AUTHORIZED SIGNED Date: _________________________________ _________________________________ DATE Compliance Status Status: Yes No Corporation Resolutions --------------------------------------------- EXHIBIT D NEGATIVE PLEDGE AGREEMENT This Negative Pledge Agreement is made as of December 10, 1996, by and Incumbency Certification Authority to Procure Loans -------------------------------------------------------------------------------- I certify that I am the duly elected and qualified Secretary of TCI SOLUTIONSbetween CROSSROADS SOFTWARE, INC.; that . ("Borrower") and SILICON VALLEY BANK ("Bank"). In connection with the following is a true Loan Documents being concurrently executed between Borrower and correct copy of resolutions duly adopted by the Board of Directors of the Corporation in accordance with its bylaws and applicable statutes. Copy of Resolutions: Be it ResolvedBank, ThatBorrower agrees as follows:

Reporting Covenant. Required Complies ------------------ -------- --------- -------- Monthly financial statements + CC Monthly within 30 days Yes No Annual (CPA Audited) FYE within 120 days Yes No Annual business plan/operating budget FYE within 30 days Yes No 10-Q, 10-K and 10Q (as applicable) 8-K Within 5 days after filing with SEC Yes No A/R and & A/P Agings, Borrowing Base Certs. Agings Monthly within 30 days Yes No A/R Audit Initial and Semi-Annual Yes No IP Report Quarterly Borrowing Base Certificate Monthly within 30 days Yes No Total amount of Borrower's cash and investments AmountFinancial Covenant Required Actual Complies ------------------ --------- ------ -------- Maintain on a Monthly Basis: Minimum Quick Ratio (Adjusted) 1.50:1.00 _____:1.00 Yes No Profitability: Quarter ending 3/31/01 *$ 500,00** $_________ Yes No Total amount of Borrower's cash and investments Amount: Quarter ending 6/30/01 *$2,300,00** $_________ Yes No with Bank Financial Covenant Required Actual Complies ------------------ -------- ------ -------- Maintain on a Monthly Basis: Minimum Quick Ratio 1.25:1.00 Quarter ending 9/30/01 *$1,000,00** $_____:1.00 Yes No Minimum EBITDA From 12/31/04 through 3/31/05 $150,000 $________ Yes No From 4/30/05 through Revolving Quarter ending 12/31/02 $300,000 1 $_________ Yes No Maturity Date Maintain on a Daily Basis Minimum Cash at Bank $750,000 $Have there been updates to Borrower's intellectual property, if appropriate? Yes / No __________________________________ Yes No Comments Regarding Exceptions: See Attached. BANK USE ONLY Sincerely, Received byBy:_____________________ AUTHORIZED SIGNER Sincerely, Date:____________________________ BRIO TECHNOLOGY, INC. Verified:________________________ AUTHORIZED SIGNER __________________________________ Signature Date: _________________________________ SIGNATURE _________________________________ Verified:________________________________ TITLE AUTHORIZED SIGNED Date: _________________________________ _______________________________ Title _______________________________ DATE Compliance Status Status: Yes No Corporation Resolutions and Incumbency Certification Authority to Procure Loans -------------------------------------------------------------------------------- Date _________________________________ * Less than ** Greater than CORPORATE BORROWING RESOLUTION Borrower: BRIO TECHNOLOGY, INC. Bank: Silicon Valley Bank 0000 Xxxxx Xxxxxxx Xxxxxxx, 0000 Xxxxxx Xxxxx Xxxxx Xxxxx, XX 00000 Xxxxx Xxxxx, XX 00000-0000 I, the Secretary or Assistant Secretary of BRIO TECHNOLOGY, INC. ("Borrower"), CERTIFY that Borrower is a corporation existing under the laws of the State of California. I certify that I am the at a meeting of Borrower's Directors (or by other authorized corporate action) duly elected and qualified Secretary of TCI SOLUTIONS, INC.; that held the following resolutions were adopted. It is a true and correct copy of resolutions duly adopted by the Board of Directors resolved that any one of the Corporation in accordance with its bylaws following officers of Borrower, whose name, title and applicable statutessignature is below: NAMES POSITIONS ACTUAL SIGNATURES ----- --------- ----------------- ________________________ _____________________ __________________________ ________________________ _____________________ __________________________ ________________________ _____________________ __________________________ ________________________ _____________________ __________________________ may act for Borrower and: Borrow Money. Copy of Resolutions: Be it Resolved, That:Borrow money from Silicon Valley Bank ("Bank").

Reporting Covenant. Required Complies ------------------ -------- -------- Monthly financial statements Financial Statements + CC Monthly within 30 days Yes No Preliminary Annual (CPA Audited) Audited FYE within 120 days Yes No Final Annual business plan/operating budget (Audited) FYE within 30 150 days Yes No 10K and 10Q (as applicable) Yes No A/R and & A/P Agings, Borrowing Base Certs. Agings Monthly within 30 days Yes No A/R Audit Initial and Semi-Annual Yes No IP Report Quarterly Borrowing Base Certificate Monthly within 30 days Yes No Total amount of Borrower's cash and investments Amount: $_________ Yes No Total amount of Borrower's cash and investments Amount: $_________ Yes No with Bank Financial Covenant Required Actual Complies ------------------ -------- ------ -------- Maintain on a Monthly Basis: Minimum Adjusted Quick Ratio 1.25:1.00 1.00:1.00 _____:1.00 Yes No Minimum EBITDA From 12/31/04 through 3/31/05 Liquidity 1.75:1.00* _____:1.00 Yes No Profitability: Quarterly $150,000 $_________ Yes No From 4/30/05 through Revolving Losses not to exceed: $300,000 $________ 1,300,000 for the quarter ending 9/30/98 Yes No Maturity Date Maintain on $900,000 for the quarter ending 12/31/98; and $500,0000 for the quarter ending 3/31/98. *Following two (2) consecutive quarters of Borrower's achievement of a Daily Basis Minimum Cash quarterly debt service of at Bank $750,000 $________ Yes No least 1.50 to 1.00, the Liquidity Coverage covenant will be replaced with a Debt Service Coverage covenant defined as follows: a ratio of earnings after tax plus interest and non cash expenses (annualized) to the current portion of long term debt and capital leases plus interest of at least 1.50 to 1.00. Comments Regarding Exceptions: See Attached. +--------------------------------------+ | BANK USE ONLY | | | Sincerely, | Received by:___________: | | ------------------------ | | AUTHORIZED SIGNER | SYNPLICITY, INC. | | | Date: | | ------------------------------- | --------------------------------------- | | Signature | Verified: | | --------------------------- | | AUTHORIZED SIGNER | --------------------------------------- | | Title | Date: | | ------------------------------- | | | --------------------------------------- | Compliance Status: Yes No | Date +--------------------------------------+ [LOGO OF SILICON VALLEY BANK] SILICON VALLEY BANK PRO FORMA INVOICE FOR LOAN CHARGES BORROWER: SYNPLICITY, INC. LOAN OFFICER: Xxxxx Xxxxxx DATE: September 9, 1998 Revolving Loan Fee $15,000.00 Equipment Line Loan Fee 5,000.00* Documentation Fee 1,000.00 TOTAL FEE DUE $21,000.00 ------------- ========== *$2,500 due and payable now and $2,500 due on the initial Equipment Advance in excess of the Cap Amount and not issued under the Temporary Equipment Sublimit. Please indicate the method of payment: [ ] A check for the total amount is attached. [ ] Debit DDA # __________________ AUTHORIZED SIGNER __________________________________ for the total amount. [ ] Loan proceeds Borrower: By: ----------------------------------- (Authorized Signer) ----------------------------------- Silicon Valley Bank (Date) Account Officer's Signature CORPORATE BORROWING RESOLUTION Borrower: _________________________________ SIGNATURE _________________________________ Verified:________________________________ TITLE AUTHORIZED SIGNED DateSYNPLICITY, INC. Bank: _________________________________ _________________________________ DATE Compliance Status Yes No Corporation Resolutions and Incumbency Certification Authority to Procure Loans -------------------------------------------------------------------------------- I certify that I am Silicon Valley Bank 000 X. Xxxxxx Xxxxxx 0000 Xxxxxx Xxxxx Xxxxxxxxx, XX 00000 Xxxxx Xxxxx, XX 00000-0000 I, the duly elected and qualified undersigned Secretary or Assistant Secretary of TCI SOLUTIONSSYNPLICITY, INC.; . ("Borrower"), HEREBY CERTIFY that Borrower is a corporation duly organized and existing under and by virtue of the laws of the State of California. I FURTHER CERTIFY that at a meeting of the Directors of Borrower (or by other duly authorized corporate action in lieu of a meeting), duly called and held, at which a quorum was present and voting, the following is a true and correct copy of resolutions duly adopted by the Board of Directors of the Corporation in accordance with its bylaws and applicable statutes. Copy of Resolutions: Be it Resolved, That:were adopted.

Reporting Covenant. Required Complies ------------------ -------- -------- Monthly financial statements + CC Monthly within 30 days Yes No Annual 10Q, 10K (CPA Audited) Quarterly/FYE within 120 days Yes No Annual business plan/operating budget FYE within 30 days Yes No 10K and 10Q (as applicable) within Yes No 120 days or within 5 days of issuance A/R and & A/P Agings, Borrowing Base Certs. Agings Monthly within 30 days Yes No A/R Audit Initial Backlog and Semi-Annual Yes No IP Report Quarterly Booking Reports Monthly within 30 days Yes No Total amount of Borrower's cash and investments Amount: $_________ Borrowing Base Certificate Monthly within 30 days Yes No Total amount of Borrower's cash and investments Amount: $_________ Budgets, sales projections, operating plans, or other Promptly after Lender requests Yes No with Bank financial information as Lender may request Financial Covenant Required Actual Complies ------------------ -------- ------ -------- Maintain on a Monthly BasisMaintain: Minimum Quick Ratio 1.25:1.00 (monthly) 0.70:1.00 _____:1.00 Yes No Minimum EBITDA From 12/31/04 through 3/31/05 Tangible Net Worth (quarterly) $150,000 5,000,000 $________ Yes No From 4/30/05 through Revolving $300,000 $________ Have there been updates to Borrower's Intellectual Yes No Maturity Date Maintain on a Daily Basis Minimum Cash Property? Borrower only has deposit accounts located at Bank $750,000 $________ Yes No the following institutions: Comments Regarding Exceptions: See Attachedattached. BANK USE ONLY Sincerely, Received by:California Micro Devices Corporation _____________________________ AUTHORIZED SIGNER __________________________________ Date: _________________________________ SIGNATURE ________________________________________________ TITLE ________________________________________________ DATE BANK USE ONLY Rec'd By:______________________________________ Authorized Signer Date:__________________________________________ Verified:______________________________________ TITLE AUTHORIZED SIGNED Authorized Signer Date: :__________________________________________ _________________________________ DATE Compliance Status Status: Yes No Corporation Resolutions EXHIBIT E Collateral Control and Incumbency Certification Authority to Procure Loans -------------------------------------------------------------------------------- I certify that I am the duly elected Related Provisions on Event of Default Without limiting Bank's other rights and qualified Secretary remedies, if an Event of TCI SOLUTIONSDefault occurs and is continuing, INC.; that the following is a true and correct copy of resolutions duly adopted provisions (the "Collateral Control Provisions") shall be effective immediately upon notice by Bank to the Board of Directors of the Corporation in accordance with its bylaws and applicable statutes. Copy of Resolutions: Be it Resolved, ThatBorrower: