Common use of Reporting Covenants Required Complies Clause in Contracts

Reporting Covenants Required Complies. Monthly Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 days Yes No Annual financial statements (CPA Audited) FYE within 120 days Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections FYE within 60 days Yes No

Reporting Covenants Required Complies. Monthly Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly with Compliance Certificate Monthly within 30 days Yes No Annual financial statements statement (CPA Audited) FYE within 120 150 days Yes No 10-Q, 10-K and 8-K Within 5 Board Projections Earlier of (i) 15 days after filing with SEC Yes No Board approved projections FYE within 60 days board approval or (ii) February 28th of each calendar year Yes No

Reporting Covenants Required Complies. Monthly financial statements with Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 days Yes No Annual financial statements statement (CPA Audited) FYE within 120 180 days Yes No Filed 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections FYE within Board-Approved Projections Within 60 days of Borrower’s FYE, and amended/updated Yes No

Reporting Covenants Required Complies. Monthly financial statements (consolidated balance sheet, statement of cash flows, and income statement) with Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 days Yes No Annual financial statements (CPA Audited) + CC Commencing with 2019 fiscal year, to the extent required by Board, FYE within 120 180 days Yes No Annual Projections FYE within 30 days; and more frequently as updated Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections FYE within 60 days Yes No

Reporting Covenants Required Complies. Monthly Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly with Compliance Certificate Monthly within 30 days Yes No Annual financial statements statement (CPA Audited) FYE + XX XXX within 120 180 days Yes No 10-Q, 10-K and 8-K Within 5 Financial Projections FYE within 30 days not later than 7 days after filing with SEC Yes No Board approved projections FYE within 60 days approval and more frequently as updated Yes No

Reporting Covenants Required Complies. Monthly Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly with Compliance Certificate Monthly within 30 days Yes No Annual financial statements statement (CPA Audited) )* FYE within 120 150 days Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections Annual Operating Budget and Financial Projections FYE within 60 days and monthly within 30 days of any updates or amendments Yes No

Reporting Covenants Required Complies. Monthly 10-Q Report Within 45 days of quarter end Compliance Statement Certificate Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 days Yes No Annual financial statements (CPA Audited) Board projections At least annually, FYE within 120 60 days and contemporaneously with any updates or changes thereto Yes No 10-QK Report and annual audited financial statement FYE within 90 days Yes No Filed 10‑Q, 10-K 10‑K and 8-K Within 5 days after filing with SEC Yes No Board approved projections FYE within 60 days Yes No

Reporting Covenants Required Complies. Monthly Financial statements with Compliance Statement Certificate Monthly within 30 days; upon IPO, quarterly within 45 days Yes No Quarterly financial statements Quarterly (Q4 within 30 days 90 days) Yes No Annual financial statements statement (CPA Audited) FYE within 120 180 days (beginning FY 2019) Yes No 10-QFiled 10‑Q, 10-K 10‑K and 8-K Within 5 days after filing with SEC Yes No Board approved projections Board-Approved Projections FYE within 60 days and within 7 days of changes Yes No

Reporting Covenants Required Complies. Monthly Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly + Compliance Certificate (“CC”) Monthly within 30 days Yes No Annual financial statements statement + CC (a) if Board requires audited financial statement, FYE within 180 days (CPA Audited) and (b) at all other times, FYE within 120 60 days (company-prepared) Yes No Annual budget and board-approved projections FYE within 90 days* Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections FYE within 60 days Yes No*commencing with 2017 fiscal year of Borrower.

Reporting Covenants Required Complies. Monthly financial statements Monthly within 30 days Yes No Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly and quarterly within 30 days Yes No Annual financial statements (CPA Audited) FYE within 120 45 days Yes No 10-Q, K FYE within 90 days Yes No 10-K and 8-K Within 5 Q Quarterly within 45 days after filing with SEC Yes No Board Board-approved projections FYE within 60 Within 45 days of fiscal year end, and as amended/updated Yes No

Reporting Covenants Required Complies. Monthly Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly with Compliance Certificate Within 45 days of quarter end (within 30 90 days of quarter end for Q4) Yes No Annual financial statements statement with Compliance Certificate (CPA Audited) FYE within 120 180 days Yes No 10-Q, Q Report Within 45 days of quarter end for 10-K Q (within 90 days of quarter end for Q4) Yes No Filed 10‑Q, 10‑K and 8-K Within 5 days after filing with SEC Yes No Board approved projections 30 days of FYE within 60 days and as amended/updated Yes No

Reporting Covenants Required Complies. Monthly Quarterly financial statements with Compliance Statement Monthly Certificate Quarterly within 30 60 days Yes No Quarterly financial statements Quarterly Operating budgets FYE within 30 45 days Yes No Annual financial statements (CPA Audited) FYE within 120 days Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections FYE within 60 days Yes No

Reporting Covenants Required Complies. Monthly financial statements with Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 days Yes No Annual financial statements (CPA Audited) FYE within 120 days Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections FYE within Within 60 days each fiscal year end or upon Board approval, and promptly following any amendments/updates Yes NoNo The following Intellectual Property was registered after the Effective Date (if no registrations, state “None”) ____________________________________________________________________________.

Reporting Covenants Required Complies. Monthly Quarterly Financial Statements with Compliance Statement Monthly Quarterly within 30 (i) 45 days for the first 3 fiscal quarters of each fiscal year and (ii) 90 days for the final fiscal quarter of each fiscal year Yes No Quarterly financial statements Quarterly within 30 days Yes No Annual financial statements (CPA Audited) FYE within 120 days Yes No 10-Q10‑Q, 10-K 10‑K and 8-K Within 5 10 days after filing with SEC Yes No Board approved projections FYE Within 60 days after FYE, and within 60 10 days of any updates/amendments Yes No Monthly bank statements Monthly within 30 days Yes No

Reporting Covenants Required Complies. Monthly Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 45 days Yes No Compliance Certificate Quarterly within 45 days (and monthly within 30 days when Testing Period is in effect during said month) Annual financial statements statement (CPA Audited) FYE within 120 90 days Yes No 10-Q10‑Q, 10-K 10‑K and 8-K Within 5 days after filing with SEC Yes No Board Board-approved projections Within 30 days prior to FYE within 60 days Yes No

Reporting Covenants Required Complies. Monthly Compliance Statement Monthly within 30 days Yes No Quarterly (first 3) financial statements with Compliance Certificate Quarterly (first 3) within 30 45 days Yes No Annual financial statements statement (CPA Audited) FYE + XX XXX within 120 90 days Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections FYE within 60 days and within seven (7) days of any updates/amendments Yes No

Reporting Covenants Required Complies. Monthly Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 days Yes No Annual financial statements (CPA Audited) FYE within 120 days Yes No 10-Q, 10-K and 8-K + Compliance Certificate Within 5 days after filing with SEC Yes No Board Annual financial statement (CPA Audited) The earlier of (i) 180 days of FYE or (ii) 5 days after filing with SEC Yes No Annual budget and board-approved projections FYE within The earlier of 60 days of FYE or 10 days of Board approval Yes No

Reporting Covenants Required Complies. Monthly Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly (consolidated andconsolidating) with Compliance Certificate Monthly within 30 days Yes No Annual financial statements statement (CPA Audited) FYE within 120 150 days Yes No 10-Q10‑Q, 10-K 10‑K and 8-K Within 5 days after filing with SEC Yes No Board Borrowing Base Certificate A/R & A/P Agings Monthly within 30 days Yes No Deferred Revenue and Backlog reports Monthly within 30 days Yes No Board-approved projections FYE within 60 days Yes No

Reporting Covenants Required Complies. Monthly Compliance Statement Monthly within 30 days Yes No Quarterly financial statements with Compliance Statement Quarterly within 30 45 days Yes No Annual financial statements (CPA Audited) )* FYE within 120 180 days Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections With 30 days after FYE, and as amended/updated Yes No *including FYE within 60 days Yes No2020

Reporting Covenants Required Complies. Monthly Financial statements with Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 days Yes No Annual financial statements (CPA Audited) FYE within 120 days Yes No 10-Q, 10-K and 8-K Within 5 10 days after filing with SEC Yes No Board approved projections FYE within 60 days and as amended/updated Yes NoNo ____________________________________________________________________________

Reporting Covenants Required Complies. Monthly Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly with Compliance Certificate Monthly within 30 days Yes No Annual financial statements statement (CPA Audited) FYE + CX XXX within 120 180 days Yes No 10-Q0, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections A/R & A/P Agings Monthly within 30 days Yes No Transaction Reports Monthly within 30 days and each request for an Advance Yes No Projections FYE within 60 30 days Yes No

Reporting Covenants Required Complies. Monthly Quarterly Financial Statements with Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 45 days (within 90 days for the 4th calendar quarter of each year) Yes No Annual financial statements statement (CPA Audited) FYE within 120 180 days Yes No 10-Q10Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections FYE Projections Annually within 60 30 days of FYE, and as amended/updated by Board approval Yes No Monthly Asset Management Account Statements Monthly within 30 days Yes No

Reporting Covenants Required Complies. Monthly financial statements with Compliance Statement Certificate Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 45 days Yes No Annual financial statements (CPA Audited) FYE within 120 90 days A/R & A/P Agings Quarterly within 45 days Yes No 10-Q, 10-K and 8-K Within 5 Inventory Reports (including locations of Eligible Inventory) Quarterly within 45 days after filing with SEC Yes No Board approved projections FYE within 60 30 days Yes No

Reporting Covenants Required Complies. Monthly Financial Statements with Compliance Statement Certificate Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 days Yes No Annual financial statements statement (CPA Audited) FYE within 120 180 days Yes No 10-Q, 10-K Annual operating budget and 8-K Within 5 financial projections Annual within 45 days after filing with SEC of FYE Yes No KPI Metrics Report Monthly within 30 days Yes No Payment Processing Accounts Monthly within 30 days Yes No Board approved projections FYE materials Quarterly within 60 30 days Yes No

Reporting Covenants Required Complies. Monthly Compliance Statement Financial Statements Monthly within 30 days Yes No Quarterly financial statements Compliance Statement Quarterly within 30 days Yes No Annual financial statements (CPA Audited) 10-K and unqualified opinion from auditor FYE within 120 90 days Yes No 10-Q, 10Q Quarterly within 45 days Yes No 8-K and 8-K other SEC filings Within 5 days after filing with SEC Yes No Board approved projections FYE within Approved Projections Within 60 days following FYE, and as amended/updated Yes No

Reporting Covenants Required Complies. Monthly financial statements with Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 days Yes No Annual financial statements (CPA Audited) FYE within 120 90 days Yes No Quarterly SEC filings Within 45 days of quarter end (except Q4/FYE – due within 90 days) Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections FYE within 60 30 days and as amended/updated Yes No UBS Account Statements Upon demand by Bank Yes No

Reporting Covenants Required Complies. Monthly Compliance Statement financial statements Monthly within 30 days Yes No Quarterly financial statements Quarterly Compliance Certificate Monthly within 30 days Yes No Annual financial statements statement (CPA Audited) FYE within 120 180 days Yes No Board approved projections Within 90 days after FYE Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections FYE within 60 days Yes No

Reporting Covenants Required Complies. Monthly financial statements with Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 days Yes No Annual financial statements (CPA Audited) )* FYE within 120 180 days Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections With 30 days after FYE, and as amended/updated Yes No *including FYE within 60 days Yes No2020

Reporting Covenants Required Complies. Monthly Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly with Compliance Certificate Monthly within 30 days Yes No Annual financial statements (CPA Audited) FYE within 120 days Yes No 10-Q, on Form 10-K Within 5 days after filing with SEC 10-Q and 8-K Within 5 days after filing with SEC Yes No Board A/R & A/P Agings Monthly within 30 days Yes No Repeatable Revenue Reports Monthly within 30 days Yes No Board-approved projections FYE within 60 days 30 days, and as updated/ amended Yes No

Reporting Covenants Required Complies. Monthly financial statements with Compliance Statement Certificate Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 (forty-five (45) days for March, June, September and December) of month end Yes No Annual financial statements (CPA Audited) FYE within 120 180 days Yes No 10-Q, Q Within 45 days of quarter end Yes No 10-K and 8-K Within 5 FYE within 180 days after filing with SEC Yes No Board approved projections FYE within 60 days Yes No Q4/FYE Financial Statements FYE within 90 days Yes No

Reporting Covenants Required Complies. Monthly Financial Statements with Compliance Statement Certificate Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 days Yes No Annual financial statements statement (CPA Audited) FYE within 120 180 days Yes No 10-Q, 10-K Annual operating budget and 8-K Within 5 financial projections Annually within 45 days after filing with SEC of FYE Yes No KPI Metrics Report Monthly within 30 days Yes No Payment Processing Accounts Monthly within 30 days Yes No Board approved projections FYE materials Quarterly within 60 30 days Yes No Cash Flow Statements Quarterly within 45 days Yes No

Reporting Covenants Required Complies. Monthly Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly within 45 days Yes No Compliance Certificate Monthly within 30 days Yes No Annual financial statements statement (CPA Audited) The earlier of (i) FYE within 120 150 days or (ii) within 5 days of SEC filing Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections Approved Projections FYE within 60 45 days or as updated Yes No

Reporting Covenants Required Complies. Monthly Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 45 days Yes No N/A Annual financial statements statement (CPA Audited) FYE within 120 90 days Yes No 10-Q, 10-K and 8-K Within 5 N/A Compliance Certificate Quarterly within 45 days after filing with SEC / Annually within 90 days Yes No Board approved projections N/A Annual Financial Projections FYE within 60 90 days Yes NoNo N/A Notice of Early Termination Promptly upon occurrence Yes No N/A

Reporting Covenants Required Complies. Monthly Cash Reports with Compliance Statement Certificate Monthly within 30 days Yes No Quarterly financial statements Financial Statements Quarterly within 30 45 days Yes No Annual financial statements (CPA AuditedQ4 within 90 days) FYE within 120 days Yes No 10-Q, 10-K and 8-K FYE within 90 days Yes No SEC Filings Within 5 days after filing with SEC Yes No Board approved projections Projections FYE within 60 30 days, and within 10 days of any amendment/update Yes No

Reporting Covenants Required Complies. Monthly Compliance Statement financial statements Monthly within 30 15 business days Yes No Quarterly financial statements (CPA Reviewed) Quarterly within 30 45 days Yes No Annual financial statements (CPA Audited) FYE within 120 days Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC 10Q (as applicable) Yes No Board approved projections FYE A/R & A/P Agings, Borrowing Base Cert. Monthly within 60 15 business days Yes No A/R Audit Initial and Semi-Annual Yes No IP Report Quarterly within 30 days Yes No

Reporting Covenants Required Complies. Monthly financial statements with Compliance Statement Certificate Monthly within 30 days Yes No Quarterly Monthly account statements from other financial statements Quarterly institutions Monthly within 30 days Yes No Annual financial statements statement (CPA Audited) FYE + XX XXX within 120 180 days Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board Board-approved financial projections FYE within 60 45 days Yes No ARE Collateral Update Quarterly and upon moving in excess of $100,000 in new personal property to the Premises Yes No

Reporting Covenants Required Complies. Monthly financial statements with Compliance Statement Certificate Monthly within 30 days ☐ Yes No Quarterly financial statements Quarterly within 30 days Yes ☐ No Annual financial statements statement (CPA Audited) FYE within 120 180 days ☐ Yes ☐ No 10Board-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections FYE within 60 days ☐ Yes ☐ No

Reporting Covenants Required Complies. Monthly financial statements with Compliance Statement Certificate Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 days after the last day of each month Yes No Annual financial statements (CPA Audited) statement FYE within 120 180 days Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections FYE Annual Operating Budget and Financial Projections Annually within 60 30 days of year end Yes No

Reporting Covenants Required Complies. Monthly Compliance Statement Monthly within 30 days Yes No Quarterly financial statements with Compliance Statement Quarterly within 30 45 days (90 days for Q4) Yes No Annual financial statements (CPA Audited) FYE within 120 180 days Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved budget and projections FYE within 60 days and contemporaneously as amended/updated Yes No Bank Statements for accounts outside of SVB (MSC Subsidiaries) Monthly within 30 days Yes No

Reporting Covenants Required Complies. Monthly Quarterly Financial Statements Quarterly (a) within 45 days for first three fiscal quarter and (b) within 90 days for the last fiscal quarter Yes No Compliance Statement Certificate Monthly within 30 days/within 45 days Yes No Quarterly financial statements Quarterly within 30 days of end of fiscal quarter Yes No Annual financial statements (CPA Auditedcompany prepared) FYE within 120 90 days Yes No 10-Q, 10-K and 8-K SEC filings Within 5 days after filing with SEC Yes No Board approved projections FYE within N/A Board-Approved Projections Within the earlier of (i) 60 days of FYE or (ii) 10 days of Board approval, and as amended/updated Yes No