Common use of Reporting Covenants Required Complies Clause in Contracts

Reporting Covenants Required Complies. Company Prepared Monthly F/S Monthly, within 30 days YES NO Compliance Certificate Monthly, within 30 days YES NO CPA Audited, Unqualified F/S Annually, within 180 days after FYE YES NO Borrowing Base Cert., A/R & A/P Agings Monthly, within 30 days YES NO Annual Business Plan (incl. operating budget) Annually, within 60 days after FYE YES NO Audit Semi-annual YES NO If Public: 10-Q Quarterly, within 5 days of SEC filing (50 days) YES NO 10-K Annually, within 5 days of SEC filing (95 days) YES NO Total amount of Borrower's cash and Amount: $ YES NO investments Total amount of Borrower's cash and Amount: $ YES NO investments maintained with Bank Total amount of deposits in Excluded Deposit Accounts Amount: $ YES NO

Reporting Covenants Required Complies. Company Prepared Monthly F/S Monthly, within 30 days YES NO Compliance Certificate Monthly, within 30 days YES NO CPA Audited, Unqualified F/S Annually, within 180 days after of FYE YES NO Borrowing Base Cert., A/R & A/P Agings Monthly, within 30 25 days YES NO Annual Business Plan (incl. operating budget) Annually, within 60 days As soon as available after FYE board approval YES NO Audit Semi-annual YES NO If Public: 10-Q Quarterly, within 5 days of SEC filing (50 days) YES NO 10-K Annually, within 5 days of SEC filing (95 days) YES NO Total amount of Borrower's ’s cash and investments Amount: $ YES NO investments Total amount of Borrower's ’s cash and investments maintained with Bank Amount: $ YES NO investments maintained with Bank Total amount of deposits in Excluded Deposit Accounts Amount: $ DESCRIPTION APPLICABLE Legal Action > $500,000 (Sect. 6.2(iv)) Notify promptly upon notice YES NO

Reporting Covenants Required Complies. Company Prepared Monthly F/S Monthly, within 30 days days* YES NO Compliance Certificate Monthly, within 30 days days* YES NO CPA Audited, Unqualified F/S Annually, within 180 days after FYE by August 31 for prior FY YES NO Borrowing Base Cert., A/R & A/P Agings and inventory report Monthly, within 30 days days** YES NO Annual Business Plan (incl. operating budget) Annually, within 60 days after FYE by March 15 of each FY YES NO Audit Semi-annual YES NO If Public: 10-Q Quarterly, within 5 days of SEC filing (50 days) YES NO 10-K Annually, within 5 days of SEC filing (95 days) YES NO Total amount of Borrower's Borrowers’ cash and investments Amount: $ _________________________ YES NO investments Total amount of Borrower's Borrowers’ cash and investments Amount: $ _________________________ YES NO investments maintained maintain with Bank Total amount of deposits * quarterly w/in Excluded Deposit Accounts Amount: $ YES NO30 days during Limited Reporting Period ** not required during Limited Reporting Period.

Reporting Covenants Required Complies. Company Prepared Monthly F/S Monthly, within 30 days days* YES NO Compliance Certificate Monthly, within 30 days days* YES NO CPA Audited, Unqualified F/S Annually, within 180 days after FYE by August 31 for prior FY YES NO Borrowing Base Cert., A/R & A/P Agings and inventory report Monthly, within 30 days days** YES NO Annual Business Plan (incl. operating budget) Annually, within 60 days after FYE by March 15 of each FY YES NO Audit Semi-annual YES NO If Public: 10-Q Quarterly, within 5 days of SEC filing (50 days) YES NO 10-K Annually, within 5 days of SEC filing (95 days) YES NO Total amount of Borrower's Borrowers’ cash and investments Amount: $ $___________________ YES NO investments Total amount of Borrower's Borrowers’ cash and investments maintain with Bank Amount: $ $___________________ YES NO investments maintained with Bank Total amount of deposits * quarterly w/in Excluded Deposit Accounts Amount: $ YES NO30 days during Limited Reporting Period ** not required during Limited Reporting Period.

Reporting Covenants Required Complies. Company Prepared Monthly F/S Monthly, within 30 days YES NO Compliance Certificate Monthly, within 30 days YES NO CPA Audited, Unqualified F/S Annually, within 180 120 days after of FYE YES NO Borrowing Base Cert., A/R & A/P Agings . Monthly, within 30 days YES NO Annual Business Plan Projections (incl. operating budget) Annually, within 60 days after FYE of YE YES NO Intellectual Property Report Annually, within 30 days of YE YES NO Audit Semi-annual Annually YES NO If Public: 10-Q Quarterly, within 5 days of SEC filing (50 YES NO days) YES NO 10-K Annually, within 5 days of SEC filing (95 YES NO days) Total amount of Borrower’s cash and investments Amount: $____________ YES NO Total amount of Borrower's ’s cash and investments Amount: $ $____________ YES NO investments Total amount of Borrower's cash and Amount: $ YES NO investments maintained with Bank Total amount of deposits in Excluded Deposit Accounts Amount: $ YES NOBank

Reporting Covenants Required Complies. Company Prepared Monthly F/S Monthly, within w/in 30 days YES NO Company Prepared Quarterly F/S Quarterly, w/in 45 days YES NO Compliance Certificate Monthly, within 30 days YES NO CPA Audited, Unqualified F/S Annually, within 180 120 days after of FYE YES NO Borrowing Base Cert., A/R & A/P Agings Monthly, within 30 days YES NO Annual Business Plan (incl. operating budget) Annually, within 60 days after FYE By 1/31 YES NO Audit Semi-annual YES NO If Public: 10-Q Quarterly, within 5 days of SEC filing (50 days) YES NO 10-K Annually, within 5 days of SEC filing (95 days) YES NO Total amount of Borrower's ’s cash and investments Amount: $ YES NO investments Total amount of Borrower's ’s cash and Amount: $ YES NO investments maintained with Bank Total amount of deposits in Excluded Deposit Accounts Amount: $ YES NO

Reporting Covenants Required Complies. Company Prepared Monthly F/S Monthly, within 30 days days* YES NO Compliance Certificate Monthly, within 30 days days* YES NO CPA Audited, Unqualified F/S Annually, within 180 days after FYE by August 31 for prior FY YES NO Borrowing Base Cert., A/R & A/P Agings and inventory report Monthly, within 30 days days** YES NO Annual Business Plan (incl. operating budget) Annually, within 60 days after FYE by March 15 of each FY YES NO Audit Semi-annual YES NO If Public: 10-Q Quarterly, within 5 days of SEC filing (50 days) YES NO 10-K Annually, within 5 days of SEC filing (95 days) YES NO Total amount of Borrower's Borrowers’ cash and investments Amount: $ $____________________ YES NO investments Total amount of Borrower's Borrowers’ cash and investments maintain with Bank Amount: $ $____________________ YES NO investments maintained with Bank Total amount of deposits * quarterly w/in Excluded Deposit Accounts Amount: $ YES NO30 days during Limited Reporting Period ** not required during Limited Reporting Period.

Reporting Covenants Required Complies. Company Prepared Monthly F/S Monthly, within 30 days YES NO Compliance Certificate Monthly, within 30 days YES NO CPA Audited, Unqualified F/S Annually, within 180 120 days after of FYE YES NO Borrowing Base Cert., A/R & A/P Agings . Monthly, within 30 days YES NO Annual Business Plan Projections (incl. operating budget) Annually, within 60 days after FYE of YE YES NO Intellectual Property Report Annually, within 30 days of YE YES NO Audit Semi-annual Annually YES NO If Public: 10-Q Quarterly, within 5 days of SEC filing (50 days) YES NO 10-K Annually, within 5 days of SEC filing (95 days) YES NO Total amount of Borrower's ’s cash and investments Amount: $ $____________ YES NO investments Total amount of Borrower's ’s cash and investments Amount: $ $____________ YES NO investments maintained with Bank Total amount of deposits in Excluded Deposit Accounts Amount: $ YES NOBank