Common use of Reporting Issuer Status and Securities Laws Matters Clause in Contracts

Reporting Issuer Status and Securities Laws Matters. (a) The Company is a “reporting issuer” within the meaning of applicable Canadian Securities Laws in each of the Provinces and the United States and is not on the list of reporting issuers in default in each of the Provinces in which such concept exists, no securities commission or similar regulatory authority has issued any order preventing or suspending trading of any 14 securities of the Company, and the Company is not in default of any material requirement of applicable securities Laws or the rules or regulations of the TSX. Trading in Company Common Shares on the TSX is not currently halted or suspended. No delisting, suspension of trading or cease trading order with respect to any securities of the Company is pending or, to the Knowledge of the Company, threatened. To the Knowledge of the Company, no inquiry, review or investigation (formal or informal) of the Company by any Canadian Securities Administrator or the TSX under applicable securities Laws or regulations of the TSX is pending or threatened. The Company has not taken any action to cease to be a reporting issuer in any of the Provinces nor has the Company received notification from any Canadian Securities Administrator seeking to revoke the reporting issuer status of the Company. The documents and information comprising the Company Public Disclosure Record, as at the respective dates they were filed, were in compliance in all material respects with applicable securities Laws and, where applicable, the rules and policies of the TSX and did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, and did not contain any misrepresentation. The Company has not filed any confidential material change report that remains confidential.

Appears in 1 contract

Samples: Business Combination Agreement (Niocorp Developments LTD)

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Reporting Issuer Status and Securities Laws Matters. (a) The Company Parent is a “reporting issuer” within the meaning of applicable Canadian Securities securities Laws in each of the Provinces provinces and the United States territories of Canada (other than Quebec) and is not on the list of reporting issuers in default in each of the Provinces in which such concept existsdefault, and no securities commission or similar regulatory authority has issued any order preventing or suspending trading of any 14 securities of the CompanyParent, and the Company Parent is not in default of any material requirement provision of applicable securities Laws or the rules or regulations of the TSX. Trading in Company Common Parent Shares on the TSX is not currently halted or suspended. No delisting, suspension of trading or cease trading order with respect to any securities of the Company Parent is pending or, to the Knowledge of the CompanyParent, threatened. To the Knowledge of the Company, no No inquiry, review or investigation (formal or informal) of the Company Parent by any Canadian Securities Administrator securities commission or the TSX similar regulatory authority under applicable securities Laws or regulations of the TSX is pending in effect or threatenedongoing or expected to be implemented or undertaken. The Company Parent has not taken any action to cease to be a reporting issuer in any province or territory of the Provinces Canada (other than Quebec) nor has the Company Parent received notification from any Canadian Securities Administrator securities commission or similar regulatory authority, seeking to revoke the reporting issuer status of the CompanyParent. The documents and information comprising the Company Public Disclosure Record, as at the respective dates they were filed, were in compliance in all material respects with applicable securities Laws and, where applicable, the rules and policies of the TSX and did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, and did not contain any misrepresentation. The Company Parent has not filed any confidential material change report that at the date hereof remains confidential.

Appears in 1 contract

Samples: Transaction Agreement (Bespoke Capital Acquisition Corp)

Reporting Issuer Status and Securities Laws Matters. (a) The Company is a “reporting issuer” (within the meaning of applicable Canadian Securities Laws Laws) in each the jurisdictions of the Provinces Ontario, British Columbia and Alberta and the United States and Company is not on the list of reporting issuers in default in each of the Provinces in which such concept existsjurisdictions, and no securities commission or similar regulatory authority has issued any order preventing or suspending trading of any 14 securities of the Company, and the Company is not in default of any compliance in all material requirement of respects with applicable securities Laws or the rules or regulations of the TSXCanadian Securities Laws. Trading in Company the Common Shares on the TSX TSX-V is not currently halted or suspended. No delisting, suspension of trading or cease trading trade order with respect to any securities of the Company is pending or, to the Knowledge knowledge of the Company, threatened. To the Knowledge knowledge of the Company, no inquiry, review or investigation (formal or informal) of the Company by any securities commission or similar regulatory authority under applicable Canadian Securities Administrator Laws or the TSX under applicable securities Laws TSX-V is in effect or regulations of the TSX is pending ongoing or threatened. The Company has not taken any action to cease expected to be a reporting issuer in any of the Provinces nor has the Company received notification from any Canadian Securities Administrator seeking to revoke the reporting issuer status of the Companyimplemented or undertaken. The documents and information comprising the Company Public Disclosure Record, as at the respective dates they were filed, were in compliance in all material respects respects, and all documents to be filed by or on behalf of the Company on SEDAR following the date of this Agreement will be in compliance in all material respects, with applicable securities Canadian Securities Laws and, where applicable, the rules and policies of the TSX TSX-V and did not not, and will not, contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleadingmisleading and such documents collectively constitute full, true and plain disclosure of all material facts relating to the Company. The Company has timely filed, and did not contain any misrepresentation. will timely file, all forms, reports, statements and documents, including financial statements and management’s discussion and analysis, required to be filed by the Company under applicable Canadian Securities Laws and the rules and policies of the TSX-V. The Company has not filed any confidential material change report that at the date hereof remains confidential.

Appears in 1 contract

Samples: Arrangement Agreement (Radiant Logistics, Inc)

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Reporting Issuer Status and Securities Laws Matters. (a) The Company is a “reporting issuer” within the meaning of applicable Canadian Securities Laws in each of the Provinces and the United States and is not on the list of reporting issuers in default in each of the Provinces in which such concept exists, no securities commission or similar regulatory authority has issued any order preventing or suspending trading of any 14 securities of the Company, and the Company is not in default of any material requirement of applicable securities Laws or the rules or regulations of the TSX. Trading in Company Common Shares on the TSX is not currently halted or suspended. No delisting, suspension of trading or cease trading order with respect to any securities of the Company is pending or, to the Knowledge of the Company, threatened. To the Knowledge of the Company, no inquiry, review or investigation (formal or informal) of the Company by any Canadian Securities Administrator or the TSX under applicable securities Laws or regulations of the TSX is pending or threatened. The Company has not taken any action to cease to be a reporting issuer in any of the Provinces nor has the Company received notification from any Canadian Securities Administrator seeking to revoke the reporting issuer status of the Company. The documents and information comprising the Company Public Disclosure Record, as at the respective dates they were filed, were in compliance in all material respects with applicable securities Laws and, where applicable, the rules and policies of the TSX and did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, and did not contain any misrepresentation. The Company has not filed any confidential material change report that remains confidential.

Appears in 1 contract

Samples: Registration Rights Agreement (GX Acquisition Corp. II)

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