Common use of Reporting Obligations; Exchange Act Compliance Clause in Contracts

Reporting Obligations; Exchange Act Compliance. The Company will (i) prepare the Prospectus in a form approved by the Placement Agent containing information previously omitted at the time of effectiveness of the Registration Statement in reliance on Rules 430A, 430B and 430C and to file such Prospectus with the Commission within the time periods specified by Rule 424(b) and Rules 430A and 430B, as applicable under the Securities Act, (ii) not file any amendment to the Registration Statement or distribute an amendment or supplement to the Disclosure Package or the Prospectus or document incorporated by reference therein of which the Placement Agent shall not previously have been advised and furnished with a copy or to which the Placement Agent shall have reasonably objected in writing or which is not in compliance with the Rules and Regulations and (iii) promptly file all reports and any definitive proxy or information statements required to be filed by the Company with the Commission pursuant to Section 13(a), 13(c), 14 or 15(d) of the Exchange Act subsequent to the date of the Prospectus and during such period as the Prospectus would be required by law to be delivered (whether physically or through compliance with Rule 172 under the Securities Act or any similar rule) (the “Prospectus Delivery Period”).

Appears in 2 contracts

Samples: Agency Agreement (Cytori Therapeutics, Inc.), Cytori Therapeutics, Inc.

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Reporting Obligations; Exchange Act Compliance. The Company will (i) use its commercially reasonable efforts to cause the Registration Statement to remain effective and any post-effective amendments thereto to become effective as promptly as possible; (ii) prepare the Final Prospectus in a form approved by the Placement Agent Underwriters containing information previously omitted at the time of effectiveness of the Registration Statement in reliance on Rules 430A, 430B and 430C of the Rules and Regulations and to file such Final Prospectus with the Commission within the time periods specified by Rule 424(b) and Rules 430A and 430B430B of the Rules and Regulations, as applicable under the Securities Actapplicable, (iiiii) not file any amendment to the Registration Statement or distribute an amendment or supplement to the General Disclosure Package or the Final Prospectus or document incorporated by reference therein of which the Placement Agent any Underwriter shall not previously have been advised and furnished with a copy or to which the Placement Agent Underwriters shall have reasonably objected in writing or which is not in compliance with the Rules and Regulations and (iiiiv) promptly file all reports and any definitive proxy or information statements required to be filed by the Company with the Commission pursuant to Section 13(a), 13(c), 14 or 15(d) of the Exchange Act Act, in the cases of clauses (i) through (iv) during the period subsequent to the date of the Final Prospectus and during such period as at any time when a prospectus relating to the Prospectus Offered Shares is (or but for the exemption in Rule 172 would be be) required by law to be delivered (whether physically or through compliance with Rule 172 under the Securities Act by any Underwriter or any similar rule) dealer (the “Prospectus Delivery PeriodPeriod ”).

Appears in 1 contract

Samples: Underwriting Agreement (Zhongpin Inc.)

Reporting Obligations; Exchange Act Compliance. The Company will (i) prepare the Prospectus in a form approved by the Placement Agent containing information previously omitted at the time of effectiveness of the Registration Statement Statements in reliance on Rules 430A, 430B and 430C and to file such Prospectus with the Commission within the time periods specified by Rule 424(b) and Rules 430A and 430B, as applicable under the Securities Act, (ii) not file any amendment to the Registration Statement Statements or distribute an amendment or supplement to the Disclosure Package or the Prospectus or document incorporated by reference therein of which the Placement Agent shall not previously have been advised and furnished with a copy or to which the Placement Agent shall have reasonably objected in writing or which is not in compliance with the Rules and Regulations and (iii) promptly file all reports and any definitive proxy or information statements required to be filed by the Company with the Commission pursuant to Section 13(a), 13(c), 14 or 15(d) of the Exchange Act subsequent to the date of the Prospectus and during such period as the Prospectus would be required by law to be delivered (whether physically or through compliance with Rule 172 under the Securities Act or any similar rule) (the “Prospectus Delivery Period”).

Appears in 1 contract

Samples: Placement Agency Agreement (Avanir Pharmaceuticals)

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Reporting Obligations; Exchange Act Compliance. The Company will (i) use its commercially reasonable efforts to cause the Registration Statement to remain effective and any post-effective amendments thereto to become effective as promptly as possible; (ii) prepare the Prospectus in a form approved by the Placement Agent Underwriters containing information previously omitted at the time of effectiveness of the Registration Statement in reliance on Rules 430A, 430B and 430C of the Rules and Regulations and to file such Prospectus with the Commission within the time periods specified by Rule 424(b) and Rules 430A and 430B430B of the Rules and Regulations, as applicable under the Securities Actapplicable, (iiiii) not file any amendment to the Registration Statement or distribute an amendment or supplement to the General Disclosure Package or the Prospectus or document incorporated by reference therein of which the Placement Agent any Underwriter shall not previously have been advised and furnished with a copy or to which the Placement Agent Underwriters shall have reasonably objected in writing or which is not in compliance with the Rules and Regulations and (iiiiv) promptly file all reports and any definitive proxy or information statements required to be filed by the Company with the Commission pursuant to Section 13(a), 13(c), 14 or 15(d) of the Exchange Act Act, in the cases of clauses (i) through (iv) during the period subsequent to the date of the Prospectus and during such period as the Prospectus would be required by law to be delivered (whether physically or through compliance with Rule 172 under of the Securities Act Rules and Regulations or any similar rule) (the “Prospectus Delivery Period”).

Appears in 1 contract

Samples: Underwriting Agreement (Zhongpin Inc.)

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