Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Adviser’s Chief Compliance Officer (“CCO”) the following:
Appears in 10 contracts
Samples: Investment Sub Advisory Agreement (Bitwise Funds Trust), Investment Sub Advisory Agreement (Bitwise Funds Trust), Investment Sub Advisory Agreement (Valkyrie ETF Trust II)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Adviser’s Penn Series’ Chief Compliance Officer (“CCO”) and the followingAdviser’s CCO the following documents:
Appears in 10 contracts
Samples: Investment Sub Advisory Agreement (Penn Series Funds Inc), Investment Sub Advisory Agreement (Penn Series Funds Inc), Investment Sub Advisory Agreement (Penn Series Funds Inc)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Adviser’s Penn Series’ Chief Compliance Officer (“CCO”) the followingfollowing documents:
Appears in 5 contracts
Samples: Investment Sub Advisory Agreement (Penn Series Funds Inc), Investment Sub Advisory Agreement (Penn Series Funds Inc), Investment Sub Advisory Agreement (Penn Series Funds Inc)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Adviser’s Penn Series’ Chief Compliance Officer (“CCO”) and the followingAdviser’s CCO the following documents to the extent that they are material to the activities or services performed by the Sub-Adviser for the Fund:
Appears in 3 contracts
Samples: Investment Sub Advisory Agreement (Penn Series Funds Inc), Investment Sub Advisory Agreement (Penn Series Funds Inc), Investment Sub Advisory Agreement (Penn Series Funds Inc)
Reporting of Compliance Matters. (a) The Sub-Adviser shall shall, upon request, promptly provide to the Adviser’s Penn Series’ Chief Compliance Officer (“CCO”) and the followingAdviser’s CCO the following documents:
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Penn Series Funds Inc)
Reporting of Compliance Matters. (a) The Sub-Adviser shall promptly provide to the Adviser’s Penn Series' Chief Compliance Officer (“"CCO”") and the followingAdviser's CCO the following documents:
Appears in 1 contract
