Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of the Securities, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, the 1934 Act and 1934 Act Regulations.
Appears in 68 contracts
Samples: Underwriting Agreement (M&t Bank Corp), Underwriting Agreement (Ferguson Enterprises Inc. /DE/), Underwriting Agreement (M&t Bank Corp)
Reporting Requirements. The Company, Company will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales under the 1933 Act. Additionally, the Company shall report the use of proceeds from the issuance of the Securities, will file all documents Securities as may be required to be filed with under Rule 463 under the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, the 1934 Act and 1934 Act Regulations1933 Act.
Appears in 30 contracts
Samples: Underwriting Agreement (Sachem Capital Corp.), Underwriting Agreement (Chicken Soup for the Soul Entertainment, Inc.), Underwriting Agreement (Sachem Capital Corp.)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the 1934 Act Regulations.
Appears in 27 contracts
Samples: Purchase Agreement (Pebblebrook Hotel Trust), Underwriting Agreement (Lument Finance Trust, Inc.), Underwriting Agreement (Lument Finance Trust, Inc.)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities Shares is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations.
Appears in 24 contracts
Samples: Underwriting Agreement (Landsea Homes Corp), Underwriting Agreement (Landsea Homes Corp), Underwriting Agreement (Akoustis Technologies, Inc.)
Reporting Requirements. The Company, during the period when in which a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales any offer or sale of the SecuritiesShares, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required prescribed by, and each such document will meet meeting the requirements of, the 1934 Act and the 1934 Act Regulations.
Appears in 21 contracts
Samples: Atm Equity Offering Sales Agreement (Tattooed Chef, Inc.), Atm Equity Offering Sales Agreement (Tattooed Chef, Inc.), Atm Equity Offering Sales Agreement
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act.
Appears in 19 contracts
Samples: Underwriting Agreement (Safehold Inc.), Underwriting Agreement (Safehold Inc.), Underwriting Agreement (Safehold Inc.)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities to the extent required under Rule 463 under the 1933 Act.
Appears in 16 contracts
Samples: Underwriting Agreement (ExOne Co), Underwriting Agreement (Leaf Group Ltd.), Underwriting Agreement (Aytu Biopharma, Inc)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act RegulationsAct.
Appears in 16 contracts
Samples: Underwriting Agreement (Armada Hoffler Properties, Inc.), Underwriting Agreement (Cbre Group, Inc.), Underwriting Agreement (Armada Hoffler Properties, Inc.)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act 1934Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under Rule 463 under the 1933 Act.
Appears in 14 contracts
Samples: Underwriting Agreement (Ryerson Holding Corp), Underwriting Agreement (CorEnergy Infrastructure Trust, Inc.), Underwriting Agreement (Allot Communications Ltd.)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the 1934 Act Regulations.
Appears in 13 contracts
Samples: Underwriting Agreement (Playa Hotels & Resorts N.V.), Underwriting Agreement (Playa Hotels & Resorts N.V.), Underwriting Agreement (Playa Hotels & Resorts N.V.)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities to the extent required under Rule 463 under the 1933 Act.
Appears in 12 contracts
Samples: Underwriting Agreement (Plymouth Industrial REIT Inc.), Underwriting Agreement (Plymouth Industrial REIT Inc.), Underwriting Agreement (Community Healthcare Trust Inc)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of the Securities, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet in all material respects the requirements of, the 1934 Act and the 1934 Act Regulations.
Appears in 12 contracts
Samples: Underwriting Agreement (Valley National Bancorp), Underwriting Agreement (Union Bankshares Corp), Underwriting Agreement (Enterprise Financial Services Corp)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172172 of the 1933 Act Regulations, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations.
Appears in 12 contracts
Samples: Underwriting Agreement (BlackRock TCP Capital Corp.), Underwriting Agreement (BlackRock TCP Capital Corp.), Underwriting Agreement (BlackRock TCP Capital Corp.)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities sold by it as may be required under Rule 463 under the 1933 Act.
Appears in 11 contracts
Samples: Underwriting Agreement (COMSovereign Holding Corp.), Underwriting Agreement (Karyopharm Therapeutics Inc.), Underwriting Agreement (Youngevity International, Inc.)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations.
Appears in 9 contracts
Samples: Underwriting Agreement (UNIVEST FINANCIAL Corp), Underwriting Agreement (iClick Interactive Asia Group LTD), Underwriting Agreement (United Community Banks Inc)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulationsthe rules and regulations of the Commission thereunder.
Appears in 8 contracts
Samples: Debt Underwriting Agreement (THL Credit, Inc.), Underwriting Agreement (THL Credit, Inc.), Underwriting Agreement (THL Credit, Inc.)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities Shares is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations.
Appears in 8 contracts
Samples: Underwriting Agreement (Maxeon Solar Technologies, Ltd.), Underwriting Agreement (Maxeon Solar Technologies, Ltd.), Underwriting Agreement (Maxeon Solar Technologies, Ltd.)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales under Section 174(d) of the SecuritiesSecurities Act, will use its commercially reasonable efforts to file all documents required to be filed with the Commission pursuant to the 1934 Exchange Act within the time periods required by, and each such document will meet by the requirements of, the 1934 Exchange Act and 1934 Exchange Act Regulations.
Appears in 6 contracts
Samples: Underwriting Agreement (Jerash Holdings (US), Inc.), Underwriting Agreement (Jerash Holdings (US), Inc.), Underwriting Agreement (Jerash Holdings (US), Inc.)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities Notes is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of the SecuritiesNotes, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, the 1934 Act and 1934 Act Regulations.
Appears in 6 contracts
Samples: Underwriting Agreement (Dick's Sporting Goods, Inc.), Underwriting Agreement (Pilgrims Pride Corp), Underwriting Agreement (Newmarket Corp)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under Rule 463 under the 1933 Act.
Appears in 6 contracts
Samples: Underwriting Agreement (Franklin Financial Network Inc.), Underwriting Agreement (Meru Networks Inc), Underwriting Agreement (E2open Inc)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the rules and regulations of the Commission under the 1934 Act (the “1934 Act Regulations”).
Appears in 6 contracts
Samples: Underwriting Agreement (National Australia Bank LTD), Underwriting Agreement (Great Western Bancorp, Inc.), Underwriting Agreement (National Australia Bank LTD)
Reporting Requirements. The Company, during the period when a prospectus the Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act.
Appears in 5 contracts
Samples: Underwriting Agreement (OneMain Holdings, Inc.), Underwriting Agreement (OneMain Holdings, Inc.), Underwriting Agreement (OneMain Holdings, Inc.)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act 1934Act Regulations.
Appears in 5 contracts
Samples: Underwriting Agreement (TreeHouse Foods, Inc.), Underwriting Agreement (Ameristar Casinos Inc), Purchase Agreement (Kansas City Southern)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of the Securities, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the sale of the Securities as may be required under Rule 463 of the 1933 Act Regulations.
Appears in 5 contracts
Samples: Underwriting Agreement (Mb Financial Inc /Md), Underwriting Agreement (CHS Inc), Underwriting Agreement (CHS Inc)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will continue to file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations.. Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act
Appears in 4 contracts
Samples: Underwriting Agreement (INVO Bioscience, Inc.), Underwriting Agreement (INVO Bioscience, Inc.), Underwriting Agreement (INVO Bioscience, Inc.)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities Shares is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under Rule 463 under the 1933 Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Alpha Cognition Inc.), Underwriting Agreement (Alpha Cognition Inc.), Underwriting Agreement (Ocugen, Inc.)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities and from the Forward Sale Agreement as may be required under Rule 463 under the 1933 Act.
Appears in 4 contracts
Samples: Underwriting Agreement (STAG Industrial, Inc.), Underwriting Agreement (STAG Industrial, Inc.), Underwriting Agreement (STAG Industrial, Inc.)
Reporting Requirements. The CompanyTransaction Entities, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Sotherly Hotels Lp), Underwriting Agreement (Sotherly Hotels Lp), Underwriting Agreement (Sotherly Hotels Lp)
Reporting Requirements. The Company, during the period when a prospectus the Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under Rule 463 under the 1933 Act.
Appears in 4 contracts
Samples: Underwriting Agreement (OneMain Holdings, Inc.), Underwriting Agreement (OneMain Holdings, Inc.), Underwriting Agreement (OneMain Holdings, Inc.)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act.
Appears in 4 contracts
Samples: Underwriting Agreement (TTEC Holdings, Inc.), Underwriting Agreement (Priam Properties Inc.), Underwriting Agreement (Farmland Partners Inc.)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Fate Therapeutics Inc), Underwriting Agreement (American Healthcare REIT, Inc.), Underwriting Agreement (American Healthcare REIT, Inc.)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act 1934Act Regulations.
Appears in 3 contracts
Samples: Purchase Agreement (Wintrust Financial Corp), Purchase Agreement (Wintrust Financial Corp), Purchase Agreement (Wintrust Financial Corp)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under Rule 463 under the 1933 Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Mirna Therapeutics, Inc.), Underwriting Agreement (Angie's List, Inc.), Underwriting Agreement (Angie's List, Inc.)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the rules and regulations of the Commission under the 1934 Act (the “1934 Act Regulations”). Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under Rule 463 under the 1933 Act.
Appears in 3 contracts
Samples: Underwriting Agreement, Underwriting Agreement (Eros International PLC), Underwriting Agreement (E2open Inc)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act 1934Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act.
Appears in 3 contracts
Samples: Purchase Agreement (Bre Properties Inc /Md/), Underwriting Agreement (Advanced BioHealing Inc), Purchase Agreement (Bre Properties Inc /Md/)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Offered Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Offered Securities as may be required under Rule 463 under the 1933 Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Biophytis SA), Underwriting Agreement (Biophytis SA), Underwriting Agreement (Tetra Technologies Inc)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of the Securities, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Franklin Financial Network Inc.), Underwriting Agreement (Franklin Financial Network Inc.)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the Securities Exchange Act of 1934, as amended (the “1934 Act Act”) within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Strongbridge Biopharma PLC), Underwriting Agreement (Strongbridge Biopharma PLC)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet by the requirements of1934 Act. Additionally, the 1934 Act and 1934 Act RegulationsCompany shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Home Properties Inc), Underwriting Agreement (Home Properties Inc)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the rules and regulations of the Commission under the 1934 Act (the “1934 Act Regulations”). Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Inozyme Pharma, Inc.), Underwriting Agreement (Medallia, Inc.)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet by the requirements of1934 Act. Additionally, the 1934 Act and 1934 Act RegulationsCompany shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Inozyme Pharma, Inc.), Underwriting Agreement (Compass Therapeutics, Inc.)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of the Securities, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet in all material respects the requirements of, the 1934 Act and 1934 Act Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Ameris Bancorp), Underwriting Agreement
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities to be sold by the Company as may be required under Rule 463 under the 1933 Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Americold Realty Trust), Underwriting Agreement (Americold Realty Trust)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the shares as may be required under Rule 463 of the 1933 Act Regulations.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act and the 1934 Act Regulations within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the 1934 Act Regulations.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the rules and regulations of the Commission under the 1934 Act RegulationsAct. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under Rule 463 under the 1933 Act.
Appears in 1 contract
Samples: Underwriting Agreement (Intercept Pharmaceuticals Inc)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities Shares is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act 1934Act Regulations.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities Depositary Shares is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities Shares is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations.. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under Rule 463 under the 1933 Act.
Appears in 1 contract
Samples: Underwriting Agreement (Capricor Therapeutics, Inc.)
Reporting Requirements. The Company, during the any period when a ---------------------- prospectus relating is required to the Securities is (or, but for the exception afforded by Rule 172, would be) required by be delivered under the 1933 Act to be delivered or the 1934 Act in connection with sales of any of the Offered Securities, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the 1934 Act Regulations.
Appears in 1 contract
Samples: Purchase Agreement (Hawaiian Electric Industries Inc)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by under the 1933 Act or the 1934 Act to be delivered (or but for the exemption afforded by Rule 172 would be required to be delivered) to investors in connection with sales of the Securities, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the 1934 Act Regulations.
Appears in 1 contract
Samples: Purchase Agreement (Vectren Corp)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities Shares is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of the SecuritiesShares, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, the 1934 Act and 1934 Act Regulations.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Securities Act to be delivered in connection with sales of the Securities, will file all documents required to be filed with the Commission pursuant to the 1934 Exchange Act within the time periods required by, and each such document will meet the requirements of, the 1934 Act and 1934 Act RegulationsExchange Act.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Shares to the extent required under Rule 463 under the 1933 Act.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is required to be delivered under the 1933 Act (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of the Securities), will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under Rule 463 under the 1933 Act.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities Shares is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Shares sold by it as may be required under Rule 463 under the 1933 Act.
Appears in 1 contract
Samples: Underwriting Agreement (Karyopharm Therapeutics Inc.)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the rules and regulations of the Commission under the 1934 Act RegulationsAct. Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act.
Appears in 1 contract
Samples: Underwriting Agreement (Harvard Apparatus Regenerative Technology, Inc.)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities Shares or the Rights is (or, or but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the 1934 Act Regulations.
Appears in 1 contract
Samples: Dealer Manager Agreement (WhiteHorse Finance, Inc.)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is required to be delivered under the 1933 Act (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of the Securities), will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under Rule 463 of the 1933 Act.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of the Securities, will file all documents required to be filed with 17 the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, the 1934 Act and 1934 Act Regulations.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulationsthe rules and regulations of the Commission under the 1933 Act. Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Offered Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act.
Appears in 1 contract
Samples: Underwriting Agreement (Genfit S.A.)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by under the 1933 Act to be delivered in connection with sales of the Securities, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the 1934 Act Regulations.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is required to be delivered under the 1933 Act (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of the Securities, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172172 under the 1933 Act, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and the rules and regulations of the Commission under the 1934 Act RegulationsAct. Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities Rights or the Offered Shares is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents it is required to be filed file with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under Rule 463 under the 1933 Act.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will use commercially reasonable efforts to file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Reviva Pharmaceuticals Holdings, Inc.)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 of the 1933 Act Regulations.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 of the 1933 Act Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (American Healthcare REIT, Inc.)
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Option Securities as may be required under Rule 463 of the 1933 Act.
Appears in 1 contract
Reporting Requirements. The Company, during the period when a prospectus relating to the Securities Shares is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet by the requirements of1934 Act. Additionally, the 1934 Act Company shall report the use of proceeds from the sale of any Top-Up Shares and 1934 Act Regulationsthe settlement of the Forward Sale Agreements as may be required under Rule 463 promulgated under the 1933 Act.
Appears in 1 contract
Samples: Underwriting Agreement (National Health Investors Inc)
Reporting Requirements. The Company, during the period when a prospectus Prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required by the 1933 Act to be delivered in connection with sales of under the Securities1933 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by, and each such document will meet the requirements of, by the 1934 Act and 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Shares if and as may be required under Rule 463 under the 1933 Act.
Appears in 1 contract
Samples: Underwriting Agreement (Cynapsus Therapeutics Inc.)