Common use of Reporting Status and Securities Laws Matters Clause in Contracts

Reporting Status and Securities Laws Matters. The Company is a “reporting issuer” or the equivalent and not on the list of reporting issuers in default under applicable Canadian provincial Securities Laws of the provinces of British Columbia and Ontario. The Company is in compliance, in all material respects, with all applicable Securities Laws and there are no current, pending or, to the knowledge of the Company, threatened proceedings before any Securities Authority or other Governmental Entity relating to any alleged non-compliance with any Securities Laws. The Company Subordinate Voting Shares are listed on, and the Company is in compliance, in all material respects, with the rules and policies of, the CSE, and no delisting, suspension of trading in or cease trading order with respect to any securities of the Company is in effect and, to the knowledge of the Company, no inquiry or investigation (formal or informal) of any Securities Authority or the CSE is in effect or ongoing or expected to be implemented or undertaken.

Appears in 2 contracts

Samples: Arrangement Agreement (TerrAscend Corp.), Arrangement Agreement

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Reporting Status and Securities Laws Matters. The Company is a "reporting issuer" or the equivalent and not on the list of reporting issuers in default under applicable Canadian provincial Securities Laws of the provinces of British Columbia Columbia, Alberta and Ontario. The Company is in compliance, in all material respects, with all applicable Securities Laws and there are no current, pending or, to the knowledge of the Company, threatened proceedings before any Securities Authority or other Governmental Entity relating to any alleged non-non- compliance with any Securities Laws. The Company Subordinate Voting Shares are listed on, and the Company is in compliance, compliance in all material respects, respects with the rules and policies of, the CSE, and no . No delisting, suspension of trading in or cease trading order with respect to any securities of the Company is in effect and, and to the knowledge of the Company, Company no inquiry or investigation (formal or informal) of any Securities Authority or the CSE is in effect or ongoing or or, to the knowledge of the Company, expected to be implemented or undertaken.

Appears in 1 contract

Samples: Arrangement Agreement

Reporting Status and Securities Laws Matters. The Company is a “reporting issuer” or the equivalent and not on the list of reporting issuers in default under applicable Canadian provincial Securities Laws of each of the provinces of British Columbia and OntarioCanada, except Quebec. The Company is in compliance, in all material respects, with all applicable Securities Laws and there are no current, pending or, to the knowledge of the Company, threatened proceedings before any Securities Authority or other Governmental Entity relating to any alleged non-compliance with any Securities Laws. The Company Subordinate Voting Shares are listed on, and the Company is in compliance, compliance in all material respectsrespects with, with the rules and policies of, of the CSE, and no delisting. No de-listing, suspension of trading in or cease trading order with respect to any securities of the Company is in effect and, to the knowledge of the Company, no inquiry or investigation (formal or informal) of any Securities Authority or the CSE is in effect or ongoing or or, to the knowledge of the Company, expected to be implemented or undertaken.

Appears in 1 contract

Samples: Arrangement Agreement

Reporting Status and Securities Laws Matters. The Company Purchaser is a "reporting issuer" or the equivalent and not on the list of reporting issuers in default under applicable Canadian provincial Securities Laws of the provinces of in Ontario, British Columbia Colombia and OntarioAlberta. The Company Purchaser is in compliance, in all material respects, with all applicable Securities Laws and there are no current, pending or, to the knowledge of the CompanyPurchaser, threatened proceedings before any Securities Authority or other Governmental Entity relating to any alleged non-compliance with any Securities Laws. The Company Subordinate Voting Purchaser Shares are listed on, and the Company Purchaser is in compliance, in all material respects, compliance with the rules and policies of, the CSE, CSE and no delisting, suspension of trading in or cease trading order with respect to any securities of the Company Purchaser is in effect and, and to the knowledge of the CompanyPurchaser, no inquiry or investigation (formal or informal) of any Securities Authority or the CSE is in effect or ongoing or or, to the knowledge of the Purchaser, expected to be implemented or undertaken.

Appears in 1 contract

Samples: Arrangement Agreement

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Reporting Status and Securities Laws Matters. The Company is a “reporting issuer” or the equivalent and not on the list of reporting issuers in default under applicable Canadian provincial Securities Laws of the provinces Provinces of British Columbia Columbia, Alberta and Ontario. The Company is in compliance, in all material respects, with all applicable Securities Laws and there are no current, pending or, to the knowledge of the Company, threatened proceedings before any Securities Authority or other Governmental Entity relating to any alleged non-non- compliance with any Securities Laws. The Company Subordinate Voting Shares are listed on, and the Company is in compliance, compliance in all material respectsrespects with, with the rules and policies of, of the CSE, and no delisting. No de-listing, suspension of trading in or cease trading order with respect to any securities of the Company is in effect and, to the knowledge of the Company, no inquiry or investigation (formal or informal) of any Securities Authority or the CSE is in effect or ongoing or or, to the knowledge of the Company, expected to be implemented or undertaken.

Appears in 1 contract

Samples: Arrangement Agreement

Reporting Status and Securities Laws Matters. The Company is a "reporting issuer" or the equivalent and not on the list of reporting issuers in default under applicable Canadian provincial Securities Laws of each of the provinces of British Columbia and OntarioCanada other than Quebec. The Company is in compliance, in all material respects, with all applicable Securities Laws and there are no current, pending or, to the knowledge of the Company, threatened proceedings before any Securities Authority or other Governmental Entity relating to any alleged non-non- compliance with any Securities Laws. The Company Subordinate Voting Common Shares are listed on, and the Company is in compliance, compliance in all material respects, respects with the rules and policies of, the CSE, and no . No delisting, suspension of trading in or cease trading order with respect to any securities of the Company is in effect and, and to the knowledge of the Company, Company no inquiry or investigation (formal or informal) of any Securities Authority or the CSE is in effect or ongoing or or, to the knowledge of the Company, expected to be implemented or undertaken.

Appears in 1 contract

Samples: Arrangement Agreement

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