Common use of Reporting Status; Listing Clause in Contracts

Reporting Status; Listing. So long as this Agreement remains in effect, and for so long as Lender owns, legally or beneficially, any of the Advisory Fee Shares or other shares of Common Stock the Borrower shall: (i) file in a timely manner all reports required to be filed with the Principal Trading Market, and, to provide a copy thereof to the Lender promptly after such filing; (ii) if required by the rules and regulations of the Principal Trading Market, promptly secure the listing of the Advisory Fee Shares and other shares of the Borrower’s Common Stock issuable to Lender under any Loan Documents upon the Principal Trading Market (subject to official notice of issuance) and, take all reasonable action under its control to maintain the continued listing, quotation and trading of its Common Stock on the Principal Trading Market, and the Borrower shall comply in all respects with the Borrower’s reporting, filing and other obligations under the bylaws or rules of the Principal Trading Market and governmental authorities, as applicable. The Borrower shall promptly provide to Lender copies of any notices it receives from the SEC or any Principal Trading Market, to the extent any such notices could in any way have or be reasonably expected to have a Material Adverse Effect.

Appears in 7 contracts

Samples: Senior Secured Revolving Credit Facility Agreement (Hispanica International Delights of America, Inc.), Senior Secured Revolving Credit Facility Agreement (Staffing Group, Ltd.), Senior Secured Revolving Credit Facility Agreement (Bitzio, Inc.)

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Reporting Status; Listing. So long as this Agreement remains in effect, and for so long as Lender owns, legally or beneficially, any of the Advisory Facility Fee Shares or other shares of Common Stock Stock, the Borrower shall: (i) file in a timely manner all reports required to be filed with the under Principal Trading Market, and, to provide a copy thereof to the Lender promptly after such filing, if requested; (ii) if required by the rules and regulations of the Principal Trading Market, promptly secure the listing of the Advisory Facility Fee Shares and any other shares of the Borrower’s Common Stock issuable to Lender under any Loan Documents upon the Principal Trading Market (subject to official notice of issuance) and, take all reasonable action under its control to maintain the continued listing, quotation and trading of its Common Stock on the Principal Trading Market, and the Borrower shall comply in all respects with the Borrower’s reporting, filing and other obligations under the bylaws or rules of the Principal Trading Market and governmental authoritiesGovernmental Authorities, as applicable. The Borrower shall promptly provide to Lender copies of any notices it receives from the SEC or any Principal Trading Market, to the extent any such notices could in any way have or be reasonably expected to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Senior Secured Credit Facility Agreement, Senior Secured Credit Facility Agreement (Pharmagen, Inc.)

Reporting Status; Listing. So long as this Agreement remains in effect, and for so long as Lender owns, legally or beneficially, any of the Advisory Fee Shares or other shares of Common Stock the Borrower shall: (i) file in a timely manner manner, including extensions, all reports required to be filed with the Principal Trading Market, and, to provide a copy thereof to the Lender promptly after such filing; (ii) if required by the rules and regulations of the Principal Trading Market, promptly secure the listing of the Advisory Fee Shares and other any shares of the Borrower’s Common Stock issuable to Lender under any Loan Documents upon the Principal Trading Market (subject to official notice of issuance) and, take all reasonable action under its control to maintain the continued listing, quotation and trading of its Common Stock on the Principal Trading Market, and the Borrower shall comply in all respects with the Borrower’s reporting, filing and other obligations under the bylaws or rules of the Principal Trading Market and governmental authorities, as applicable. The Borrower shall promptly provide to Lender copies of any notices it receives from the SEC or any Principal Trading Market, to the extent any such notices could in any way have or be reasonably expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Senior Secured Revolving Credit Facility Agreement (Integrated Energy Solutions, Inc.)

Reporting Status; Listing. So long as this Agreement remains in effecteffect and the Revolving Notes and the Fee Note remain outstanding, and for so long as Lender owns, legally or beneficially, any of the Advisory Fee Shares or other shares of Common Stock the Borrower Stock, Intelligent Highway shall: (i) file in a timely manner all reports required to be filed with the Principal Trading Market, and, to provide a copy thereof to the Lender promptly after such filing; (ii) if required by the rules and regulations of the Principal Trading Market, promptly secure the listing of the Advisory Fee Shares and other shares of the BorrowerIntelligent Highway’s Common Stock issuable to Lender under any Loan Documents upon the Principal Trading Market (subject to official notice of issuance) and, take all reasonable action under its control to maintain the continued listing, quotation and trading of its Common Stock on the Principal Trading Market, and the Borrower Intelligent Highway shall comply in all respects with the BorrowerIntelligent Highway’s reporting, filing and other obligations under the bylaws or rules of the Principal Trading Market and governmental authorities, as applicable. The Borrower Intelligent Highway shall promptly provide to Lender copies of any notices it receives from the SEC or any Principal Trading Market, to the extent any such notices could in any way have or be reasonably expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Senior Secured Revolving Credit Facility Agreement (Intelligent Highway Solutions, Inc.)

Reporting Status; Listing. So long as this Agreement remains in effect, and for so long as Lender owns, legally or beneficially, any of the Advisory Fee Shares or other shares of Common Stock Stock, the Borrower shall: (i) file in a timely manner all reports required to be filed with the Principal Trading Market, and, to provide a copy thereof to the Lender promptly after such filing; (ii) if required by the rules and regulations of the Principal Trading Market, promptly secure the listing of the Advisory Fee Shares and other shares of the Borrower’s Common Stock issuable to Lender under any Loan Documents upon the Principal Trading Market (subject to official notice of issuance) and, take all reasonable action under its control to maintain the continued listing, quotation and trading of its Common Stock on the Principal Trading Market, and the Borrower shall comply in all respects with the Borrower’s reporting, filing and other obligations under the bylaws or rules of the Principal Trading Market and governmental authorities, as applicable. The Borrower shall promptly provide to Lender copies of any notices it receives from the SEC or any Principal Trading Market, to the extent any such notices could in any way have or be reasonably expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Senior Secured Revolving Credit Facility Agreement (Tarsier Ltd.)

Reporting Status; Listing. So long as this Agreement remains in effect, and for so long as Lender owns, legally or beneficially, any of the Advisory Facility Fee Shares or other shares of Common Stock Stock, the Borrower shall: (i) file in a timely manner all reports required to be filed with the under Principal Trading Market, and, to provide a copy thereof to the Lender promptly after such filing; (ii) if required by the rules and regulations of the Principal Trading Market, promptly secure the listing of the Advisory Facility Fee Shares and any other shares of the Borrower’s Common Stock issuable to Lender under any Loan Documents upon the Principal Trading Market (subject to official notice of issuance) and, take all reasonable action under its control to maintain the continued listing, quotation and trading of its Common Stock on the Principal Trading Market, and the Borrower shall comply in all respects with the Borrower’s reporting, filing and other obligations under the bylaws or rules of the Principal Trading Market and governmental authoritiesGovernmental Authorities, as applicable. The Borrower shall promptly provide to Lender copies of any notices it receives from the SEC or any Principal Trading Market, to the extent any such notices could in any way have or be reasonably expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Senior Secured Revolving Credit Facility Agreement (Comprehensive Care Corp)

Reporting Status; Listing. So long as this Agreement remains in effect, and for so long as Lender any Buyer owns, legally or beneficially, any beneficially own 10% or more of the Advisory Fee Shares or other shares of Common Stock on an as-converted basis, the Borrower Company shall: (i) file in a timely manner all reports required to be filed with under the Securities Act, the Exchange Act or any securities Laws and regulations thereof applicable to the Company of any state of the United States, or by the rules and regulations of the Principal Trading Market, and, to provide a copy thereof to the Lender Buyer promptly after such filingfiling upon the Buyer’s request; (ii) not terminate its status as an issuer required to file reports under the Exchange Act even if the Exchange Act or the rules and regulations thereunder would otherwise permit such termination; (iii) if required by the rules and regulations of the Principal Trading Market, promptly secure the listing of any of the Advisory Fee Shares and other shares of the Borrower’s Common Stock issuable to Lender under any Loan Documents Warrant Shares upon the Principal Trading Market (subject to official notice of issuance) and, take all reasonable action under its control to maintain the continued listing, quotation and trading of its Common Stock on the Principal Trading Market, and the Borrower Company shall comply in all respects with the BorrowerCompany’s reporting, filing and other obligations Obligations under the bylaws or rules of the Principal Trading Market Market, the Financial Industry Regulatory Authority, Inc. and governmental authoritiessuch other Governmental Authorities, as applicable. The Borrower Company shall promptly provide to Lender Buyer copies of any notices it receives from the SEC or any Principal Trading Market, to the extent that any such notices could in any way anyway have or be reasonably expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Nemus Bioscience, Inc.)

Reporting Status; Listing. So long as this Agreement remains in effect, and for so long as Lender owns, legally or beneficially, any of the Advisory Facility Fee Shares or other shares of Common Stock Stock, the Borrower shallBorrowershall: (i) file i)file in a timely manner all reports required to be filed with the befiled under Principal Trading Market, and, to provide a copy thereof to the Lender promptly Lenderpromptly after such filing; (ii) if required by the rules and regulations of the Principal Trading Market, promptly secure the securethe listing of the Advisory Facility Fee Shares and Sharesand any other shares of the Borrower’s Common Stock issuable to Lender under any Loan Documents upon the Principal Trading Market (subject to official notice of issuance) and, take all reasonable action under its control to maintain the continued listing, quotation and trading of its Common Stock on the Principal Trading Market, and the Borrower shall comply andthe Borrowershallcomply in all respects with the Borrower’s reporting, filing and other obligations under the bylaws or rules of the Principal Trading Market and governmental authoritiesMarketand Governmental Authorities, as applicable. The Borrower shall Borrowershall promptly provide to Lender copies Lendercopies of any notices it receives from the SEC or any Principal Trading Market, to the extent any such notices could in any way have or be reasonably expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Senior Secured Revolving Credit Facility Agreement (Revolutionary Concepts Inc)

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Reporting Status; Listing. So long as this Agreement remains in effect, and for so long as Lender Buyer owns, legally or beneficially, any of the Advisory Fee Shares or other shares of Common Stock Securities, the Borrower Company shall: (i) file in a timely manner all reports required to be filed with under the Securities Act, the Exchange Act or any securities Laws and regulations thereof applicable to the Company of any state of the United States, or by the rules and regulations of the Principal Trading Market, and, to provide a copy thereof to the Lender Buyer promptly after such filing; (ii) if required by the rules and regulations of the Principal Trading Market, promptly secure the listing of the Advisory Fee Shares and other shares of the Borrower’s Common Stock issuable to Lender Buyer under any Loan of the Transaction Documents upon the Principal Trading Market (subject to official notice of issuance) and, take all reasonable action under its control to maintain the continued listing, quotation and trading of its Common Stock (including, without limitation, Common Stock issuable to Buyer under any of the Transaction Documents) on the Principal Trading Market, and the Borrower Company shall comply in all respects with the BorrowerCompany’s reporting, filing and other obligations Obligations under the bylaws or rules of the Principal Trading Market Market, the Financial Industry Regulatory Authority, Inc. and governmental authoritiessuch other Governmental Authorities, as applicable. The Borrower Company shall promptly provide to Lender Buyer copies of any notices it receives from the SEC or any Principal Trading Market, to the extent any such notices could in any way have or be reasonably expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (NewLead Holdings Ltd.)

Reporting Status; Listing. So long as this Agreement remains in effect, and for so long as Lender owns, legally or beneficially, any of the Advisory Fee Shares or other shares of Common Stock the Borrower shall: (i) file in a timely manner all reports required to be filed with the Principal Trading Market, and, to provide a copy thereof to the Lender promptly after such filing; (ii) if required by the rules and regulations of the Principal Trading Market, promptly secure the listing of the Advisory Fee Shares and other shares of the Borrower’s 's Common Stock issuable to Lender under any Loan Documents upon the Principal Trading Market (subject to official notice of issuance) and, take all reasonable action under its control to maintain the continued listing, quotation and trading of its Common Stock on the Principal Trading Market, and the Borrower shall comply in all respects with the Borrower’s 's reporting, filing and other obligations under the bylaws or rules of the Principal Trading Market and governmental authorities, as applicable. The Borrower shall promptly provide to Lender copies of any notices it receives from the SEC or any Principal Trading Market, to the extent any such notices could in any way have or be reasonably expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Senior Secured Revolving Credit Facility Agreement (Artec Global Media, Inc.)

Reporting Status; Listing. So long as this Agreement remains in effect, and for so long as Lender Buyer owns, legally or beneficially, any of the Advisory Fee Shares or other shares of Common Stock Securities, the Borrower Company shall: (i) file in a timely manner all reports required to be filed with under the Securities Act, the Exchange Act or any securities Laws and regulations thereof applicable to the Company of any state of the United States, or by the rules and regulations of the Principal Trading Market, and, to provide a copy thereof to the Lender Buyer promptly after such filing; and (ii) if required by the rules and regulations of the Principal Trading Market, promptly secure the listing of the Advisory Fee Shares and other any shares of the Borrower’s Common Stock issuable to Lender Buyer under any Loan of the Transaction Documents upon the Principal Trading Market (subject to official notice of issuance) and, take all reasonable action under its control to maintain the continued listing, quotation and trading of its Common Stock (including, without limitation, any shares of Common Stock issuable to Buyer under any of the Transaction Documents) on the Principal Trading Market, and the Borrower Company shall comply in all respects with the Borrower’s Company's reporting, filing and other obligations Obligations under the bylaws or rules of the Principal Trading Market Market, the Financial Industry Regulatory Authority, Inc. and governmental authoritiessuch other Governmental Authorities, as applicable. The Borrower Company shall promptly provide to Lender Buyer copies of any notices it receives from the SEC or any Principal Trading Market, to the extent any such notices could in any way have or be reasonably expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Myecheck, Inc.)

Reporting Status; Listing. So long as this Agreement remains in effect, and for so long as Lender owns, legally or beneficially, any of the Advisory Fee Shares or other shares of Common Stock the Borrower Stock, ML - Nevada shall: (i) file in a timely manner all reports required to be filed with the Principal Trading Market, and, to provide a copy thereof to the Lender promptly after such filing; (ii) if required by the rules and regulations of the Principal Trading Market, promptly secure the listing of the Advisory Fee Shares and other shares of the Borrower’s Common Stock - ML issuable to Lender under any Loan Documents upon the Principal Trading Market (subject to official notice of issuance) and, take all reasonable action under its control to maintain the continued listing, quotation and trading of its the Common Stock - ML on the Principal Trading Market, and the Borrower ML - Nevada shall comply in all respects with the BorrowerML – Nevada’s reporting, filing and other obligations under the bylaws or rules of the Principal Trading Market and governmental authoritiesGovernmental Authorities, as applicable. The Borrower ML - Nevada shall promptly provide to Lender copies of any notices it receives from the SEC or any Principal Trading Market, to the extent any such notices could in any way have or be reasonably expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Senior Secured Credit Facility Agreement (Mint Leasing Inc)

Reporting Status; Listing. So long as this Agreement remains in effect, and for so long as Lender Buyer owns, legally or beneficially, any of the Advisory Fee Shares or other shares of Common Stock Securities, the Borrower Company shall: (i) file in a timely manner all reports required to be filed with under the Securities Act, the Exchange Act or any securities Laws and regulations thereof applicable to the Company of any state of the United States, or by the rules and regulations of the Principal Trading Market, and, to provide a copy thereof to the Lender Buyer promptly after such filing; (ii) if required by the rules and regulations of the Principal Trading Market, promptly secure the listing of the Advisory Fee Shares and other any shares of the Borrower’s Common Stock issuable to Lender Buyer under any Loan of the Transaction Documents upon the Principal Trading Market (subject to official notice of issuance) and, take all reasonable action under its control to maintain the continued listing, quotation and trading of its Common Stock (including, without limitation, any shares of Common Stock issuable to Buyer under any of the Transaction Documents) on the Principal Trading Market, and the Borrower Company shall comply in all respects with the BorrowerCompany’s reporting, filing and other obligations Obligations under the bylaws or rules of the Principal Trading Market Market, the Financial Industry Regulatory Authority, Inc. and governmental authoritiessuch other Governmental Authorities, as applicable. The Borrower Company shall promptly provide to Lender Buyer copies of any notices it receives from the SEC or any Principal Trading Market, to the extent any such notices could in any way have or be reasonably expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (MamaMancini's Holdings, Inc.)

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